Lawrence Sarkozy has been Chief Operating Officer of Ledgewood Wealth Advisors since January 2023, is a control person of the firm and directly owns under 5% of it.
Ledgewood Wealth Advisors, LLC is an Exeter, NH firm with $217M under management, 98 clients and 2 advisers in one office, as of its September 2026 filing.
- – present · 6 yearsExeter, NH · Adviser representative · Firm CRD 109049
Investment adviser representative registrations
Lawrence Sarkozy is registered as an investment adviser representative in New Hampshire, since October 2020.
- New HampshireSince 15 October 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 15 October 2020 |
| Series 24 | General Securities Principal Examination | 9 June 2004 |
| Series 63 | Uniform Securities Agent State Law Examination | 29 May 2001 |
| Series 7 | General Securities Representative Examination | 15 May 2001 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Lawrence Edward Sarkozy
- CRD
- 4352258
- Firm
- Ledgewood Wealth Advisors · CRD 109049
- Role
- Chief Operating Officer
- Office
- 92 PORTSMOUTH AVENUE, SUITE 15, Exeter, NH 03833
- Registration
- Investment adviser registration
- In the industry since
- October 2020
- Disciplinary history
- Not yet shown here · SEC record
Where does Lawrence Sarkozy work?
Lawrence Sarkozy has been Chief Operating Officer of Ledgewood Wealth Advisors, LLC since January 2023, and is a control person of the firm.
Is Lawrence Sarkozy a financial advisor?
Yes. Lawrence Sarkozy has a current investment-adviser registration in New Hampshire, through Ledgewood Wealth Advisors since October 2020.
How many years of experience does Lawrence Sarkozy have?
Lawrence Sarkozy has 6 years in the financial industry, since October 2020, across 1 adviser firm.
What exams has Lawrence Sarkozy passed?
Lawrence Sarkozy has passed 4 licensing exams: the Series 7, Series 63, Series 24 and Series 65. The earliest, the Series 7, was passed in May 2001.
Where is Lawrence Sarkozy based?
Lawrence Sarkozy’s registered office is in Exeter, NH.
Is Lawrence Sarkozy registered with FINRA?
No. Lawrence Sarkozy has no current broker registration.
How can I verify Lawrence Sarkozy’s record?
Search CRD 4352258 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Lawrence Sarkozy’s full registration record.