Legeis Capital Advisors provides portfolio management for pooled vehicles and selecting other managers. The firm advises 3 private funds.
Legeis Capital Advisors reports 3 pooled investment vehicles. These counts refer to investment vehicles, rather than the individual investors in them. Of its assets, 100.0% ($497M across 3 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Pooled investment vehicles | 100% | 100% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Pooled investment vehicles | 3 | $497M | 100.0% | $166M |
| Total | 3 | $497M | 100% | $166M |
- Clients
- 3
- Regulatory AUM
- $497M
- AUM share
- 100.0%
- Avg. per client
- $166M
Total
- Clients
- 3
- Regulatory AUM
- $497M
- AUM share
- 100%
- Avg. per client
- $166M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 3
Legeis Capital Advisors is paid through a percentage of assets under management and performance-based fees; its fees and minimums are set out in its brochures on the SEC website.
Legeis Capital Holdings, L.P. owns 75% or more of Legeis Capital Advisors and is in turn owned by Michael Siegel (75% or more). It has 1 employee.
Leadership
- Tracy SchwartzCOO & CCO
- Michael SiegelCIO and CEO
Staff
- 1 employee
- 1 in advisory functions
- 1 broker-dealer rep
- 1 soliciting firm
- Owns 75% or more of Legeis Capital Advisors, LLC
Legeis Capital Holdings, L.P.
Control person · since June 2024
- Owns 75% or more of Legeis Capital Holdings, L.P.
Michael Siegel
Control person · since June 2024
Legeis Capital, LLC
General partner · since June 2024
Besides its headquarters, Legeis Capital Advisors has 0 offices, with 1 listed address in New York.
New York · 1 listed address
- 3 Grace Avenue, Suite 100, Great NeckHQ
Contact and registration details
- Legal name
- Legeis Capital Advisors, LLC
- Headquarters
- 3 Grace Avenue, Suite 100, Great Neck, NY 11021
- Website
- legeiscapital.com
- Phone
- 516-329-9923
- @legeiscapital
- SEC file
- 801-136113
- Structure
- Delaware LLC
- Fiscal year end
- December
Legeis Capital Advisors has custody of $497M in client assets for 3 clients.
How many clients does Legeis Capital Advisors have?
Legeis Capital Advisors has 3 clients and manages $497 million for them, as of April 2026. They include 3 pooled investment vehicles.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 7 April 2026
What services does Legeis Capital Advisors offer?
Legeis Capital Advisors provides portfolio management for pooled vehicles and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does Legeis Capital Advisors have?
Legeis Capital Advisors has 0 investment adviser representatives registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 0 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
Who owns Legeis Capital Advisors?
Legeis Capital Advisors is owned through a holding company by Michael Siegel. Its direct owner is Legeis Capital Holdings, L.P. (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 7 April 2026
How does Legeis Capital Advisors get paid?
Legeis Capital Advisors is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Legeis Capital Advisors?
Legeis Capital Advisors’ main office is at 3 Grace Avenue, Suite 100, Great Neck, NY 11021. Its phone number is 516-329-9923. Its website is legeiscapital.com.