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William Garver

Chief Compliance Officer at Leibman Financial Servces in Louisville, NE

Investment adviser and broker registrationsUpdated

William Garver is Chief Compliance Officer of Leibman Financial Servces, Inc., an investment adviser managing $173M, and works from its Louisville, NE office. William Garver has been registered as an investment adviser representative through Leibman Financial Servces since 2 December 2022, has 4 years in the industry across 2 firms and has passed the SIE, Series 7TO and Series 66.

4
Years in industry
3
Years at firm
2
Adviser firms
1
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

William Garver has been Chief Compliance Officer of Leibman Financial Servces since October 2022, is a control person of the firm and directly owns between 10% and 25% of it.

Leibman Financial Servces, Inc. is a Louisville, NE firm with $173M under management, 270 clients and 4 advisers in one office, as of its January 2026 filing.

William Garver’s longest registration is the current one, 3 years at Leibman Financial Servces since 2022. Before joining Leibman Financial Servces in 2022, William Garver was registered through LPL Financial LLC.

  1. – present · 3 years
    Louisville, NE · Adviser representative · Firm CRD 323120
  2. LPL Financial LLC
    – · under a year
    Fort Mill, SC · Adviser representative · Firm CRD 6413

Credentials and registrations

Investment adviser representative registrations

William Garver is registered as an investment adviser representative in Nebraska, since December 2022.

  • NebraskaSince 2 December 2022

Examinations

Series 662 August 2022
Name
Uniform Combined State Law Examination
Series 7TO13 April 2022
Name
General Securities Representative Examination
SIE25 January 2022
Name
Securities Industry Essentials Examination

Key facts

Full name
William Daniel Garver
CRD
6921795
Firm
Leibman Financial Servces · CRD 323120
Role
Chief Compliance Officer
Office
228 MAIN STREET, Louisville, NE 68037
Registration
Investment adviser and broker registrations
In the industry since
April 2022
Disciplinary history
Not yet shown here · SEC record · BrokerCheck

Common questions

Where does William Garver work?

William Garver has been Chief Compliance Officer of Leibman Financial Servces, Inc. since October 2022, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 10 January 2026

Is William Garver a financial advisor?

Yes. William Garver has a current investment-adviser registration in Nebraska, through Leibman Financial Servces since December 2022.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does William Garver have?

William Garver has 4 years in the financial industry, since April 2022, across 2 adviser firms.

Source: IAPD individual record, checked 22 October 2026

What exams has William Garver passed?

William Garver has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in January 2022.

Source: IAPD individual record, checked 22 October 2026

Where is William Garver based?

William Garver’s registered office is in Louisville, NE.

Source: IAPD individual record, checked 22 October 2026

Is William Garver registered with FINRA?

Yes. William Garver has a current broker registration, under CRD 6921795.

Source: FINRA BrokerCheck

How can I verify William Garver’s record?

Search CRD 6921795 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish William Garver’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at Leibman Financial Servces

Sources

  1. IAPD individual record, CRD 6921795, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Leibman Financial Servces, Inc., filed 10 January 2026. Title, control and ownership bands.