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Kohlberg &

SEC-registered adviser since 2012Mount Kisco, NYCRD 160745

$17.1B
AUM
40
Clients
See fees
Fee
60
Advisory staff

From Form ADV filed 22 May 2026 · data retrieved 15 October 2026SEC record

Kohlberg & is an investment adviser headquartered in Mount Kisco, New York, and registered with the SEC since 2012. Its clients include pooled investment vehicles.

Its services include portfolio management for pooled vehicles and portfolio management for institutions. Fee arrangements include a percentage of assets under management and other arrangements. Kohlberg & Co., L.P. owns 75% or more of Kohlberg &.

Clients

Kohlberg & serves 40 clients. The average client has about $429 million with the firm.

Regulatory assets by client type
  • Pooled investment vehicles40 clients100%
Show client breakdown
Pooled investment vehicles
Clients
40
Regulatory AUM
$17,148,640,042
Share
100.0%
Avg. per client
$428.7M

Total

Clients
40
Regulatory AUM
$17,148,640,042
Share
100%
Avg. per client
$428.7M

What it does

Kohlberg & provides portfolio management for pooled vehicles and portfolio management for institutions. It is paid through a percentage of assets and other arrangements.

Kohlberg & advises 37 private funds.

94.8% of assets ($16.25B across 37 accounts) are managed with discretion; $895.3M across 3 accounts are not. 2% of clients are outside the U.S., and 2 clients received advice without assets under management last fiscal year.

Custodians

Kohlberg & has custody of client assets.

Managed account assets by custodian
  • All other custodians$17.15B100%

Ownership and leadership

Kohlberg & Co., L.P. owns 75% or more of Kohlberg &.

Who owns the firm
Kohlberg & Co., L.L.C.· the adviser

  • Kohlberg & Co., L.P.

    Control person · since January 2017

    Owns 75% or more of Kohlberg & Co., L.L.C.

Leadership

  • Joseph-Pierre Regent
    Chief Financial Officer
  • Shant Mardirossian
    Chief Operating Officer
  • Daniel Gewanter
    General Counsel & Chief Compliance Officer
  • Christopher Anderson
    Partner
  • Eric Bilmes
    Partner, Credit & Structured Equity
  • Andrew Bonanno
    Partner
  • John Forrey
    Partner
  • Samuel Frieder
    Managing Partner
  • Bartlett Harwood
    Partner
  • Seth Hollander
    Partner
  • James Kohlberg
    Chairman
  • Benjamin Mao
    Partner
  • Moira O'Reilly
    Chief Technology Officer
  • Jean Roberts
    Partner
  • Albert Scheer
    Partner
  • Ahmed Wahla
    Partner
  • Gordon Woodward
    Chief Investment Officer
  • Benjamin Yu
    Partner

Staff

  • 91 employees
  • 60 in advisory functions

Fees

Kohlberg & is paid through a percentage of assets under management and other.

Kohlberg &’s fee rates are not included in this profile. Find its brochure on the SEC’s site.

Offices and registrations

Besides its headquarters, Kohlberg & has 3 offices, with 4 listed addresses across 2 states.

Listed office addresses by state

New York · 3 listed addresses

  • 111 Radio Circle, Mount KiscoHQ
  • 116 Radio Circle Drive, Mount Kisco
  • 545 Madison Avenue, New York

Registration details

Legal name
Kohlberg & Co., L.L.C.
Headquarters
111 Radio Circle, Mount Kisco, NY 10549
Phone
914-241-7430
Website
www.kohlberg.com
SEC file
801-74129
Structure
Delaware LLC
Fiscal year end
December

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov

Common questions

How many clients does Kohlberg & have?

Kohlberg & has 40 clients and manages $17.1 billion for them, as of May 2026.

Source: Form ADV Part 1A, Items 5.D and 5.F, filed 22 May 2026

What services does Kohlberg & offer?

Kohlberg & provides portfolio management for pooled vehicles and portfolio management for institutions.

Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file

How many financial advisors does Kohlberg & have?

Kohlberg & has 0 investment adviser representatives registered with state securities authorities, out of 91 employees, and 60 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.

Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file

Who owns Kohlberg &?

Kohlberg & is owned through a chain of holding companies by Samuel Frieder. Its direct owner is Kohlberg & Co., L.P. (75% or more).

Source: Form ADV Part 1A, Schedules A and B, filed 22 May 2026

How does Kohlberg & get paid?

Kohlberg & is paid through a percentage of assets under management and other arrangements. Its Form ADV lists no commissions or performance-based fees among how it is paid.

Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file

Sources

  1. Form ADV Part 1A, amendment filed 22 May 2026. Items 1, 5, 9, 11 and Schedules A, B and D.
  2. IAPD firm record, CRD 160745.

Retrieved 15 October 2026. All are published by the SEC and may have been amended since.

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This profile is compiled from public regulatory filings and is provided for informational purposes only. Niva Wealth is not affiliated with Kohlberg & Co., L.L.C. and makes no representation about the quality of its services. Figures reflect the filing dates shown and may have changed. Ownership percentages are the bands reported to the SEC, not exact figures.