KerberRose Wealth Management provides financial planning, portfolio management for individuals and small businesses, and selecting other managers. Financial planning was provided to 101–250 clients last fiscal year.
KerberRose Wealth Management reports 1,785 clients. They include 1,414 individual clients, 164 pension and profit-sharing plans, and 140 high-net-worth individuals. Of its assets, 73.3% ($847M across 2,723 accounts) are managed with discretion; $309M across 622 accounts are not. Of its clients, 1% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 79% | 19% |
| High-net-worth individuals | 8% | 33% |
| Pension and profit-sharing plans | 9% | 42% |
| Charitable organizations | <1% | <1% |
| State or municipal government entities | 2% | 4% |
| Other client typesCorporations and other businesses | 1% | 2% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 1,414 | $216M | 18.7% | $153K |
| High-net-worth individuals | 140 | $377M | 32.7% | $2.69M |
| Pension and profit-sharing plans | 164 | $490M | 42.4% | $2.99M |
| Charitable organizations | 16 | $5.35M | 0.5% | $334K |
| State or municipal government entities | 28 | $44.2M | 3.8% | $1.58M |
| Corporations and other businesses | 23 | $21.9M | 1.9% | $954K |
| Total | 1,785 | $1.16B | 100% | $647K |
- Clients
- 1,414
- Regulatory AUM
- $216M
- AUM share
- 18.7%
- Avg. per client
- $153K
- Clients
- 140
- Regulatory AUM
- $377M
- AUM share
- 32.7%
- Avg. per client
- $2.69M
- Clients
- 164
- Regulatory AUM
- $490M
- AUM share
- 42.4%
- Avg. per client
- $2.99M
- Clients
- 16
- Regulatory AUM
- $5.35M
- AUM share
- 0.5%
- Avg. per client
- $334K
- Clients
- 28
- Regulatory AUM
- $44.2M
- AUM share
- 3.8%
- Avg. per client
- $1.58M
- Clients
- 23
- Regulatory AUM
- $21.9M
- AUM share
- 1.9%
- Avg. per client
- $954K
Total
- Clients
- 1,785
- Regulatory AUM
- $1.16B
- AUM share
- 100%
- Avg. per client
- $647K
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
KerberRose Wealth Management charges 0.70%–1.25% a year for its Asset-Based Fee Schedule. The fee is billed in arrears and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial planning
- Financial planning is billed at $250 to $500 per hour, a $300 monthly subscription, or a fixed fee that typically ranges from $1,000 to $5,000.
Kerberrose Holdings, LLC owns 75% or more of KerberRose Wealth Management and is in turn owned by Kerberrose SC (75% or more). The leadership team of KerberRose Wealth Management includes Chief Compliance Officer Gery Sadzewicz. It has 13 employees.
Leadership
- Gery SadzewiczChief Compliance Officer
- Anthony PowersElected Manager
Investment adviser representatives
16 representatives listed in the SEC register as of 9 October 2026.
- Taj Johnathan Boelter
- Shawn Patrick Bresnahan
- Scott Stuart Ciullo
- Justin Taylor Damon
- Ethan Gabriel Hausmann
- Julie Ann Lefevre
- Alexandria Marie Miller
- Gavin Mitchell Ostermann
- Anthony J Powers
- Jason Allen Richel
- Connor Rosin
- Michael Pruett Rudolf
- Scott R Schewe
- Alexander Michael Stecker
- Karley Marie Wardlow
- Daniel J Wotruba
Staff
- 13 employees
- 13 in advisory functions
- 13 state-registered reps
- 6 broker-dealer reps
- 9 insurance agents
- 2 soliciting firms
- Owns 75% or more of Kerberrose Wealth Management, LLC
Kerberrose Holdings, LLC
Control person · since August 2013
- Owns 75% or more of Kerberrose Holdings, LLC
Kerberrose SC
Control person · since August 2013
KerberRose Wealth Management’s regulatory assets grew 3.0× from $386M (June 2021) to $1.16B (September 2026); clients rose from 942 to 1,785 and employees from 7 to 13.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| September 2026 | $1.16B | 1,785 | 13 | 7 |
| July 2025 | $910M | 1,545 | 12 | 7 |
| March 2024 | $752M | 1,624 | 12 | 6 |
| April 2023 | $593M | 1,351 | 9 | 5 |
| July 2022 | $595M | 1,117 | 8 | 5 |
| June 2021 | $386M | 942 | 7 | 5 |
Besides its headquarters, KerberRose Wealth Management has 6 offices, with 7 listed addresses in Michigan and Wisconsin.
Wisconsin · 6 listed addresses
- 115 E. 5th Street, ShawanoHQ
- 2040 Jay Mar RD., Plover
- 1255 Lincoln St., Rhinelander
- 1429 Merrill Ave, Wausau
- 4211 N. Lightning Drive, Appleton
- 487 Riverwood Lane, Green Bay
Michigan · 1 listed address
- 205 S. Front St., Marquette
Contact and registration details
- Legal name
- Kerberrose Wealth Management, LLC
- Headquarters
- 115 E. 5th Street, Shawano, WI 54166
- Website
- kerberrose.com
- Phone
- 715-526-9400
- SEC file
- 801-119492
- Structure
- Wisconsin LLC
- Fiscal year end
- December
KerberRose Wealth Management uses Charles Schwab ($596M, 54%), Voya ($105M, 9%) and John Hancock ($75.7M, 7%), among others, as custodians for its separately managed accounts. KerberRose Wealth Management has custody of $158M in client assets for 1,196 clients.
- Charles SchwabSchwab · San Franciso, CA · $596M54%
- Lincoln Investment AdvisersLincoln Investment Advisers, LLC · Fort Wayne, IN · $26.6M2%
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $68.5M6%
- VoyaVoya Financial Partners, LLC · Windsor, CT · $105M9%
- EmpowerEmpower Financial · Sunnydale, CA · $59.1M5%
- OtherJohn Hancock, Oneamerica, T.rowe Price, The Standard, Tiaa-Cref, American Funds & Trusts, Trustage Investment23%
At year end, KerberRose Wealth Management’s separately managed accounts were mostly in stocks (58%) and funds (18%).
What the accounts hold
- Stocks58%
- Funds18%
- Registered funds15%
- Pooled vehicles3%
- Bonds16%
- U.S. government and agency bonds12%
- State and local bonds2%
- Investment grade corporate bonds2%
- Cash4%
- Other4%
- Insurance and annuities3%
- Derivatives1%
How many clients does KerberRose Wealth Management have?
KerberRose Wealth Management has 1,785 clients and manages $1.16 billion for them, as of September 2026. They include 1,414 individual clients, 164 pension and profit-sharing plans, and 140 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 9 September 2026
What services does KerberRose Wealth Management offer?
KerberRose Wealth Management provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does KerberRose Wealth Management charge?
KerberRose Wealth Management charges 0.70%–1.25% a year for its Asset-Based Fee Schedule. The fee is billed in arrears and is negotiable.
Source: KERBERROSE WEALTH MANAGEMENT PART 2A, filed 2 March 2026
Which custodians does KerberRose Wealth Management use?
KerberRose Wealth Management’s separately managed account assets are held at Schwab (San Franciso, CA), with $596M, Voya Financial Partners, LLC (Windsor, CT), with $105M, John Hancock (Boston, MA), with $75.7M, Fidelity Brokerage Services LLC (Smithfield, RI), with $68.5M, Trustage Investment (Madison, WI), with $62.1M, Empower Financial (Sunnydale, CA), with $59.1M, T.rowe Price (Baltimore, MD), with $44.5M, Lincoln Investment Advisers, LLC (Fort Wayne, IN), with $26.6M, Oneamerica (New York, NY), with $25.3M, Tiaa-Cref (New York, NY), with $19M, American Funds & Trusts Incorporated (Salt Lake City, UT), with $16.1M and The Standard (Rockport, MA), with $11.5M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 9 September 2026
How many financial advisors does KerberRose Wealth Management have?
KerberRose Wealth Management has 13 investment adviser representatives registered with state securities authorities, out of 13 employees, and 13 perform investment advisory functions. 6 employees are registered representatives of a broker-dealer and 9 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does KerberRose Wealth Management invest in?
At the end of its last fiscal year, KerberRose Wealth Management’s separately managed accounts held 58% exchange-traded equities, 15% registered funds (mutual funds, ETFs, BDCs), 12% U.S. government and agency bonds, 4% cash and equivalents, 3% pooled vehicles (private funds and similar), 3% other, 2% state and local bonds, 2% investment grade corporate bonds and 1% derivatives. The 3% other category is described as: Insurance and Annuities.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns KerberRose Wealth Management?
KerberRose Wealth Management is owned through a holding company by Kerberrose SC. Its direct owner is Kerberrose Holdings, LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 9 September 2026
How does KerberRose Wealth Management get paid?
KerberRose Wealth Management is paid through a percentage of assets under management, hourly charges, fixed fees and commissions. Its Form ADV lists no performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact KerberRose Wealth Management?
KerberRose Wealth Management’s main office is at 115 E. 5th Street, Shawano, WI 54166. Its phone number is 715-526-9400. Its website is kerberrose.com.