Leibman Financial Servces provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 251–500 clients last fiscal year.
Leibman Financial Servces reports 270 clients. They include 203 individual clients and 67 high-net-worth individuals. Of its assets, 81.1% ($140M across 558 accounts) are managed with discretion; $32.8M across 15 accounts are not. A wrap fee program the firm both sponsors and manages holds $173M.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 75% | 29% |
| High-net-worth individuals | 25% | 70% |
| Charitable organizations | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 203 | $50.6M | 29.2% | $249K |
| High-net-worth individuals | 67 | $122M | 70.4% | $1.82M |
| Charitable organizations | Fewer than 5 | $580K | 0.3% | — |
| Total | 270 | $173M | 100% | — |
- Clients
- 203
- Regulatory AUM
- $50.6M
- AUM share
- 29.2%
- Avg. per client
- $249K
- Clients
- 67
- Regulatory AUM
- $122M
- AUM share
- 70.4%
- Avg. per client
- $1.82M
- Clients
- Fewer than 5
- Regulatory AUM
- $580K
- AUM share
- 0.3%
- Avg. per client
- —
Total
- Clients
- 270
- Regulatory AUM
- $173M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 251–500
Leibman Financial Servces charges 0.80%–1.50% a year for its Asset Management Program. The whole portfolio is charged at the rate of its band. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$250K | 1.50% |
| $250K–$1M | 1.25% |
| $1M–$2M | 1.10% |
| $2M–$4M | 1.00% |
| $4M–$8M | 0.90% |
| $8M and above | 0.80% |
Fee details and sources
Other fees
- Portfolio Monitoring Program
- Monitoring only, for investors not needing active management: 0.25% of assets held in the monitored accounts, billed quarterly in advance.
Mark Leibman owns 25% to 50% of Leibman Financial Servces. The leadership team of Leibman Financial Servces includes President Gregory Leibman and Chief Compliance Officer William Garver. It has 4 employees.
Leadership
- Gregory LeibmanVice President
- Mark LeibmanVice President
- Caitlin LeibmanPresident
- William GarverChief Compliance Officer
Investment adviser representatives
5 representatives listed in the SEC register as of 9 October 2026.
Staff
- 4 employees
- 4 in advisory functions
- 4 state-registered reps
- 4 broker-dealer reps
- Owns 25% to 50% of Leibman Financial Servces, Inc.
Mark Leibman
Control person · since January 2026
- Owns 10% to 25% of Leibman Financial Servces, Inc.
William Garver
Control person · since October 2022
- Owns 10% to 25% of Leibman Financial Servces, Inc.
Gregory Leibman
Control person · since January 2023
- Owns 10% to 25% of Leibman Financial Servces, Inc.
Caitlin Leibman
Control person · since January 2026
Leibman Financial Servces’ regulatory assets grew 1.5× from $114M (March 2023) to $173M (January 2026); clients rose from 204 to 270 and employees were 4 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| January 2026 | $173M | 270 | 4 | 1 |
| January 2025 | $156M | 251 | 4 | 1 |
| January 2024 | $122M | 229 | 4 | 1 |
| March 2023 | $114M | 204 | 4 | 1 |
Besides its headquarters, Leibman Financial Servces has 0 offices, with 1 listed address in Nebraska.
Nebraska · 1 listed address
- 228 Main Street, LouisvilleHQ
Other business names
Leibman Financial Servces has reported 2 other business names to the SEC.
- 228main.com
- Leibman Financial Services
Contact and registration details
- Legal name
- Leibman Financial Servces, Inc.
- Headquarters
- 228 Main Street, Louisville, NE 68037
- Website
- 228main.com
- Phone
- 402-234-2337
- SEC file
- 801-126978
- Structure
- Nebraska corporation
- Fiscal year end
- December
Leibman Financial Servces uses LPL Financial ($173M) as custodian for its separately managed accounts. Leibman Financial Servces does not have custody of client assets.
- LPL FinancialLPL Financial LLC · Fort Mill, SC · $173M100%
At year end, Leibman Financial Servces’ separately managed accounts were mostly in stocks (72%) and funds (27%). Its reported 13F holdings for the quarter ended 30 June 2026 total $150M across 46 positions; the largest are Wisdomtree TR (13.2%), Wisdomtree TR (4.1%) and American Centy ETF TR (3.7%).
What the accounts hold
- Stocks72%
- Funds27%
- Cash1%
Reported 13F holdings
- $150M
- Reported 13F value
- 46
- Positions
- 42.0%
- In the 10 largest
- +10.5%
- Value vs. prior quarter
- Wisdomtree TR · Floating Rat Trea13.2%
- Wisdomtree TR · India Erngs FD4.1%
- American Centy ETF TR · Intl Smcp Vlu3.7%
- Wisdomtree TR · Emg Mkts Smcap3.5%
- Berkshire Hathaway Inc. Del · CL B New3.2%
- Alphabet Inc. · Cap Stk CL C3.0%
- Sprouts Fmrs Mkt Inc.2.9%
- Teck Resources Ltd · CL B2.8%
- Amazon Com Inc.2.8%
- Sea Ltd · Sponsord ADS2.8%
Together, the ten largest are 42.0% of reported value.
How many clients does Leibman Financial Servces have?
Leibman Financial Servces has 270 clients and manages $173 million for them, as of January 2026. They include 203 individual clients and 67 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 10 January 2026
What services does Leibman Financial Servces offer?
Leibman Financial Servces provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Leibman Financial Servces charge?
Leibman Financial Servces charges 0.80%–1.50% a year for its Asset Management Program. The whole portfolio is charged at the rate of its band. The fee is billed in advance and is negotiable.
Source: LIEBMAN FINANACIAL SERVICES ADV PART 2A, filed 10 January 2026
Which custodians does Leibman Financial Servces use?
Leibman Financial Servces’ separately managed account assets are held at LPL Financial LLC (Fort Mill, SC), with $173M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 January 2026
How many financial advisors does Leibman Financial Servces have?
Leibman Financial Servces has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. 4 employees are registered representatives of a broker-dealer and 0 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Leibman Financial Servces invest in?
At the end of its last fiscal year, Leibman Financial Servces’ separately managed accounts held 72% exchange-traded equities, 27% registered funds (mutual funds, ETFs, BDCs) and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Leibman Financial Servces?
Leibman Financial Servces’ direct owners are Mark Leibman, William Garver, Gregory Leibman and Caitlin Leibman, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 10 January 2026
How does Leibman Financial Servces get paid?
Leibman Financial Servces is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Leibman Financial Servces registered with the SEC?
Yes, Leibman Financial Servces has been registered with the SEC as an investment adviser since 1 December 2022. Its CRD number is 323120 and its SEC file number is 801-126978.
Source: Form ADV Part 1A, Item 1, filed 10 January 2026; IAPD firm record
How do I contact Leibman Financial Servces?
Leibman Financial Servces’ main office is at 228 Main Street, Louisville, NE 68037. Its phone number is 402-234-2337. Its website is 228main.com.