LGT Financial Advisors provides financial planning, portfolio management for individuals and small businesses, selecting other managers, estate planning, insurance, and tax planning. Financial planning was provided to 51–100 clients last fiscal year.
LGT Financial Advisors reports 147 clients. They include 71 individual clients, 63 high-net-worth individuals, and 8 pension and profit-sharing plans. Of its assets, 100.0% ($456M across 452 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 48% | 5% |
| High-net-worth individuals | 43% | 86% |
| Pension and profit-sharing plans | 5% | <1% |
| Charitable organizations | Fewer than 5 | 7% |
| Corporations and other businesses | 3% | 2% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 71 | $22.5M | 4.9% | $317K |
| High-net-worth individuals | 63 | $391M | 85.6% | $6.2M |
| Pension and profit-sharing plans | 8 | $3.16M | 0.7% | $395K |
| Charitable organizations | Fewer than 5 | $31M | 6.8% | — |
| Corporations and other businesses | 5 | $8.77M | 1.9% | $1.75M |
| Total | 147 | $456M | 100% | — |
- Clients
- 71
- Regulatory AUM
- $22.5M
- AUM share
- 4.9%
- Avg. per client
- $317K
- Clients
- 63
- Regulatory AUM
- $391M
- AUM share
- 85.6%
- Avg. per client
- $6.2M
- Clients
- 8
- Regulatory AUM
- $3.16M
- AUM share
- 0.7%
- Avg. per client
- $395K
- Clients
- Fewer than 5
- Regulatory AUM
- $31M
- AUM share
- 6.8%
- Avg. per client
- —
- Clients
- 5
- Regulatory AUM
- $8.77M
- AUM share
- 1.9%
- Avg. per client
- $1.75M
Total
- Clients
- 147
- Regulatory AUM
- $456M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
LGT Financial Advisors charges 0.50%–1.00% a year for its Equity, bond and balanced portfolios. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Stand-alone financial planning and consulting
- Financial planning and consulting on a stand-alone basis are negotiable, generally $3,000 to $20,000 on an annual fixed fee basis or $350 to $395 an hour.
Lane Gorman Trubitt, LLC owns 75% or more of LGT Financial Advisors. The leadership team of LGT Financial Advisors includes Chief Compliance Officer Will Clark. It has 5 employees, 4 of them in advisory roles.
Staff
- 5 employees
- 4 in advisory functions
- 4 state-registered reps
- 2 insurance agents
- 1 soliciting firm
- Owns 75% or more of LGT Financial Advisors LLC
Lane Gorman Trubitt, LLC
Control person · since March 2016
LGT Financial Advisors’ regulatory assets grew 1.9× from $240M (March 2021) to $456M (March 2026); clients rose from 139 to 147 and employees fell from 6 to 5.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $456M | 147 | 5 | 1 |
| Jul 2025July 2025 | $359M | 136 | 5 | 1 |
| Mar 2024March 2024 | $302M | 135 | 6 | 1 |
| Mar 2023March 2023 | $300M | 139 | 7 | 1 |
| Jun 2022June 2022 | $253M | 140 | 6 | 1 |
| Mar 2021March 2021 | $240M | 139 | 6 | 1 |
Besides its headquarters, LGT Financial Advisors has 0 offices, with 1 listed address in 1 state.
Texas · 1 listed address
- 2626 Howell St, Suite 700, DallasHQ
Contact and registration details
- Legal name
- LGT Financial Advisors LLC
- Headquarters
- 2626 Howell St, Suite 700, Dallas, TX 75204
- Website
- lgt-fa.com
- Phone
- 214-871-7500
- SEC file
- 801-77833
- Founded
- 1998
- Structure
- Texas LLC
- Fiscal year end
- December
LGT Financial Advisors’ named custodians for separately managed accounts are Fidelity ($250M, 55%) and Charles Schwab ($202M, 45%). LGT Financial Advisors does not have custody of client assets.
- FidelityNational Financial Services LLC · Boston, MA · $250M55%
- Charles SchwabCharles Schwab & Co., Inc. · Lone Tree, CO · $202M45%
At year end, LGT Financial Advisors’ separately managed accounts were mostly in funds (81%) and cash (12%). Its reported 13F holdings for the quarter ended 30 June 2026 total $18.9M across 223 positions; the largest are State Str SPDR S&P 500 ETF T (19.9%), J P Morgan Exchange Traded F (10.7%) and Apple Inc. (7.1%).
What the accounts hold
- Stocks5%
- Funds81%
- Registered funds79%
- Pooled vehicles2%
- Bonds2%
- U.S. government and agency bonds1%
- State and local bonds1%
- Cash12%
How many clients does LGT Financial Advisors have?
LGT Financial Advisors has 147 clients and manages $456 million for them, as of March 2026. They include 71 individual clients, 63 high-net-worth individuals, and 8 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 11 March 2026
What services does LGT Financial Advisors offer?
LGT Financial Advisors provides financial planning, portfolio management for individuals and small businesses, selecting other managers, estate planning, insurance, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does LGT Financial Advisors charge?
LGT Financial Advisors charges 0.50%–1.00% a year for its Equity, bond and balanced portfolios. The fee is billed in advance and is negotiable.
Which custodians does LGT Financial Advisors use?
LGT Financial Advisors’ separately managed account assets are held at National Financial Services LLC (Boston, MA), with $250M and Charles Schwab & Co., Inc. (Lone Tree, CO), with $202M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 11 March 2026
How many financial advisors does LGT Financial Advisors have?
LGT Financial Advisors has 4 investment adviser representatives registered with state securities authorities, out of 5 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does LGT Financial Advisors invest in?
At the end of its last fiscal year, LGT Financial Advisors’ separately managed accounts held 79% registered funds (mutual funds, ETFs, BDCs), 12% cash and equivalents, 5% exchange-traded equities, 2% pooled vehicles (private funds and similar), 1% U.S. government and agency bonds and 1% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns LGT Financial Advisors?
LGT Financial Advisors’ direct owner is Lane Gorman Trubitt, LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 11 March 2026
How does LGT Financial Advisors get paid?
LGT Financial Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact LGT Financial Advisors?
LGT Financial Advisors’ main office is at 2626 Howell St, Suite 700, Dallas, TX 75204. Its phone number is 214-871-7500. Its website is lgt-fa.com.
