{"url":"https://nivawealth.com/firms/kohlberg-and-160745","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/160745","regulatoryAum":17148640042,"crd":"160745","secFileNumber":"801-74129","legalName":"Kohlberg & Co., L.L.C.","displayName":"Kohlberg &","website":"http://www.kohlberg.com","linkedinUrl":"https://www.linkedin.com/company/kohlberg-&-company/mycompany/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"111 Radio Circle","city":"Mount Kisco","state":"NY","stateName":"New York","country":"United States","postalCode":"10549"},"tradeNames":[],"registration":{"secApproved":"30 March 2012","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":91,"advisory":60,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":16253334337,"discretionaryAccounts":37,"nonDiscretionary":895305705,"nonDiscretionaryAccounts":3,"wrapProgram":null,"nonUsClientsPct":2,"nonAumClients":2},"clientTypes":[{"label":"Pooled investment vehicles","clients":40,"regulatoryAum":17148640042}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Kohlberg & has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Joseph-Pierre Regent","title":"Chief Financial Officer","crd":"7526853"},{"name":"Shant Mardirossian","title":"Chief Operating Officer","crd":"4112245"},{"name":"Daniel Gewanter","title":"General Counsel & Chief Compliance Officer","crd":"4811549"},{"name":"Christopher Anderson","title":"Partner","crd":"2925410"},{"name":"Eric Bilmes","title":"Partner, Credit & Structured Equity","crd":"4562807"},{"name":"Andrew Bonanno","title":"Partner","crd":"2499831"},{"name":"John Forrey","title":"Partner","crd":"5974597"},{"name":"Samuel Frieder","title":"Managing Partner","crd":"4132445"},{"name":"Bartlett Harwood","title":"Partner","crd":"5933404"},{"name":"Seth Hollander","title":"Partner","crd":"6028150"},{"name":"James Kohlberg","title":"Chairman","crd":"4109025"},{"name":"Benjamin Mao","title":"Partner","crd":"3272426"},{"name":"Moira O'Reilly","title":"Chief Technology Officer","crd":"7883979"},{"name":"Jean Roberts","title":"Partner","crd":"4431167"},{"name":"Albert Scheer","title":"Partner","crd":"5133153"},{"name":"Ahmed Wahla","title":"Partner","crd":"4870846"},{"name":"Gordon Woodward","title":"Chief Investment Officer","crd":"6028143"},{"name":"Benjamin Yu","title":"Partner","crd":"6227672"}],"ownership":[{"label":"Kohlberg & Co., L.P.","detail":"Member in the 75% or more ownership band and a control person, since January 2017."},{"label":"Samuel Frieder","detail":"Indirect owner: a member of Kohlberg Management GP, L.L.C. in the 75% or more band and a control person, since January 2017. Also a partner of Kohlberg & Co., L.P. in the 25% to 50% band and a control person, since January 2017.","parent":"Kohlberg Management GP, L.L.C."},{"label":"Kohlberg Management GP, L.L.C.","detail":"Indirect owner: partner of Kohlberg & Co., L.P. and a control person, since January 2017.","parent":"Kohlberg & Co., L.P."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":3,"privateResidences":0},"listedOfficeAddresses":4,"officesByState":[{"state":"Massachusetts","offices":1,"addresses":[{"street":"30 Monument Square","city":"Concord"}]},{"state":"New York","offices":3,"addresses":[{"street":"111 Radio Circle","city":"Mount Kisco","headquarters":true},{"street":"116 Radio Circle Drive","city":"Mount Kisco"},{"street":"545 Madison Avenue","city":"New York"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"914-241-7430","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Other"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[],"privateFunds":37},"sources":{"adv1FilingDate":"22 May 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/160745/PDF/160745.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Kohlberg & have?","answer":"Kohlberg & has 40 clients and manages $17.1 billion for them, as of May 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 22 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Kohlberg & offer?","answer":"Kohlberg & provides portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Kohlberg & have?","answer":"Kohlberg & has 0 investment adviser representatives registered with state securities authorities, out of 91 employees, and 60 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Kohlberg &?","answer":"Kohlberg & is owned through a chain of holding companies by Samuel Frieder. Its direct owner is Kohlberg & Co., L.P. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 22 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Kohlberg & get paid?","answer":"Kohlberg & is paid through a percentage of assets under management and other arrangements. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}