Johnson Dunn Capital Advisors provides portfolio management for individuals and small businesses and portfolio management for institutions.
Johnson Dunn Capital Advisors reports 72 clients. They include 39 individual clients and 33 high-net-worth individuals. Of its assets, 82.8% ($129M across 132 accounts) are managed with discretion; $26.8M across 52 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 54% | 8% |
| High-net-worth individuals | 46% | 73% |
| Charitable organizations | Fewer than 5 | 13% |
| Other investment advisers | Fewer than 5 | 6% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 39 | $12.2M | 7.8% | $312K |
| High-net-worth individuals | 33 | $114M | 73.3% | $3.47M |
| Charitable organizations | Fewer than 5 | $20.1M | 12.8% | — |
| Other investment advisers | Fewer than 5 | $9.48M | 6.1% | — |
| Total | 72 | $156M | 100% | — |
- Clients
- 39
- Regulatory AUM
- $12.2M
- AUM share
- 7.8%
- Avg. per client
- $312K
- Clients
- 33
- Regulatory AUM
- $114M
- AUM share
- 73.3%
- Avg. per client
- $3.47M
- Clients
- Fewer than 5
- Regulatory AUM
- $20.1M
- AUM share
- 12.8%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $9.48M
- AUM share
- 6.1%
- Avg. per client
- —
Total
- Clients
- 72
- Regulatory AUM
- $156M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
Johnson Dunn Capital Advisors charges up to 1.00% a year for its Asset Management Fees. The fee is billed in advance, is negotiable and requires an account of at least $1,000,000.
Fee details and sources
Keith Dunn owns 75% or more of Johnson Dunn Capital Advisors. It has 1 employee.
Leadership
- Timmi BarkerCCO
- Keith DunnManaging Director
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
Staff
- 1 employee
- 1 in advisory functions
- 1 state-registered rep
- 1 insurance agent
- 1 soliciting firm
- Owns 75% or more of Johnson Dunn Capital Advisors, Inc.
Keith Dunn
Control person · since March 2022
Johnson Dunn Capital Advisors’ regulatory assets grew Infinity× from $0 (June 2022) to $156M (July 2026); employees were 1 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| July 2026 | $156M | 72 | 1 | 1 |
| March 2025 | $136M | 63 | 1 | 1 |
| March 2024 | $110M | 67 | 1 | 1 |
| March 2023 | $96.1M | 25 | 1 | 1 |
| June 2022 | $0 | 0 | 1 | 1 |
Besides its headquarters, Johnson Dunn Capital Advisors has 0 offices, with 1 listed address with no US state reported.
Contact and registration details
- Legal name
- Johnson Dunn Capital Advisors, Inc.
- Headquarters
- Not reported
- Phone
- 727-808-9936
- SEC file
- 801-125028
- Structure
- Florida corporation
- Fiscal year end
- December
Johnson Dunn Capital Advisors uses Charles Schwab ($156M) as custodian for its separately managed accounts. Johnson Dunn Capital Advisors does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $156M100%
At year end, Johnson Dunn Capital Advisors’ separately managed accounts were mostly in stocks (79%) and cash (13%).
What the accounts hold
- Stocks79%
- Bonds8%
- Investment grade corporate bonds5%
- U.S. government and agency bonds2%
- State and local bonds1%
- Cash13%
How many clients does Johnson Dunn Capital Advisors have?
Johnson Dunn Capital Advisors has 72 clients and manages $156 million for them, as of July 2026. They include 39 individual clients and 33 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 16 July 2026
What services does Johnson Dunn Capital Advisors offer?
Johnson Dunn Capital Advisors provides portfolio management for individuals and small businesses and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Johnson Dunn Capital Advisors charge?
Johnson Dunn Capital Advisors charges up to 1.00% a year for its Asset Management Fees. The fee is billed in advance, is negotiable and requires an account of at least $1,000,000.
Source: JOHNSON DUNN CAPITAL ADVISORS BROCHURE, filed 16 July 2026
Which custodians does Johnson Dunn Capital Advisors use?
Johnson Dunn Capital Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $156M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 16 July 2026
How many financial advisors does Johnson Dunn Capital Advisors have?
Johnson Dunn Capital Advisors has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Johnson Dunn Capital Advisors invest in?
At the end of its last fiscal year, Johnson Dunn Capital Advisors’ separately managed accounts held 79% exchange-traded equities, 13% cash and equivalents, 5% investment grade corporate bonds, 2% U.S. government and agency bonds and 1% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Johnson Dunn Capital Advisors have a minimum investment?
Yes, Johnson Dunn Capital Advisors’ minimum account size for its Asset Management Fees is $1M.
Source: JOHNSON DUNN CAPITAL ADVISORS BROCHURE, filed 16 July 2026
Who owns Johnson Dunn Capital Advisors?
Johnson Dunn Capital Advisors’ direct owner is Keith Dunn (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 16 July 2026
How does Johnson Dunn Capital Advisors get paid?
Johnson Dunn Capital Advisors is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Johnson Dunn Capital Advisors?
Its phone number is 727-808-9936. Its website is johnsondunncapitaladvisors.com.