{"url":"https://nivawealth.com/firms/legeis-capital-advisors-332943","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/332943","regulatoryAum":497365902,"crd":"332943","secFileNumber":"801-136113","legalName":"Legeis Capital Advisors, LLC","displayName":"Legeis Capital Advisors","slug":"legeis-capital-advisors-332943","website":"https://legeiscapital.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/332943/1fca21d6328bd58b-r1.webp","tone":"light","width":1257,"height":200,"sourceUrl":"https://www.legeiscapital.com/","sourceLabel":"Legeis Capital Advisors, LLC, website"},"classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/legeiscapital","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"3 Grace Avenue, Suite 100","city":"Great Neck","state":"NY","stateName":"New York","country":"United States","postalCode":"11021"},"tradeNames":[],"registration":{"secApproved":"30 April 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":1,"advisory":1,"brokerDealerReps":1,"insuranceAgents":0,"promoters":1},"aum":{"regulatory":497365902,"discretionary":497365902,"discretionaryAccounts":3,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":3,"regulatoryAum":497365902}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Legeis Capital Advisors has custody of $497M in client assets for 3 clients.","otherCustodians":[],"leadership":[{"name":"Tracy Schwartz","title":"COO & CCO","crd":"2929485"},{"name":"Michael Siegel","title":"CIO and CEO","crd":"5706696"}],"ownership":[{"label":"Legeis Capital Holdings, L.P.","detail":"Member in the 75% or more ownership band and a control person, since June 2024."},{"label":"Michael Siegel","detail":"Indirect owner: a limited partner of Legeis Capital Holdings, L.P. in the 75% or more band and a control person, since June 2024. Also a member of Legeis Capital, LLC in the 75% or more band and a control person, since June 2020.","parent":"Legeis Capital Holdings, L.P."},{"label":"Legeis Capital, LLC","detail":"Indirect owner: general partner of Legeis Capital Holdings, L.P., since June 2024.","parent":"Legeis Capital Holdings, L.P."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"New York","offices":1,"addresses":[{"street":"3 Grace Avenue, Suite 100","city":"Great Neck","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"516-329-9923","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":3},"sources":{"adv1FilingDate":"7 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/332943/PDF/332943.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Legeis Capital Advisors have?","answer":"Legeis Capital Advisors has 3 clients and manages $497 million for them, as of April 2026. They include 3 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 7 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Legeis Capital Advisors offer?","answer":"Legeis Capital Advisors provides portfolio management for pooled vehicles and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Legeis Capital Advisors have?","answer":"Legeis Capital Advisors has 0 investment adviser representatives registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 0 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Legeis Capital Advisors?","answer":"Legeis Capital Advisors is owned through a holding company by Michael Siegel. Its direct owner is Legeis Capital Holdings, L.P. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 7 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Legeis Capital Advisors get paid?","answer":"Legeis Capital Advisors is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Legeis Capital Advisors?","answer":"Legeis Capital Advisors’ main office is at 3 Grace Avenue, Suite 100, Great Neck, NY 11021. Its phone number is 516-329-9923. Its website is legeiscapital.com.","source":"Form ADV Part 1A, Item 1.F, filed 7 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}