Levin Funding Group provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.
Levin Funding Group reports 58 clients. They include 33 high-net-worth individuals, 15 individual clients and 4 charitable organizations. Of its assets, 100.0% ($215M across 165 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 26% | 2% |
| High-net-worth individuals | 57% | 84% |
| Pension and profit-sharing plans | 3% | 2% |
| Charitable organizations | 7% | 2% |
| Insurance companies | 2% | 4% |
| Other client typesCorporations and other businesses | 5% | 6% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 15 | $5.09M | 2.4% | $340K |
| High-net-worth individuals | 33 | $182M | 84.3% | $5.5M |
| Pension and profit-sharing plans | Fewer than 5 | $4.26M | 2.0% | $2.13M |
| Charitable organizations | Fewer than 5 | $4.7M | 2.2% | $1.18M |
| Insurance companies | Fewer than 5 | $7.75M | 3.6% | $7.75M |
| Corporations and other businesses | Fewer than 5 | $12.1M | 5.6% | $4.03M |
| Total | 58 | $215M | 100% | — |
- Clients
- 15
- Regulatory AUM
- $5.09M
- AUM share
- 2.4%
- Avg. per client
- $340K
- Clients
- 33
- Regulatory AUM
- $182M
- AUM share
- 84.3%
- Avg. per client
- $5.5M
- Clients
- Fewer than 5
- Regulatory AUM
- $4.26M
- AUM share
- 2.0%
- Avg. per client
- $2.13M
- Clients
- Fewer than 5
- Regulatory AUM
- $4.7M
- AUM share
- 2.2%
- Avg. per client
- $1.18M
- Clients
- Fewer than 5
- Regulatory AUM
- $7.75M
- AUM share
- 3.6%
- Avg. per client
- $7.75M
- Clients
- Fewer than 5
- Regulatory AUM
- $12.1M
- AUM share
- 5.6%
- Avg. per client
- $4.03M
Total
- Clients
- 58
- Regulatory AUM
- $215M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Levin Funding Group charges 0.25%–1.00% a year for its Investment Management Services. Each asset band is charged at its own rate. The fee is negotiable. The brochure also prices one other service, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$1M | 1.00% |
| $1M–$2M | 0.75% |
| $2M–$3M | 0.60% |
| $3M–$4M | 0.50% |
| $4M–$5M | 0.40% |
| $5M and above | 0.25% |
Fee details and sources
Other fees
- Financial Planning and Consulting
- Financial planning and consulting are billed on a project, fixed-fee or hourly basis, with a retainer due on signing.
John and Kimberly Levin Exempt Trust C/U/A/D 12/14/2017 owns 75% or more of Levin Funding Group and is in turn owned by John Levin (75% or more) and Kimberly Levin (25–50%). The leadership team of Levin Funding Group includes Chief Compliance Officer Kimberlee Levin. It has 2 employees.
Leadership
- Kimberlee LevinChief Compliance Officer
John LevinManaging Member
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
Staff
- 2 employees
- 2 in advisory functions
- 1 state-registered rep
- 1 insurance agent
- Owns 75% or more of Levin Funding Group LLC
John and Kimberly Levin Exempt Trust C/U/A/D 12/14/2017
Control person · since December 2013
- Owns 75% or more of John and Kimberly Levin Exempt Trust C/U/A/D 12/14/2017
John Levin
Control person · since December 2013
- Owns 25% to 50% of John and Kimberly Levin Exempt Trust C/U/A/D 12/14/2017
Kimberly Levin
since April 2004
Levin Funding Group’s regulatory assets grew 1.6× from $131M (April 2022) to $215M (March 2026); clients fell from 70 to 58 and employees from 3 to 2.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $215M | 58 | 2 | 1 |
| March 2025 | $168M | 60 | 3 | 1 |
| March 2024 | $165M | 71 | 3 | 1 |
| April 2023 | $130M | 32 | 3 | 1 |
| April 2022 | $131M | 70 | 3 | 1 |
Besides its headquarters, Levin Funding Group has 0 offices, with 1 listed address in Arizona.
Arizona · 1 listed address
- 2200 East River Road, Suite 104, TucsonHQ
Contact and registration details
- Legal name
- Levin Funding Group LLC
- Headquarters
- 2200 East River Road, Suite 104, Tucson, AZ 85718
- Website
- levinfunding.com
- Phone
- 520-751-2000
- @levin-funding-group
- SEC file
- 801-125714
- Structure
- Arizona LLC
- Fiscal year end
- December
Levin Funding Group uses Charles Schwab ($198M) as custodian for its separately managed accounts. Levin Funding Group does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $198M100%
At year end, Levin Funding Group’s separately managed accounts were largely in stocks (49%) and funds (40%).
What the accounts hold
- Stocks49%
- Exchange-traded equities47%
- Non-exchange-traded equities2%
- Funds40%
- Registered funds38%
- Pooled vehicles2%
- Bonds3%
- U.S. government and agency bonds2%
- State and local bonds1%
- Cash2%
- Other5%
- Fixed income5%
Filed values cover 99%. The neutral 1% gap has no reported category.
How many clients does Levin Funding Group have?
Levin Funding Group has 58 clients and manages $215 million for them, as of March 2026. They include 33 high-net-worth individuals, 15 individual clients and 4 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026
What services does Levin Funding Group offer?
Levin Funding Group provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Levin Funding Group charge?
Levin Funding Group charges 0.25%–1.00% a year for its Investment Management Services. Each asset band is charged at its own rate. The fee is negotiable.
Source: LEVIN FUNDING GROUP LLC ADV PART 2A, filed 30 March 2026
Which custodians does Levin Funding Group use?
Levin Funding Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $198M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026
How many financial advisors does Levin Funding Group have?
Levin Funding Group has 1 investment adviser representative registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Levin Funding Group invest in?
At the end of its last fiscal year, Levin Funding Group’s separately managed accounts held 47% exchange-traded equities, 38% registered funds (mutual funds, ETFs, BDCs), 5% other, 2% non-exchange-traded equities, 2% U.S. government and agency bonds, 2% pooled vehicles (private funds and similar), 2% cash and equivalents and 1% state and local bonds. The 5% other category is described as: Fixed Income.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Levin Funding Group?
Levin Funding Group is owned through a trust by Kimberly and John Levin. Its direct owner is John and Kimberly Levin Exempt Trust C/U/A/D 12/14/2017 (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 30 March 2026
How does Levin Funding Group get paid?
Levin Funding Group is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Levin Funding Group?
Levin Funding Group’s main office is at 2200 East River Road, Suite 104, Tucson, AZ 85718. Its phone number is 520-751-2000. Its website is levinfunding.com.