Kaufman Hall Investment Management provides financial planning, portfolio management for institutions and selecting other managers. Financial planning was provided to 11–25 clients last fiscal year.
Kaufman Hall Investment Management reports 28 corporations and other businesses. Of its assets, 100.0% ($2.82B across 59 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Corporations and other businesses | 100% | 100% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Corporations and other businesses | 28 | $2.82B | 100.0% | $101M |
| Total | 28 | $2.82B | 100% | $101M |
- Clients
- 28
- Regulatory AUM
- $2.82B
- AUM share
- 100.0%
- Avg. per client
- $101M
Total
- Clients
- 28
- Regulatory AUM
- $2.82B
- AUM share
- 100%
- Avg. per client
- $101M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 11–25
Kaufman Hall Investment Management is paid through a percentage of assets under management and fixed fees (other than subscription fees); its fees and minimums are set out in its brochures on the SEC website.
Kaufman, Hall & Associates, LLC owns 75% or more of Kaufman Hall Investment Management and is in turn owned by KH Intermediate Holdings, LLC (75% or more). The leadership team of Kaufman Hall Investment Management includes President Robert Turner and Chief Compliance Officer Valerie Witmer. It has 9 employees, 7 of them in advisory roles.
Leadership
- Robert TurnerManager & President
- Valerie WitmerChief Compliance Officer
- Britt CesaroneSecretary
Staff
- 9 employees
- 7 in advisory functions
- 1 soliciting firm
- Owns 75% or more of Kaufman Hall Investment Management, LLC
Kaufman, Hall & Associates, LLC
Control person · since September 2023
- Owns 75% or more of Kaufman, Hall & Associates, LLC
KH Intermediate Holdings, LLC
since June 2023
- Owns 75% or more of KH Intermediate Holdings, LLC
KH Aquisition, LLC
Control person · since December 2021
- Owns 75% or more of KH Aquisition, LLC
KH Topco, LLC
Control person · since December 2023
- Owns 75% or more of KH Topco, LLC
Vizient, Inc.
Control person · since December 2021
Kaufman Hall Investment Management’s regulatory assets grew 2.4× from $1.17B (March 2024) to $2.82B (July 2026); clients were 28 in both filings and employees rose from 4 to 9.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| July 2026 | $2.82B | 28 | 9 | 6 |
| March 2025 | $2.31B | 27 | 9 | 6 |
| March 2024 | $1.17B | 27 | 4 | 4 |
Besides its headquarters, Kaufman Hall Investment Management has 5 offices (2 private residences, listed without an address), with 4 listed addresses in Illinois, Tennessee and Texas.
Illinois · 2 listed addresses
- 456 W. Burville Road, Crete
- 433 W. Van Buren Street, Chicago
Tennessee · 1 listed address
- 10 Cadillac Drive, Suite 120, BrentwoodHQ
Texas · 1 listed address
- 5451 Merrimac Ave, Dallas
Contact and registration details
- Legal name
- Kaufman Hall Investment Management, LLC
- Headquarters
- 10 Cadillac Drive, Suite 120, Brentwood, TN 37027
- Website
- khim.com
- Phone
- 224-724-3809
- SEC file
- 801-129164
- Structure
- Delaware LLC
- Fiscal year end
- December
Kaufman Hall Investment Management uses Computershare Corporate Trust ($988M, 42%), U.S. Bancorp Investments ($928M, 40%) and BNY Mellon Securities ($424M, 18%) as custodians for its separately managed accounts. Kaufman Hall Investment Management does not have custody of client assets.
- BNY Mellon SecuritiesBNY Mellon Securities Corporation · Chicago, IL · $424M18%
- U.S. Bancorp InvestmentsU.S. Bancorp Investments, Inc. · Saint Paul, MN · $928M40%
- Computershare Corporate TrustComputershare Corporate Trust · St. Paul, MN · $988M42%
At year end, Kaufman Hall Investment Management’s separately managed accounts were mostly in bonds (85%).
What the accounts hold
- Bonds85%
- U.S. government and agency bonds40%
- Investment grade corporate bonds34%
- State and local bonds11%
- Cash2%
- Other13%
- Asset backed securities.13%
How many clients does Kaufman Hall Investment Management have?
Kaufman Hall Investment Management has 28 clients and manages $2.82 billion for them, as of July 2026. They include 28 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 July 2026
What services does Kaufman Hall Investment Management offer?
Kaufman Hall Investment Management provides financial planning, portfolio management for institutions and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Kaufman Hall Investment Management use?
Kaufman Hall Investment Management’s separately managed account assets are held at Computershare Corporate Trust (St. Paul, MN), with $988M, U.S. Bancorp Investments, Inc. (Saint Paul, MN), with $928M and BNY Mellon Securities Corporation (Chicago, IL), with $424M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 July 2026
How many financial advisors does Kaufman Hall Investment Management have?
Kaufman Hall Investment Management has 0 investment adviser representatives registered with state securities authorities, out of 9 employees, and 7 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Kaufman Hall Investment Management invest in?
At the end of its last fiscal year, Kaufman Hall Investment Management’s separately managed accounts held 40% U.S. government and agency bonds, 34% investment grade corporate bonds, 13% other, 11% state and local bonds and 2% cash and equivalents. The 13% other category is described as: Asset Backed Securities.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Kaufman Hall Investment Management?
Kaufman Hall Investment Management is owned through a chain of holding companies by Vizient, Inc. Its direct owner is Kaufman, Hall & Associates, LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 30 July 2026
How does Kaufman Hall Investment Management get paid?
Kaufman Hall Investment Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Kaufman Hall Investment Management?
Kaufman Hall Investment Management’s main office is at 10 Cadillac Drive, Suite 120, Brentwood, TN 37027. Its phone number is 224-724-3809. Its website is khim.com.