Andrew Grezaffi has been Managing Member of KG Capital Management since May 2012, is a control person of the firm and directly owns between 50% and 75% of it.
KG Capital Management, LLC is a Saint Francisville, LA firm with $200M under management, 438 clients and 3 advisers across 2 offices, as of its June 2026 filing.
Andrew Grezaffi’s longest registration is the current one, 14 years at KG Capital Management since 2012. Before joining KG Capital Management in 2012, Andrew Grezaffi was registered through Brokersxpress LLC.
- KG Capital Management, LLCCurrent– present · 14 yearsSaint Francisville, LA · Adviser representative · Firm CRD 164500
- Brokersxpress LLC– · 4 yearsNew Roads, LA · Adviser representative · Firm CRD 127081
Investment adviser representative registrations
Andrew Grezaffi is registered as an investment adviser representative in 3 states. The first approvals date from July 2012; the most recent is Alabama, in October 2017.
- AlabamaSince 24 October 2017
- LouisianaSince 31 July 2012
- TexasSince 6 September 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 16 July 2012 |
| Series 7 | General Securities Representative Examination | 24 October 2007 |
| Series 63 | Uniform Securities Agent State Law Examination | 6 July 2004 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 1 July 2004 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Andrew Anthony Grezaffi
- CRD
- 4810166
- Firm
- KG Capital Management · CRD 164500
- Role
- Managing Member
- Office
- 4782 PROSPERITY STREET, Saint Francisville, LA 70775
- Registration
- Investment adviser and broker registrations
- In the industry since
- July 2004
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Andrew Grezaffi work?
Andrew Grezaffi has been Managing Member of KG Capital Management, LLC since May 2012, and is a control person of the firm.
Is Andrew Grezaffi a financial advisor?
Yes. Andrew Grezaffi has a current investment-adviser registration in Alabama, Louisiana and Texas, through KG Capital Management since July 2012.
How many years of experience does Andrew Grezaffi have?
Andrew Grezaffi has 22 years in the financial industry, since July 2004, across 2 adviser firms.
What exams has Andrew Grezaffi passed?
Andrew Grezaffi has passed 5 licensing exams: the Series 6, Series 63, Series 7, Series 65 and Series 99TO. The earliest, the Series 6, was passed in July 2004. FINRA credited Andrew Grezaffi with the SIE, which began in October 2018.
Where is Andrew Grezaffi based?
Andrew Grezaffi’s registered office is in Saint Francisville, LA.
Is Andrew Grezaffi registered with FINRA?
Yes. Andrew Grezaffi has a current broker registration, under CRD 4810166.
Source: FINRA BrokerCheck
How can I verify Andrew Grezaffi’s record?
Search CRD 4810166 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Andrew Grezaffi’s full registration record.
- Jade FrankeChief Compliance Officer
- Gabriel KoraManaging Member