Kukui Tree Capital Management provides financial planning, portfolio management for individuals and small businesses, and selecting other managers. Financial planning was provided to 1–10 clients last fiscal year.
Kukui Tree Capital Management reports 23 clients. They include 23 high-net-worth individuals. Of its assets, 84.8% ($89.2M across 95 accounts) are managed with discretion; $16M across 5 accounts are not. Of its clients, 4% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | Fewer than 5 | <1% |
| High-net-worth individuals | 100% | 100% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | Fewer than 5 | $515K | 0.5% | — |
| High-net-worth individuals | 23 | $105M | 99.5% | $4.55M |
| Total | 23 | $105M | 100% | — |
- Clients
- Fewer than 5
- Regulatory AUM
- $515K
- AUM share
- 0.5%
- Avg. per client
- —
- Clients
- 23
- Regulatory AUM
- $105M
- AUM share
- 99.5%
- Avg. per client
- $4.55M
Total
- Clients
- 23
- Regulatory AUM
- $105M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 4%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Kukui Tree Capital Management charges 0.30%–0.90% a year for its Wealth Management Services. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.
| Asset band | Annual rate |
|---|---|
| $0–$2M | 0.90% |
| $2M–$5M | 0.80% |
| $5M–$10M | 0.70% |
| $10M–$20M | 0.50% |
| $20M–$30M | 0.40% |
| $30M and above | 0.30% |
Fee details and sources
Warren Jackson owns 75% or more of Kukui Tree Capital Management. The leadership team of Kukui Tree Capital Management includes President Warren Jackson. It has 2 employees, 1 of them in advisory roles.
Leadership
Warren JacksonPresident, Founder and Chief Compliance Officer
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
Staff
- 2 employees
- 1 in advisory functions
- 1 state-registered rep
- Owns 75% or more of Kukui Tree Capital Management LLC
Warren Jackson
Control person · since February 2024
Besides its headquarters, Kukui Tree Capital Management has 0 offices, with 1 listed address in California.
California · 1 listed address
- 2625 Middlefield RD, Suite 476, Palo AltoHQ
Contact and registration details
- Legal name
- Kukui Tree Capital Management LLC
- Headquarters
- 2625 Middlefield RD, Suite 476, Palo Alto, CA 94306
- Website
- kukuitreecapital.com
- Phone
- 650-434-0488
- @102072155
- SEC file
- 801-136833
- Structure
- California LLC
- Fiscal year end
- December
Kukui Tree Capital Management uses Charles Schwab ($74M) as custodian for its separately managed accounts. Kukui Tree Capital Management does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $74M100%
At year end, Kukui Tree Capital Management’s separately managed accounts were mostly in stocks (66%) and funds (19%).
What the accounts hold
- Stocks66%
- Exchange-traded equities44%
- Non-exchange-traded equities22%
- Funds19%
- Bonds12%
- Investment grade corporate bonds5%
- State and local bonds3%
- High-yield corporate bonds3%
- U.S. government and agency bonds1%
- Cash3%
How many clients does Kukui Tree Capital Management have?
Kukui Tree Capital Management has 23 clients and manages $105 million for them, as of June 2026. They include 23 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 25 June 2026
What services does Kukui Tree Capital Management offer?
Kukui Tree Capital Management provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Kukui Tree Capital Management charge?
Kukui Tree Capital Management charges 0.30%–0.90% a year for its Wealth Management Services. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.
Source: KUKUI TREE CAPITAL MANAGEMENT LLC DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENT, filed 25 June 2026
Which custodians does Kukui Tree Capital Management use?
Kukui Tree Capital Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $74M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 June 2026
How many financial advisors does Kukui Tree Capital Management have?
Kukui Tree Capital Management has 1 investment adviser representative registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Kukui Tree Capital Management invest in?
At the end of its last fiscal year, Kukui Tree Capital Management’s separately managed accounts held 44% exchange-traded equities, 22% non-exchange-traded equities, 19% pooled vehicles (private funds and similar), 5% investment grade corporate bonds, 3% state and local bonds, 3% high-yield corporate bonds, 3% cash and equivalents and 1% U.S. government and agency bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Kukui Tree Capital Management?
Kukui Tree Capital Management’s direct owner is Warren Jackson (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 25 June 2026
How does Kukui Tree Capital Management get paid?
Kukui Tree Capital Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Kukui Tree Capital Management?
Kukui Tree Capital Management’s main office is at 2625 Middlefield RD, Suite 476, Palo Alto, CA 94306. Its phone number is 650-434-0488. Its website is kukuitreecapital.com.