Joel Johnson has been Chief Compliance Officer of JPL Wealth Management since October 2023, is a control person of the firm and directly owns under 5% of it.
JPL Wealth Management, LLC is a Greenwood Village, CO firm with $588M under management, 291 clients and 2 advisers in one office, as of its September 2026 filing.
Joel Johnson’s longest registration was 8 years at United Capital Financial Advisors (2015–2023). Before joining JPL Wealth Management in 2023, Joel Johnson was registered through United Capital Financial Advisors and Capital Investment Counsel Inc.
- JPL Wealth Management, LLCCurrent– present · 2 yearsHighlands Ranch, CO · Adviser representative · Firm CRD 328474
- United Capital Financial Advisors– · 8 yearsScottsdale, AZ · Adviser representative · Firm CRD 134600
- Capital Investment Counsel Inc– · 2 yearsDenver, CO · Adviser representative · Firm CRD 106966
- Amerivest Investment Management, LLC– · 3 yearsDenver, CO · Adviser representative · Firm CRD 111514
- TD Ameritrade, Inc.– · 3 yearsDenver, CO · Adviser representative · Firm CRD 7870
- Reaction Financial Group, LLC– · under a yearPlano, TX · Adviser representative · Firm CRD 150280
- LPL Financial Corporation– · under a yearPlano, TX · Adviser representative · Firm CRD 6413
- Charles Schwab & Co., Inc.– · 4 yearsPlano, TX · Adviser representative · Firm CRD 5393
Investment adviser representative registrations
Joel Johnson is registered as an investment adviser representative in 2 states. Each was approved in October 2023.
- ColoradoSince 23 October 2023
- TexasSince 23 October 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 6 April 2004 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 4 February 2003 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 13 January 2003 |
| Series 65 | Uniform Investment Adviser Law Examination | 24 December 1998 |
| Series 31 | Futures Managed Funds Examination | 23 December 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 7 December 1998 |
| Series 7 | General Securities Representative Examination | 24 November 1998 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 3134733
- Firm
- JPL Wealth Management · CRD 328474
- Role
- Chief Compliance Officer
- Office
- 1745 Shea Center Drive, 4th Floor, Highlands Ranch, CO 80129
- Registration
- Investment adviser registration
- In the industry since
- May 2004
- Disciplinary history
- Not yet shown here · SEC record
Where does Joel Johnson work?
Joel Johnson has been Chief Compliance Officer of JPL Wealth Management, LLC since October 2023, and is a control person of the firm.
Is Joel Johnson a financial advisor?
Yes. Joel Johnson has a current investment-adviser registration in Colorado and Texas, through JPL Wealth Management since October 2023.
How many years of experience does Joel Johnson have?
Joel Johnson has 22 years in the financial industry, since May 2004, across 8 adviser firms.
What exams has Joel Johnson passed?
Joel Johnson has passed 7 licensing exams: the Series 7, Series 63, Series 31, Series 65, Series 9, Series 10 and Series 66. The earliest, the Series 7, was passed in November 1998.
Where did Joel Johnson work before JPL Wealth Management?
Before JPL Wealth Management, Joel Johnson was registered through Capital Investment Counsel Inc, October 2012 to January 2015; Amerivest Investment Management, LLC, August 2009 to October 2012; TD Ameritrade, Inc., August 2009 to October 2012; Reaction Financial Group, LLC, May 2009 to September 2009; LPL Financial Corporation, February 2009 to April 2009; Charles Schwab & Co., Inc., April 2004 to February 2009.
Where is Joel Johnson based?
Joel Johnson’s registered office is in Highlands Ranch, CO.
Is Joel Johnson registered with FINRA?
No. Joel Johnson has no current broker registration.
How can I verify Joel Johnson’s record?
Search CRD 3134733 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joel Johnson’s full registration record.