Joshua Orton has been an investment adviser representative at LGT Financial Advisors since July 2023, and is not listed among the firm’s executive officers or direct owners. Joshua Orton holds a Bachelor of Business Administration in Finance from the University of North Texas.
LGT Financial Advisors LLC is a Dallas, TX firm with $456M under management, 147 clients and 4 advisers in one office, as of its March 2026 filing.
Josh Orton is Senior Financial Advisor of LGT Financial Advisors. With more than 15 years of experience in wealth management, he works with individuals, families and business owners on financial planning, investment management, retirement strategies, estate planning and business exit planning. Before joining LGT Financial Advisors, he spent nearly a decade in leadership roles at TD Ameritrade and later served clients through several boutique wealth management firms in the Dallas-Fort Worth area.
Joshua Orton’s longest registration is the current one, 3 years at LGT Financial Advisors since 2023. Before joining LGT Financial Advisors in 2023, Joshua Orton was registered through KPC Financial Solutions, LLC and Gradient Advisors, LLC.
- LGT Financial Advisors LLCCurrent– present · 3 yearsDallas, TX · Adviser representative · Firm CRD 111575
- KPC Financial Solutions, LLC– · under a yearLewisville, TX · Adviser representative · Firm CRD 317107
- Gradient Advisors, LLC– · 1 yearKeller, TX · Adviser representative · Firm CRD 152665
- Park Avenue Securities LLC– · under a yearIrving, TX · Adviser representative · Firm CRD 46173
Professional designations
Listed by LGT Financial Advisors
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Certified Exit Planning Advisor (CEPA®)
Investment adviser representative registrations
Joshua Orton is registered as an investment adviser representative in Texas, since July 2023.
- TexasSince 25 July 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 26 February 2024 |
| Series 7TO | General Securities Representative Examination | 26 February 2024 |
| Series 65 | Uniform Investment Adviser Law Examination | 26 April 2021 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 3 October 2011 |
| Series 7 | General Securities Representative Examination | 23 September 2011 |
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Joshua David Orton
- CRD
- 5971369
- Firm
- LGT Financial Advisors · CRD 111575
- Office
- 2626 HOWELL ST, SUITE 700, Dallas, TX 75204
- Registration
- Investment adviser registration
- In the industry since
- May 2012
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- lgt-fa.com
Where does Joshua Orton work?
Joshua Orton is an investment adviser representative registered through LGT Financial Advisors LLC since July 2023, and is not listed among the firm’s executive officers or direct owners.
Is Joshua Orton a financial advisor?
Yes. Joshua Orton has a current investment-adviser registration in Texas, through LGT Financial Advisors since July 2023.
How many years of experience does Joshua Orton have?
Joshua Orton has 14 years in the financial industry, since May 2012, across 4 adviser firms.
What exams has Joshua Orton passed?
Joshua Orton has passed 5 licensing exams: the Series 7, Series 63, Series 65, Series 24 and Series 7TO. The earliest, the Series 7, was passed in September 2011. FINRA credited Joshua Orton with the SIE, which began in October 2018.
Where did Joshua Orton work before LGT Financial Advisors?
Before LGT Financial Advisors, Joshua Orton was registered through KPC Financial Solutions, LLC, April 2023 to July 2023; Gradient Advisors, LLC, March 2022 to April 2023; Park Avenue Securities LLC, April 2021 to August 2021.
Where is Joshua Orton based?
Joshua Orton’s registered office is in Dallas, TX.
Is Joshua Orton registered with FINRA?
No. Joshua Orton has no current broker registration.
Is Joshua Orton a CFP?
LGT Financial Advisors lists Joshua Orton with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
Source: Josh Orton biography, lgt-fa.com
How can I verify Joshua Orton’s record?
Search CRD 5971369 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joshua Orton’s full registration record.
