Firms by custodian
Registered investment advisers that custody at Capital Bank & Trust
Search the full directory by firm name, city, state, CRD number or custodian.
9 firms listed
| Firm | Headquarters | Regulatory AUM |
|---|---|---|
| Giraffes | Columbus, MS | $1.09B |
| Heritage Financial | Gainesville, VA | $408M |
| Tucker JR., Douglas, Ray | Montgomery, AL | $339M |
| LIG Capital Management | Oklahoma City, OK | $250M |
| Ares Financial Consulting | Calabasas, CA | $244M |
| Capital Management Advisor Group | Walnut Creek, CA | $234M |
| Johnson Lyman | Los Altos, CA | $202M |
| Conceptual Financial Advisors | Appleton, WI | $190M |
| Capital Financial | Olney, MD | $159M |
- Headquarters
- Columbus, MS
- Regulatory AUM
- $1.09B
- Headquarters
- Gainesville, VA
- Regulatory AUM
- $408M
- Headquarters
- Montgomery, AL
- Regulatory AUM
- $339M
- Headquarters
- Oklahoma City, OK
- Regulatory AUM
- $250M
- Headquarters
- Calabasas, CA
- Regulatory AUM
- $244M
- Headquarters
- Walnut Creek, CA
- Regulatory AUM
- $234M
- Headquarters
- Los Altos, CA
- Regulatory AUM
- $202M
- Headquarters
- Appleton, WI
- Regulatory AUM
- $190M
- Headquarters
- Olney, MD
- Regulatory AUM
- $159M
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Capital Bank & Trust here says only what the filing says, and implies nothing about either firm's service.