{"url":"https://nivawealth.com/firms/kerberrose-wealth-management-168787","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/168787","regulatoryAum":1155164256,"crd":"168787","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"8063850","suffix":null,"lastName":"Boelter","firstName":"Taj","middleName":"Johnathan"},{"crd":"6278794","suffix":null,"lastName":"BRESNAHAN","firstName":"SHAWN","middleName":"PATRICK"},{"crd":"1505596","suffix":null,"lastName":"Ciullo","firstName":"Scott","middleName":"Stuart"},{"crd":"7785860","suffix":null,"lastName":"DAMON","firstName":"JUSTIN","middleName":"TAYLOR"},{"crd":"7201993","suffix":null,"lastName":"Hausmann","firstName":"Ethan","middleName":"Gabriel"},{"crd":"1766503","suffix":null,"lastName":"LEFEVRE","firstName":"JULIE","middleName":"ANN"},{"crd":"7351388","suffix":null,"lastName":"Miller","firstName":"Alexandria","middleName":"Marie"},{"crd":"8278557","suffix":null,"lastName":"Ostermann","firstName":"Gavin","middleName":"MITCHELL"},{"crd":"4828523","suffix":null,"lastName":"POWERS","firstName":"ANTHONY","middleName":"J"},{"crd":"7862003","suffix":null,"lastName":"Richel","firstName":"Jason","middleName":"Allen"},{"crd":"7297951","suffix":null,"lastName":"Rosin","firstName":"Connor","middleName":null},{"crd":"4370058","suffix":null,"lastName":"Rudolf","firstName":"Michael","middleName":"Pruett"},{"crd":"4424640","suffix":null,"lastName":"Schewe","firstName":"Scott","middleName":"R"},{"crd":"5529869","suffix":null,"lastName":"STECKER","firstName":"ALEXANDER","middleName":"MICHAEL"},{"crd":"7151807","suffix":null,"lastName":"Wardlow","firstName":"Karley","middleName":"Marie"},{"crd":"2378303","suffix":null,"lastName":"Wotruba","firstName":"Daniel","middleName":"J"}],"total":16,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-06-08","regulatoryAum":385693728,"clients":942,"employees":7,"offices":5},{"filedOn":"2022-07-27","regulatoryAum":595486531,"clients":1117,"employees":8,"offices":5},{"filedOn":"2023-04-04","regulatoryAum":592829561,"clients":1351,"employees":9,"offices":5},{"filedOn":"2024-03-19","regulatoryAum":752342472,"clients":1624,"employees":12,"offices":6},{"filedOn":"2025-07-31","regulatoryAum":909761204,"clients":1545,"employees":12,"offices":7},{"filedOn":"2026-09-09","regulatoryAum":1155164256,"clients":1785,"employees":13,"offices":7}],"secFileNumber":"801-119492","legalName":"Kerberrose 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MA","smaAssets":75718001},{"name":"Oneamerica","shortName":"Oneamerica","location":"New York, NY","smaAssets":25269322},{"name":"T.rowe Price","shortName":"T.rowe Price","location":"Baltimore, MD","smaAssets":44480342},{"name":"The Standard","shortName":"The Standard","location":"Rockport, MA","smaAssets":11506912},{"name":"Tiaa-Cref","shortName":"Tiaa-Cref","location":"New York, NY","smaAssets":19045971},{"name":"American Funds & Trusts Incorporated","shortName":"American Funds & Trusts","location":"Salt Lake City, UT","smaAssets":16060680},{"name":"Trustage Investment","shortName":"Trustage Investment","location":"Madison, WI","smaAssets":62108362}],"custodyNote":"KerberRose Wealth Management has custody of $158M in client assets for 1,196 clients.","otherCustodians":[],"leadership":[{"name":"Gery Sadzewicz","title":"Chief Compliance Officer","crd":"1090963"},{"name":"Anthony Powers","title":"Elected Manager","crd":"4828523"}],"ownership":[{"label":"Kerberrose Holdings, 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They include 1,414 individual clients, 164 pension and profit-sharing plans, and 140 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 9 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does KerberRose Wealth Management offer?","answer":"KerberRose Wealth Management provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does KerberRose Wealth Management charge?","answer":"KerberRose Wealth Management charges 0.70%–1.25% a year for its Asset-Based Fee Schedule. The fee is billed in arrears and is negotiable.","source":"KERBERROSE WEALTH MANAGEMENT PART 2A, filed 2 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does KerberRose Wealth Management use?","answer":"KerberRose Wealth Management’s separately managed account assets are held at Schwab (San Franciso, CA), with $596M, Voya Financial Partners, LLC (Windsor, CT), with $105M, John Hancock (Boston, MA), with $75.7M, Fidelity Brokerage Services LLC (Smithfield, RI), with $68.5M, Trustage Investment (Madison, WI), with $62.1M, Empower Financial (Sunnydale, CA), with $59.1M, T.rowe Price (Baltimore, MD), with $44.5M, Lincoln Investment Advisers, LLC (Fort Wayne, IN), with $26.6M, Oneamerica (New York, NY), with $25.3M, Tiaa-Cref (New York, NY), with $19M, American Funds & Trusts Incorporated (Salt Lake City, UT), with $16.1M and The Standard (Rockport, MA), with $11.5M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 9 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does KerberRose Wealth Management have?","answer":"KerberRose Wealth Management has 13 investment adviser representatives registered with state securities authorities, out of 13 employees, and 13 perform investment advisory functions. 6 employees are registered representatives of a broker-dealer and 9 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does KerberRose Wealth Management invest in?","answer":"At the end of its last fiscal year, KerberRose Wealth Management’s separately managed accounts held 58% exchange-traded equities, 15% registered funds (mutual funds, ETFs, BDCs), 12% U.S. government and agency bonds, 4% cash and equivalents, 3% pooled vehicles (private funds and similar), 3% other, 2% state and local bonds, 2% investment grade corporate bonds and 1% derivatives. The 3% other category is described as: Insurance and Annuities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns KerberRose Wealth Management?","answer":"KerberRose Wealth Management is owned through a holding company by Kerberrose SC. Its direct owner is Kerberrose Holdings, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 9 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does KerberRose Wealth Management get paid?","answer":"KerberRose Wealth Management is paid through a percentage of assets under management, hourly charges, fixed fees and commissions. Its Form ADV lists no performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact KerberRose Wealth Management?","answer":"KerberRose Wealth Management’s main office is at 115 E. 5th Street, Shawano, WI 54166. Its phone number is 715-526-9400. Its website is kerberrose.com.","source":"Form ADV Part 1A, Item 1.F, filed 9 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}