KG Capital Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting. Financial planning was provided to 251–500 clients last fiscal year.
KG Capital Management reports 438 clients. They include 325 individual clients, 99 high-net-worth individuals, and 8 corporations and other businesses. Of its assets, 96.8% ($193M across 779 accounts) are managed with discretion; $6.4M across 2 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 74% | 26% |
| High-net-worth individuals | 23% | 65% |
| Pension and profit-sharing plans | 1% | 5% |
| Corporations and other businesses | 2% | 3% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 325 | $52.1M | 26.1% | $160K |
| High-net-worth individuals | 99 | $130M | 65.4% | $1.32M |
| Pension and profit-sharing plans | 6 | $10.6M | 5.3% | $1.76M |
| Corporations and other businesses | 8 | $6.37M | 3.2% | $796K |
| Total | 438 | $200M | 100% | $456K |
- Clients
- 325
- Regulatory AUM
- $52.1M
- AUM share
- 26.1%
- Avg. per client
- $160K
- Clients
- 99
- Regulatory AUM
- $130M
- AUM share
- 65.4%
- Avg. per client
- $1.32M
- Clients
- 6
- Regulatory AUM
- $10.6M
- AUM share
- 5.3%
- Avg. per client
- $1.76M
- Clients
- 8
- Regulatory AUM
- $6.37M
- AUM share
- 3.2%
- Avg. per client
- $796K
Total
- Clients
- 438
- Regulatory AUM
- $200M
- AUM share
- 100%
- Avg. per client
- $456K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 251–500
KG Capital Management charges 0.75%–1.50% a year for its Portfolio Management & Investment Supervisory Services. The whole portfolio is charged at the rate of its band. The fee is billed in advance and is negotiable. The brochure also prices 2 other services, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$2M | 1.50% |
| $2M–$4M | 1.25% |
| $4M and above | 0.75% |
Fee details and sources
Other fees
- ERISA Plan Services
- Annual ERISA plan fees are based on plan assets and shall not exceed 1.50%, charged quarterly or monthly in arrears or in advance.
- Financial Planning and Consulting
- Financial planning and consulting are charged hourly at $250 an hour, against an estimated fee set before the work begins.
Andrew Grezaffi owns 50% to 75% of KG Capital Management. The leadership team of KG Capital Management includes Chief Compliance Officer Jade Franke. It has 4 employees, 3 of them in advisory roles.
Staff
- 4 employees
- 3 in advisory functions
- 3 state-registered reps
- 2 broker-dealer reps
- 2 insurance agents
- 5 soliciting firms
- Owns 50% to 75% of KG Capital Management, LLC
Andrew Grezaffi
Control person · since May 2012
- Owns 50% to 75% of KG Capital Management, LLC
Gabriel Kora
Control person · since May 2012
KG Capital Management’s regulatory assets fell from $221M (June 2021) to $200M (June 2026); clients fell from 821 to 438 and employees from 7 to 4.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Jun 2026June 2026 | $200M | 438 | 4 | 2 |
| Apr 2025April 2025 | $414M | 755 | 9 | 2 |
| May 2024May 2024 | $349M | 733 | 8 | 2 |
| Jan 2023January 2023 | $283M | 665 | 7 | 2 |
| Mar 2022March 2022 | $289M | 577 | 8 | 3 |
| Jun 2021June 2021 | $221M | 821 | 7 | 3 |
Besides its headquarters, KG Capital Management has 1 office, with 2 listed addresses in 1 state.
Louisiana · 2 listed addresses
- 4782 Prosperity Street, Saint FrancisvilleHQ
- 2400 Veterans Memorial BLVD., Kenner
Contact and registration details
- Legal name
- KG Capital Management, LLC
- Headquarters
- 4782 Prosperity Street, Saint Francisville, LA 70775
- Website
- Not reported
- Phone
- 225-245-5153
- SEC file
- 801-112461
- Structure
- Louisiana LLC
- Fiscal year end
- December
KG Capital Management’s named custodian for separately managed accounts is Charles Schwab ($193M). KG Capital Management does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $193M100%
At year end, KG Capital Management’s separately managed accounts were largely in stocks (49%) and funds (37%). Its reported 13F holdings for the quarter ended 30 June 2026 total $168M across 142 positions; the largest are State Str SPDR SP 500 ETF T (7.6%), JPMORGAN Chase CO (5.6%) and SPDR Series Trust (4.0%).
What the accounts hold
- Stocks49%
- Funds37%
- Bonds9%
- State and local bonds5%
- U.S. government and agency bonds2%
- Investment grade corporate bonds2%
- Cash4%
- Other1%
- Derivatives1%
How many clients does KG Capital Management have?
KG Capital Management has 438 clients and manages $200 million for them, as of June 2026. They include 325 individual clients, 99 high-net-worth individuals, and 8 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 3 June 2026
What services does KG Capital Management offer?
KG Capital Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does KG Capital Management charge?
KG Capital Management charges 0.75%–1.50% a year for its Portfolio Management & Investment Supervisory Services. The whole portfolio is charged at the rate of its band. The fee is billed in advance and is negotiable.
Which custodians does KG Capital Management use?
KG Capital Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $193M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 3 June 2026
How many financial advisors does KG Capital Management have?
KG Capital Management has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does KG Capital Management invest in?
At the end of its last fiscal year, KG Capital Management’s separately managed accounts held 49% exchange-traded equities, 37% registered funds (mutual funds, ETFs, BDCs), 5% state and local bonds, 4% cash and equivalents, 2% U.S. government and agency bonds, 2% investment grade corporate bonds and 1% derivatives.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns KG Capital Management?
KG Capital Management’s direct owners are Andrew Grezaffi (50% to 75%) and Gabriel Kora (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 3 June 2026
How does KG Capital Management get paid?
KG Capital Management is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact KG Capital Management?
KG Capital Management’s main office is at 4782 Prosperity Street, Saint Francisville, LA 70775. Its phone number is 225-245-5153.