{"url":"https://nivawealth.com/firms/kukui-tree-capital-management-330374","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/330374","regulatoryAum":105200000,"crd":"330374","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5282788","suffix":null,"lastName":"JACKSON","firstName":"WARREN","middleName":"GERALD"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-136833","legalName":"Kukui Tree Capital Management LLC","displayName":"Kukui Tree Capital Management","slug":"kukui-tree-capital-management-330374","website":"https://kukuitreecapital.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/330374/dec37ed29bc7f8e8-r1.webp","tone":"light","width":943,"height":200,"sourceUrl":"https://kukuitreecapital.com/","sourceLabel":"Kukui Tree Capital Management LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/102072155/admin/dashboard/","founded":null,"organization":"California limited liability company","fiscalYearEnd":"December","headquarters":{"street":"2625 Middlefield RD, Suite 476","city":"Palo Alto","state":"CA","stateName":"California","country":"United States","postalCode":"94306"},"tradeNames":[],"registration":{"secApproved":"23 July 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":2,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":105200000,"discretionary":89200000,"discretionaryAccounts":95,"nonDiscretionary":16000000,"nonDiscretionaryAccounts":5,"wrapProgram":null,"nonUsClientsPct":4,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":null,"fewerThan5":true,"regulatoryAum":515000},{"label":"High-net-worth individuals","clients":23,"regulatoryAum":104685000}],"feePrograms":[{"role":"main","program":"Wealth Management Services","feeBasis":"marginal","fee_tiers":[{"to":2000000,"pct":0.9,"from":0},{"to":5000000,"pct":0.8,"from":2000000},{"to":10000000,"pct":0.7,"from":5000000},{"to":20000000,"pct":0.5,"from":10000000},{"to":30000000,"pct":0.4,"from":20000000},{"to":null,"pct":0.3,"from":30000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1049464","versionId":1049464,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-06-25","documentName":"KUKUI TREE CAPITAL MANAGEMENT LLC DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENT","fee_rate_low":0.3,"fee_rate_high":0.9,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T17:42:35.503279+00:00","documents":[{"name":"KUKUI TREE CAPITAL MANAGEMENT LLC DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENT","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1049464","versionId":1049464,"submittedOn":"2026-06-25"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":74000000}],"custodyNote":"Kukui Tree Capital Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Warren Jackson","title":"President, Founder and Chief Compliance Officer","crd":"5282788"}],"ownership":[{"label":"Warren Jackson","detail":"President, founder and chief compliance officer in the 75% or more ownership band and a control person, since February 2024."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"2625 Middlefield RD, Suite 476","city":"Palo Alto","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"650-434-0488","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":44},{"label":"Non-exchange-traded equity securities","percent":22},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":3},{"label":"Investment grade corporate bonds","percent":5},{"label":"Non-investment grade corporate bonds","percent":3},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":19},{"label":"Cash and cash equivalents","percent":3}],"privateFunds":0},"sources":{"adv1FilingDate":"25 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/330374/PDF/330374.pdf","brochureDate":"25 June 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1049464","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Kukui Tree Capital Management have?","answer":"Kukui Tree Capital Management has 23 clients and manages $105 million for them, as of June 2026. They include 23 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 25 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Kukui Tree Capital Management offer?","answer":"Kukui Tree Capital Management provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Kukui Tree Capital Management charge?","answer":"Kukui Tree Capital Management charges 0.30%–0.90% a year for its Wealth Management Services. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.","source":"KUKUI TREE CAPITAL MANAGEMENT LLC DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENT, filed 25 June 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Kukui Tree Capital Management use?","answer":"Kukui Tree Capital Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $74M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Kukui Tree Capital Management have?","answer":"Kukui Tree Capital Management has 1 investment adviser representative registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Kukui Tree Capital Management invest in?","answer":"At the end of its last fiscal year, Kukui Tree Capital Management’s separately managed accounts held 44% exchange-traded equities, 22% non-exchange-traded equities, 19% pooled vehicles (private funds and similar), 5% investment grade corporate bonds, 3% state and local bonds, 3% high-yield corporate bonds, 3% cash and equivalents and 1% U.S. government and agency bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Kukui Tree Capital Management?","answer":"Kukui Tree Capital Management’s direct owner is Warren Jackson (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 25 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Kukui Tree Capital Management get paid?","answer":"Kukui Tree Capital Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Kukui Tree Capital Management?","answer":"Kukui Tree Capital Management’s main office is at 2625 Middlefield RD, Suite 476, Palo Alto, CA 94306. Its phone number is 650-434-0488. Its website is kukuitreecapital.com.","source":"Form ADV Part 1A, Item 1.F, filed 25 June 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}