{"url":"https://nivawealth.com/firms/levin-funding-group-170087","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/170087","regulatoryAum":215430911,"crd":"170087","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2033204","suffix":null,"lastName":"LEVIN","firstName":"JOHN","middleName":"DAVID"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-04-27","regulatoryAum":131200377,"clients":70,"employees":3,"offices":1},{"filedOn":"2023-04-19","regulatoryAum":129532194,"clients":32,"employees":3,"offices":1},{"filedOn":"2024-03-18","regulatoryAum":164530650,"clients":71,"employees":3,"offices":1},{"filedOn":"2025-03-28","regulatoryAum":168248470,"clients":60,"employees":3,"offices":1},{"filedOn":"2026-03-30","regulatoryAum":215430911,"clients":58,"employees":2,"offices":1}],"secFileNumber":"801-125714","legalName":"Levin Funding Group 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signing.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1030859","versionId":1030859,"submittedOn":"2026-03-30","documentName":"LEVIN FUNDING GROUP LLC  ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T14:52:39.563325+00:00","documents":[{"name":"LEVIN FUNDING GROUP LLC  ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1030859","versionId":1030859,"submittedOn":"2026-03-30"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":197761025}],"custodyNote":"Levin Funding Group does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Kimberlee Levin","title":"Chief Compliance Officer","crd":"5554098"},{"name":"John Levin","title":"Managing Member","crd":"2033204"}],"ownership":[{"label":"John and Kimberly Levin Exempt Trust C/U/A/D 12/14/2017","detail":"Owner in the 75% or more ownership band and a control person, since December 2013."},{"label":"Kimberly Levin","detail":"Indirect owner: a trustee of John and Kimberly Levin Exempt Trust C/U/A/D 12/14/2017 in the 25% to 50% band, since April 2004.","parent":"John and Kimberly Levin Exempt Trust C/U/A/D 12/14/2017"},{"label":"John Levin","detail":"Indirect owner: a trustee of John and Kimberly Levin Exempt Trust C/U/A/D 12/14/2017 in the 75% or more band and a control person, since December 2013.","parent":"John and Kimberly Levin Exempt Trust C/U/A/D 12/14/2017"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Arizona","offices":1,"addresses":[{"street":"2200 East River Road, Suite 104","city":"Tucson","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"520-751-2000","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":47},{"label":"Non-exchange-traded equity securities","percent":2},{"label":"U.S. government/agency bonds","percent":2},{"label":"U.S. state and local bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":38},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":2},{"label":"Cash and cash equivalents","percent":2},{"label":"Other","percent":5,"detail":"Fixed Income"}],"privateFunds":0},"sources":{"adv1FilingDate":"30 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/170087/PDF/170087.pdf","brochureDate":"30 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1030859","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Levin Funding Group have?","answer":"Levin Funding Group has 58 clients and manages $215 million for them, as of March 2026. They include 33 high-net-worth individuals, 15 individual clients and 4 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Levin Funding Group offer?","answer":"Levin Funding Group provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Levin Funding Group charge?","answer":"Levin Funding Group charges 0.25%–1.00% a year for its Investment Management Services. Each asset band is charged at its own rate. The fee is negotiable.","source":"LEVIN FUNDING GROUP LLC  ADV PART 2A, filed 30 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Levin Funding Group use?","answer":"Levin Funding Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $198M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Levin Funding Group have?","answer":"Levin Funding Group has 1 investment adviser representative registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Levin Funding Group invest in?","answer":"At the end of its last fiscal year, Levin Funding Group’s separately managed accounts held 47% exchange-traded equities, 38% registered funds (mutual funds, ETFs, BDCs), 5% other, 2% non-exchange-traded equities, 2% U.S. government and agency bonds, 2% pooled vehicles (private funds and similar), 2% cash and equivalents and 1% state and local bonds. The 5% other category is described as: Fixed Income.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Levin Funding Group?","answer":"Levin Funding Group is owned through a trust by Kimberly and John Levin. Its direct owner is John and Kimberly Levin Exempt Trust C/U/A/D 12/14/2017 (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Levin Funding Group get paid?","answer":"Levin Funding Group is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Levin Funding Group?","answer":"Levin Funding Group’s main office is at 2200 East River Road, Suite 104, Tucson, AZ 85718. Its phone number is 520-751-2000. Its website is levinfunding.com.","source":"Form ADV Part 1A, Item 1.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}