Laurel Oak Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting. Financial planning was provided to 11–25 clients last fiscal year.
Laurel Oak Wealth Management reports 4,662 clients. They include 2,477 high-net-worth individuals, 2,163 individual clients, and 22 corporations and other businesses. Of its assets, 100.0% ($1.4B across 4,662 accounts) are managed with discretion. A wrap fee program the firm both sponsors and manages holds $1.4B.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 46% | 18% |
| High-net-worth individuals | 53% | 77% |
| Corporations and other businesses | <1% | 5% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 2,163 | $253M | 18.1% | $117K |
| High-net-worth individuals | 2,477 | $1.07B | 76.7% | $433K |
| Corporations and other businesses | 22 | $73.9M | 5.3% | $3.36M |
| Total | 4,662 | $1.4B | 100% | $300K |
- Clients
- 2,163
- Regulatory AUM
- $253M
- AUM share
- 18.1%
- Avg. per client
- $117K
- Clients
- 2,477
- Regulatory AUM
- $1.07B
- AUM share
- 76.7%
- Avg. per client
- $433K
- Clients
- 22
- Regulatory AUM
- $73.9M
- AUM share
- 5.3%
- Avg. per client
- $3.36M
Total
- Clients
- 4,662
- Regulatory AUM
- $1.4B
- AUM share
- 100%
- Avg. per client
- $300K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 11–25
Laurel Oak Wealth Management charges up to 2.00% a year for its Investment Management Services. The fee is billed in arrears. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Advice Program Financial Planning and Consulting
- Financial planning and consulting under the Advice Program are charged as a flat fee or an hourly fee set in the client agreement; these fees are not included in the wrap fee.
Laurel Oak Holdings LLC owns 75% or more of Laurel Oak Wealth Management and is in turn owned by Laurel Oak Legacy LLC (75% or more). The leadership team of Laurel Oak Wealth Management includes Chief Operating Officer Greg Rosen and Chief Compliance Officer Stacy Sizemore. It has 22 employees, 10 of them in advisory roles.
Leadership
- Greg RosenChief Operating Officer
- Stacy SizemoreChief Compliance Officer
Investment adviser representatives
14 representatives listed in the SEC register as of 9 October 2026.
- Robert Anthony Andreacchio JR
- Caroline Deborah Burke
- Matthew Jude Fitzgerald
- Jacob Edward Hanzel
- Christopher Joseph Heiser
- Matthew Christopher Heiser
- Gary William Johnston
- Louis Anthony Laselva II
- Patrick A McCrindle
- Joann Marie Morgano
- John Michael Norman
- Keith James Radimer
- Greg M Rosen
- Justin M. Yakubowski
Staff
- 22 employees
- 10 in advisory functions
- 10 state-registered reps
- 6 broker-dealer reps
- 12 insurance agents
- Owns 75% or more of Laurel Oak Wealth Management, LLC
Laurel Oak Holdings LLC
Control person · since July 2025
- Owns 75% or more of Laurel Oak Holdings LLC
Laurel Oak Legacy LLC
Control person · since July 2025
Laurel Oak Wealth Management’s regulatory assets grew Infinity× from $0 (July 2025) to $1.4B (September 2026); employees fell from 24 to 22.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| September 2026 | $1.4B | 4,662 | 22 | 3 |
| July 2025 | $0 | 0 | 24 | 3 |
Besides its headquarters, Laurel Oak Wealth Management has 2 offices, with 3 listed addresses in Delaware and New Jersey.
New Jersey · 2 listed addresses
- 525 NJ-73, Suite 200, MarltonHQ
- 101 College RD E, Princeton
Delaware · 1 listed address
- 131 Continental Drive, Newark
Contact and registration details
- Legal name
- Laurel Oak Wealth Management, LLC
- Headquarters
- 525 NJ-73, Suite 200, Marlton, NJ 08053
- Website
- laureloakwealth.com
- Phone
- 856-519-0200
- @laureloakwmg
- SEC file
- 801-133907
- Structure
- Delaware LLC
- Fiscal year end
- December
Laurel Oak Wealth Management uses Folio Investments ($1.39B) as custodian for its separately managed accounts. Laurel Oak Wealth Management has custody of $52.9M in client assets for 43 clients.
- Folio InvestmentsFolio Investments, Inc. · McLean, VA · $1.39B100%
At year end, Laurel Oak Wealth Management’s separately managed accounts were mostly in funds (71%) and stocks (19%). Its reported 13F holdings for the quarter ended 30 June 2026 total $687M across 383 positions; the largest are Apple Inc. (7.1%), Nvidia Corporation (4.1%) and Vanguard Intl Equity Index F (4.1%).
What the accounts hold
- Stocks19%
- Funds71%
- Registered funds62%
- Pooled vehicles9%
- Bonds3%
- State and local bonds2%
- Investment grade corporate bonds1%
- Cash3%
- Other4%
- Alternative investments4%
Reported 13F holdings
- $687M
- Reported 13F value
- 383
- Positions
- 31.9%
- In the 10 largest
- +15.3%
- Value vs. prior quarter
- Apple Inc.7.1%
- Nvidia Corporation4.1%
- Vanguard Intl Equity Index F · TT Wrld ST ETF4.1%
- Alphabet Inc. · Cap Stk CL A3.1%
- Amazon Com Inc.2.8%
- Vanguard Index Fds · Growth ETF2.7%
- Listed Fds TR · Swan Hedged Eqty2.4%
- JPMORGAN Chase & CO2.0%
- Amplify ETF TR · Cwp Enhanced Div1.9%
- Microsoft Corp.1.8%
Together, the ten largest are 31.9% of reported value.
How many clients does Laurel Oak Wealth Management have?
Laurel Oak Wealth Management has 4,662 clients and manages $1.4 billion for them, as of September 2026. They include 2,477 high-net-worth individuals, 2,163 individual clients, and 22 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 8 September 2026
What services does Laurel Oak Wealth Management offer?
Laurel Oak Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Laurel Oak Wealth Management charge?
Laurel Oak Wealth Management charges up to 2.00% a year for its Investment Management Services. The fee is billed in arrears.
Source: ADV 2A DISCLOSURE BROCHURE - LAUREL OAK WEALTH MANAGEMENT, filed 27 March 2026
Which custodians does Laurel Oak Wealth Management use?
Laurel Oak Wealth Management’s separately managed account assets are held at Folio Investments, Inc. (McLean, VA), with $1.39B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 8 September 2026
How many financial advisors does Laurel Oak Wealth Management have?
Laurel Oak Wealth Management has 10 investment adviser representatives registered with state securities authorities, out of 22 employees, and 10 perform investment advisory functions. 6 employees are registered representatives of a broker-dealer and 12 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Laurel Oak Wealth Management invest in?
At the end of its last fiscal year, Laurel Oak Wealth Management’s separately managed accounts held 62% registered funds (mutual funds, ETFs, BDCs), 19% exchange-traded equities, 9% pooled vehicles (private funds and similar), 4% other, 3% cash and equivalents, 2% state and local bonds and 1% investment grade corporate bonds. The 4% other category is described as: Alternative Investments.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Laurel Oak Wealth Management?
Laurel Oak Wealth Management is owned through a holding company by Laurel Oak Legacy LLC. Its direct owner is Laurel Oak Holdings LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 8 September 2026
How does Laurel Oak Wealth Management get paid?
Laurel Oak Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Laurel Oak Wealth Management registered with the SEC?
Yes, Laurel Oak Wealth Management has been registered with the SEC as an investment adviser since 18 July 2025. Its CRD number is 336824 and its SEC file number is 801-133907.
Source: Form ADV Part 1A, Item 1, filed 8 September 2026; IAPD firm record
How do I contact Laurel Oak Wealth Management?
Laurel Oak Wealth Management’s main office is at 525 NJ-73, Suite 200, Marlton, NJ 08053. Its phone number is 856-519-0200. Its website is laureloakwealth.com.