JPL Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, educational seminars, education planning, estate planning, and insurance. Financial planning was provided to 101–250 clients last fiscal year.
JPL Wealth Management reports 291 clients. They include 169 high-net-worth individuals, 120 individual clients and 1 charitable organization. Of its assets, 100.0% ($588M across 1,081 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 41% | 9% |
| High-net-worth individuals | 58% | 90% |
| Charitable organizations | <1% | <1% |
| State or municipal government entities | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 120 | $53.1M | 9.0% | $443K |
| High-net-worth individuals | 169 | $526M | 89.5% | $3.11M |
| Charitable organizations | 1 | $2.73M | 0.5% | $2.73M |
| State or municipal government entities | 1 | $5.7M | 1.0% | $5.7M |
| Total | 291 | $588M | 100% | $2.02M |
- Clients
- 120
- Regulatory AUM
- $53.1M
- AUM share
- 9.0%
- Avg. per client
- $443K
- Clients
- 169
- Regulatory AUM
- $526M
- AUM share
- 89.5%
- Avg. per client
- $3.11M
- Clients
- 1
- Regulatory AUM
- $2.73M
- AUM share
- 0.5%
- Avg. per client
- $2.73M
- Clients
- 1
- Regulatory AUM
- $5.7M
- AUM share
- 1.0%
- Avg. per client
- $5.7M
Total
- Clients
- 291
- Regulatory AUM
- $588M
- AUM share
- 100%
- Avg. per client
- $2.02M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
JPL Wealth Management charges 0.50%–1.00% a year for its Wealth Management Fees. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning and Consulting
- Stand-alone financial planning and consulting is a negotiable fixed fee of $5,000 to $10,000, with one-half payable on execution of the agreement.
Prime Financial Management, Inc. owns 50% to 75% of JPL Wealth Management and is in turn owned by Joel Johnson (50–75%). The leadership team of JPL Wealth Management includes Chief Compliance Officer Joel Johnson. It has 6 employees, 2 of them in advisory roles.
Leadership
- Joel JohnsonChief Compliance Officer
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 6 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 50% to 75% of JPL Wealth Management, LLC
Prime Financial Management, Inc.
Control person · since February 2024
- Owns 50% to 75% of Prime Financial Management, Inc.
Joel Johnson
Control person · since February 2024
- Owns 50% to 75% of JPL Wealth Management, LLC
Party of 5, Inc.
Control person · since February 2024
- Owns 50% to 75% of Party of 5, Inc.
Patrick Rudy
Control person · since February 2024
JPL Wealth Management’s regulatory assets grew 2.0× from $300M (February 2024) to $588M (September 2026); clients rose from 188 to 291 and employees from 3 to 6.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| September 2026 | $588M | 291 | 6 | 1 |
| March 2025 | $516M | 261 | 5 | 1 |
| February 2024 | $300M | 188 | 3 | 4 |
Besides its headquarters, JPL Wealth Management has 0 offices, with 1 listed address in Colorado.
Colorado · 1 listed address
- 5300 DTC Pkwy, Suite 100, Greenwood VillageHQ
Contact and registration details
- Legal name
- JPL Wealth Management, LLC
- Headquarters
- 5300 DTC Pkwy, Suite 100, Greenwood Village, CO 80111
- Website
- jplwm.com
- Phone
- 855-575-5752
- SEC file
- 801-128893
- Structure
- Delaware LLC
- Fiscal year end
- December
JPL Wealth Management uses Charles Schwab ($303M, 51%) and Fidelity ($285M, 49%) as custodians for its separately managed accounts. JPL Wealth Management has custody of $106M in client assets for 96 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $303M51%
- FidelityFidelity Management & Research Company LLC · Boston, MA · $285M49%
At year end, JPL Wealth Management’s separately managed accounts were largely in stocks (41%) and funds (36%). Its reported 13F holdings for the quarter ended 31 March 2026 total $435M across 1,554 positions; the largest are Schwab Strategic TR (3.6%), SPDR Series Trust (3.2%) and Apple Inc. (2.9%).
What the accounts hold
- Stocks41%
- Funds36%
- Bonds20%
- U.S. government and agency bonds13%
- Investment grade corporate bonds6%
- State and local bonds1%
- Cash3%
Reported 13F holdings
- $435M
- Reported 13F value
- 1,554
- Positions
- 27.5%
- In the 10 largest
- —
- Value vs. prior quarter
- Schwab Strategic TR · Sht TM US Tres3.6%
- SPDR Series Trust · State Street Spd3.2%
- Apple Inc.2.9%
- Broadcom Inc.2.8%
- Blackrock ETF Trust · iShares US Equit2.8%
- EA Series Trust · Alpha Architect2.7%
- Alphabet Inc. · Cap Stk CL A2.5%
- EA Series Trust · Alpha Architect2.5%
- Unitedhealth Group Inc.2.4%
- Vanguard Index Fds · Total Stk Mkt2.1%
Together, the ten largest are 27.5% of reported value.
How many clients does JPL Wealth Management have?
JPL Wealth Management has 291 clients and manages $588 million for them, as of September 2026. They include 169 high-net-worth individuals, 120 individual clients and 1 charitable organization.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 15 September 2026
What services does JPL Wealth Management offer?
JPL Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, educational seminars, education planning, estate planning, and insurance.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does JPL Wealth Management charge?
JPL Wealth Management charges 0.50%–1.00% a year for its Wealth Management Fees. The fee is billed in advance and is negotiable.
Source: DISCLOSURE BROCHURE FOR JPL WEALTH MANAGEMENT, LLC, filed 15 September 2026
Which custodians does JPL Wealth Management use?
JPL Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $303M and Fidelity Management & Research Company LLC (Boston, MA), with $285M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 15 September 2026
How many financial advisors does JPL Wealth Management have?
JPL Wealth Management has 2 investment adviser representatives registered with state securities authorities, out of 6 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does JPL Wealth Management invest in?
At the end of its last fiscal year, JPL Wealth Management’s separately managed accounts held 41% exchange-traded equities, 36% registered funds (mutual funds, ETFs, BDCs), 13% U.S. government and agency bonds, 6% investment grade corporate bonds, 3% cash and equivalents and 1% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns JPL Wealth Management?
JPL Wealth Management is owned through holding companies by Joel Johnson and Patrick Rudy. Its direct owners are Prime Financial Management, Inc. (50% to 75%) and Party of 5, Inc. (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 15 September 2026
How does JPL Wealth Management get paid?
JPL Wealth Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is JPL Wealth Management registered with the SEC?
Yes, JPL Wealth Management has been registered with the SEC as an investment adviser since 13 October 2023. Its CRD number is 328474 and its SEC file number is 801-128893.
Source: Form ADV Part 1A, Item 1, filed 15 September 2026; IAPD firm record
How do I contact JPL Wealth Management?
JPL Wealth Management’s main office is at 5300 DTC Pkwy, Suite 100, Greenwood Village, CO 80111. Its phone number is 855-575-5752. Its website is jplwm.com.