{"url":"https://nivawealth.com/firms/kingwood-investment-group-330330","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/330330","regulatoryAum":126548584,"crd":"330330","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5139289","suffix":null,"lastName":"ALDEN","firstName":"CHRISTOPHER","middleName":"ALAN"},{"crd":"2515518","suffix":null,"lastName":"ALDEN","firstName":"GARY","middleName":"ROY"},{"crd":"2972916","suffix":null,"lastName":"CANTERBURY","firstName":"TERRI","middleName":"A"},{"crd":"6752932","suffix":null,"lastName":"LIEPMAN","firstName":"ALEXANDER","middleName":"JOSEPH"},{"crd":"8199329","suffix":null,"lastName":"MULLENS","firstName":"CONOR","middleName":"PATRICK"}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-134979","legalName":"Kingwood Investment Group, LLC","displayName":"Kingwood Investment Group","slug":"kingwood-investment-group-330330","website":"https://thekig.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Texas limited liability company","fiscalYearEnd":"December","headquarters":{"street":"22001 Northpark Drive, Suite 245","city":"Kingwood","state":"TX","stateName":"Texas","country":"United States","postalCode":"77339"},"tradeNames":[],"registration":{"secApproved":"18 December 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":516279.7172131148,"staff":{"employees":7,"advisory":5,"brokerDealerReps":0,"insuranceAgents":3,"promoters":0},"aum":{"regulatory":126548584,"discretionary":126548584,"discretionaryAccounts":439,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":228,"regulatoryAum":84163495},{"label":"High-net-worth individuals","clients":16,"regulatoryAum":41808756},{"label":"Corporations and other businesses","clients":null,"fewerThan5":true,"regulatoryAum":576333}],"feePrograms":[{"role":"main","program":"Asset Management","feeBasis":"marginal","fee_tiers":[{"to":500000,"pct":1.5,"from":0},{"to":750000,"pct":1.4,"from":500000},{"to":1000000,"pct":1.3,"from":750000},{"to":2000000,"pct":1.2,"from":1000000},{"to":5000000,"pct":1,"from":2000000},{"to":null,"pct":0.8,"from":5000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1022379","versionId":1022379,"ratePeriod":"annual","fee_billing":"both","submittedOn":"2026-03-20","documentName":"KIG ADV PART 2A","fee_rate_low":0.8,"fee_rate_high":1.5,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial planning","summary":"Hourly fees of $300 to $500 per hour, or fixed fees of $500 to $5,000 per project.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1022379","versionId":1022379,"submittedOn":"2026-03-20","documentName":"KIG ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T17:42:23.913335+00:00","documents":[{"name":"KIG ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1022379","versionId":1022379,"submittedOn":"2026-03-20"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":126548584}],"custodyNote":"Kingwood Investment Group has custody of $23.3M in client assets for 59 clients.","otherCustodians":[],"leadership":[{"name":"Christopher Alden","title":"President / CCO","crd":"5139289"},{"name":"Conor Mullens","title":"Vice President","crd":"8199329"},{"name":"Gary Alden","title":"CEO","crd":"2515518"}],"ownership":[{"label":"Gary Alden","detail":"Ceo in the 50% to 75% ownership band and a control person, since April 2024."},{"label":"Christopher Alden","detail":"President / cco in the 25% to 50% ownership band and a control person, since April 2024."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Texas","offices":1,"addresses":[{"street":"22001 Northpark Drive, Suite 245","city":"Kingwood","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"281-359-7900","stateRegisteredReps":5,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":24},{"label":"Investment grade corporate bonds","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":69},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"20 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/330330/PDF/330330.pdf","brochureDate":"20 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1022379","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Kingwood Investment Group have?","answer":"Kingwood Investment Group has 244 clients and manages $127 million for them, as of March 2026. They include 228 individual clients and 16 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 20 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Kingwood Investment Group offer?","answer":"Kingwood Investment Group provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Kingwood Investment Group charge?","answer":"Kingwood Investment Group charges 0.80%–1.50% a year for its Asset Management. Each asset band is charged at its own rate. The fee is billed in advance or in arrears and is negotiable.","source":"KIG ADV PART 2A, filed 20 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Kingwood Investment Group use?","answer":"Kingwood Investment Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $127M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 20 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Kingwood Investment Group have?","answer":"Kingwood Investment Group has 5 investment adviser representatives registered with state securities authorities, out of 7 employees, and 5 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Kingwood Investment Group invest in?","answer":"At the end of its last fiscal year, Kingwood Investment Group’s separately managed accounts held 69% registered funds (mutual funds, ETFs, BDCs), 24% exchange-traded equities, 5% cash and equivalents and 2% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Kingwood Investment Group?","answer":"Kingwood Investment Group’s direct owners are Gary Alden (50% to 75%) and Christopher Alden (25% to 50%).","source":"Form ADV Part 1A, Schedules A and B, filed 20 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Kingwood Investment Group get paid?","answer":"Kingwood Investment Group is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Kingwood Investment Group?","answer":"Kingwood Investment Group’s main office is at 22001 Northpark Drive, Suite 245, Kingwood, TX 77339. Its phone number is 281-359-7900. Its website is thekig.com.","source":"Form ADV Part 1A, Item 1.F, filed 20 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}