Ledgewood Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, education planning, estate planning, insurance, philanthropic planning, and tax planning. Financial planning was provided to 26–50 clients last fiscal year.
Ledgewood Wealth Advisors reports 98 clients. They include 50 high-net-worth individuals, 43 individual clients, and 5 corporations and other businesses. Of its assets, 96.6% ($209M across 251 accounts) are managed with discretion; $7.44M across 5 accounts are not. Of its clients, 2% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 44% | 6% |
| High-net-worth individuals | 51% | 93% |
| Charitable organizations | Fewer than 5 | <1% |
| Corporations and other businesses | 5% | 2% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 43 | $12.3M | 5.7% | $287K |
| High-net-worth individuals | 50 | $201M | 92.5% | $4.01M |
| Charitable organizations | Fewer than 5 | $274K | 0.1% | — |
| Corporations and other businesses | 5 | $3.65M | 1.7% | $729K |
| Total | 98 | $217M | 100% | — |
- Clients
- 43
- Regulatory AUM
- $12.3M
- AUM share
- 5.7%
- Avg. per client
- $287K
- Clients
- 50
- Regulatory AUM
- $201M
- AUM share
- 92.5%
- Avg. per client
- $4.01M
- Clients
- Fewer than 5
- Regulatory AUM
- $274K
- AUM share
- 0.1%
- Avg. per client
- —
- Clients
- 5
- Regulatory AUM
- $3.65M
- AUM share
- 1.7%
- Avg. per client
- $729K
Total
- Clients
- 98
- Regulatory AUM
- $217M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 2%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 26–50
Ledgewood Wealth Advisors charges 0.40%–1.50% a year for its Investment Advisory Services. Each asset band is charged at its own rate. The fee is billed in advance, is negotiable and requires an account of at least $500,000. The brochure also prices one other service, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$500K | 1.50% |
| $500K–$1M | 0.70% |
| $1M–$3M | 0.60% |
| $3M–$5M | 0.50% |
| $5M and above | 0.40% |
Fee details and sources
Other fees
- Financial Planning
- Standalone financial planning is billed hourly at $100 to $250 per hour, or as a fixed fee of $3,000 to $15,000, depending on complexity.
Robert Wofchuck owns 75% or more of Ledgewood Wealth Advisors. The leadership team of Ledgewood Wealth Advisors includes Chief Operating Officer Lawrence Sarkozy and Chief Compliance Officer Robert Wofchuck. It has 2 employees.
Staff
- 2 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 75% or more of Ledgewood Wealth Advisors, LLC
Robert Wofchuck
Control person · since May 2000
Ledgewood Wealth Advisors’ regulatory assets grew from $150M (March 2021) to $217M (September 2026); clients fell from 125 to 98 and employees were 2 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Sep 2026September 2026 | $217M | 98 | 2 | 1 |
| Feb 2025February 2025 | $202M | 100 | 2 | 1 |
| Feb 2024February 2024 | $163M | 99 | 2 | 1 |
| Mar 2023March 2023 | $152M | 97 | 2 | 1 |
| Feb 2022February 2022 | $181M | 133 | 2 | 1 |
| Mar 2021March 2021 | $150M | 125 | 2 | 1 |
Besides its headquarters, Ledgewood Wealth Advisors has 0 offices, with 1 listed address in 1 state.
New Hampshire · 1 listed address
- 92 Portsmouth Avenue, Suite 15, ExeterHQ
Contact and registration details
- Legal name
- Ledgewood Wealth Advisors, LLC
- Headquarters
- 92 Portsmouth Avenue, Suite 15, Exeter, NH 03833
- Website
- ledgewoodwealth.com
- Phone
- 603-773-0080
- SEC file
- 801-114871
- Founded
- 2000
- Structure
- Delaware LLC
- Fiscal year end
- December
Ledgewood Wealth Advisors’ named custodian for separately managed accounts is Pershing ($209M). Ledgewood Wealth Advisors has custody of $47.4M for 46 clients.
- PershingPershing Advisor Solutions LLC · Jersey City, NJ · $209M100%
At year end, Ledgewood Wealth Advisors’ separately managed accounts were mostly in stocks (85%) and funds (10%). Its reported 13F holdings for the quarter ended 30 June 2026 total $188M across 77 positions; the largest are Dimensional ETF Trust (8.7%), Provident Finl Svcs Inc. (8.5%) and Middlesex Wtr CO (7.6%).
What the accounts hold
- Stocks85%
- Exchange-traded equities84%
- Non-exchange-traded equities1%
- Funds10%
- Bonds5%
- Investment grade corporate bonds3%
- U.S. government and agency bonds1%
- State and local bonds1%
How many clients does Ledgewood Wealth Advisors have?
Ledgewood Wealth Advisors has 98 clients and manages $217 million for them, as of September 2026. They include 50 high-net-worth individuals, 43 individual clients, and 5 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 14 September 2026
What services does Ledgewood Wealth Advisors offer?
Ledgewood Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, education planning, estate planning, insurance, philanthropic planning, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Ledgewood Wealth Advisors charge?
Ledgewood Wealth Advisors charges 0.40%–1.50% a year for its Investment Advisory Services. Each asset band is charged at its own rate. The fee is billed in advance, is negotiable and requires an account of at least $500,000.
Source: FORM ADV 2A - LEDGEWOOD WEALTH ADVISORS, filed 14 September 2026
Which custodians does Ledgewood Wealth Advisors use?
Ledgewood Wealth Advisors’ separately managed account assets are held at Pershing Advisor Solutions LLC (Jersey City, NJ), with $209M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 14 September 2026
How many financial advisors does Ledgewood Wealth Advisors have?
Ledgewood Wealth Advisors has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Ledgewood Wealth Advisors invest in?
At the end of its last fiscal year, Ledgewood Wealth Advisors’ separately managed accounts held 84% exchange-traded equities, 10% registered funds (mutual funds, ETFs, BDCs), 3% investment grade corporate bonds, 1% non-exchange-traded equities, 1% U.S. government and agency bonds and 1% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Ledgewood Wealth Advisors have a minimum investment?
Yes, Ledgewood Wealth Advisors’ minimum account size for its Investment Advisory Services is $500K.
Source: FORM ADV 2A - LEDGEWOOD WEALTH ADVISORS, filed 14 September 2026
Who owns Ledgewood Wealth Advisors?
Ledgewood Wealth Advisors’ direct owner is Robert Wofchuck (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 14 September 2026
How does Ledgewood Wealth Advisors get paid?
Ledgewood Wealth Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Ledgewood Wealth Advisors?
Ledgewood Wealth Advisors’ main office is at 92 Portsmouth Avenue, Suite 15, Exeter, NH 03833. Its phone number is 603-773-0080. Its website is ledgewoodwealth.com.