Kingwood Investment Group provides financial planning and portfolio management for individuals and small businesses.
Kingwood Investment Group reports 244 clients. They include 228 individual clients and 16 high-net-worth individuals. Of its assets, 100.0% ($127M across 439 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 93% | 67% |
| High-net-worth individuals | 7% | 33% |
| Corporations and other businesses | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 228 | $84.2M | 66.5% | $369K |
| High-net-worth individuals | 16 | $41.8M | 33.0% | $2.61M |
| Corporations and other businesses | Fewer than 5 | $576K | 0.5% | — |
| Total | 244 | $127M | 100% | — |
- Clients
- 228
- Regulatory AUM
- $84.2M
- AUM share
- 66.5%
- Avg. per client
- $369K
- Clients
- 16
- Regulatory AUM
- $41.8M
- AUM share
- 33.0%
- Avg. per client
- $2.61M
- Clients
- Fewer than 5
- Regulatory AUM
- $576K
- AUM share
- 0.5%
- Avg. per client
- —
Total
- Clients
- 244
- Regulatory AUM
- $127M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Kingwood Investment Group charges 0.80%–1.50% a year for its Asset Management. Each asset band is charged at its own rate. The fee is billed in advance or in arrears and is negotiable. The brochure also prices one other service, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$500K | 1.50% |
| $500K–$750K | 1.40% |
| $750K–$1M | 1.30% |
| $1M–$2M | 1.20% |
| $2M–$5M | 1.00% |
| $5M and above | 0.80% |
Fee details and sources
Other fees
- Financial planning
- Hourly fees of $300 to $500 per hour, or fixed fees of $500 to $5,000 per project.
Gary Alden owns 50% to 75% of Kingwood Investment Group. The leadership team of Kingwood Investment Group includes President Christopher Alden. It has 7 employees, 5 of them in advisory roles.
Leadership
Christopher AldenPresident / CCO- Conor MullensVice President
Gary AldenCEO
Investment adviser representatives
5 representatives listed in the SEC register as of 9 October 2026.
Staff
- 7 employees
- 5 in advisory functions
- 5 state-registered reps
- 3 insurance agents
- Owns 50% to 75% of Kingwood Investment Group, LLC
Gary Alden
Control person · since April 2024
- Owns 25% to 50% of Kingwood Investment Group, LLC
Christopher Alden
Control person · since April 2024
Besides its headquarters, Kingwood Investment Group has 0 offices, with 1 listed address in Texas.
Texas · 1 listed address
- 22001 Northpark Drive, Suite 245, KingwoodHQ
Contact and registration details
- Legal name
- Kingwood Investment Group, LLC
- Headquarters
- 22001 Northpark Drive, Suite 245, Kingwood, TX 77339
- Website
- thekig.com
- Phone
- 281-359-7900
- SEC file
- 801-134979
- Structure
- Texas LLC
- Fiscal year end
- December
Kingwood Investment Group uses Charles Schwab ($127M) as custodian for its separately managed accounts. Kingwood Investment Group has custody of $23.3M in client assets for 59 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $127M100%
At year end, Kingwood Investment Group’s separately managed accounts were mostly in funds (69%) and stocks (24%).
What the accounts hold
- Stocks24%
- Funds69%
- Bonds2%
- Cash5%
How many clients does Kingwood Investment Group have?
Kingwood Investment Group has 244 clients and manages $127 million for them, as of March 2026. They include 228 individual clients and 16 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 20 March 2026
What services does Kingwood Investment Group offer?
Kingwood Investment Group provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Kingwood Investment Group charge?
Kingwood Investment Group charges 0.80%–1.50% a year for its Asset Management. Each asset band is charged at its own rate. The fee is billed in advance or in arrears and is negotiable.
Which custodians does Kingwood Investment Group use?
Kingwood Investment Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $127M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 20 March 2026
How many financial advisors does Kingwood Investment Group have?
Kingwood Investment Group has 5 investment adviser representatives registered with state securities authorities, out of 7 employees, and 5 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Kingwood Investment Group invest in?
At the end of its last fiscal year, Kingwood Investment Group’s separately managed accounts held 69% registered funds (mutual funds, ETFs, BDCs), 24% exchange-traded equities, 5% cash and equivalents and 2% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Kingwood Investment Group?
Kingwood Investment Group’s direct owners are Gary Alden (50% to 75%) and Christopher Alden (25% to 50%).
Source: Form ADV Part 1A, Schedules A and B, filed 20 March 2026
How does Kingwood Investment Group get paid?
Kingwood Investment Group is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Kingwood Investment Group?
Kingwood Investment Group’s main office is at 22001 Northpark Drive, Suite 245, Kingwood, TX 77339. Its phone number is 281-359-7900. Its website is thekig.com.