Keith Dunn has been Managing Director of Johnson Dunn Capital Advisors since March 2022, is a control person of the firm and directly owns 75% or more of it.
Johnson Dunn Capital Advisors, Inc. is a firm with $156M under management, 72 clients and 1 adviser in one office, as of its July 2026 filing.
Keith Dunn’s longest registration was 11 years at Wells Fargo Advisors Financial Network, LLC (2010–2022). Before joining Johnson Dunn Capital Advisors in 2022, Keith Dunn was registered through Wells Fargo Advisors Financial Network, LLC and Morgan Stanley Smith Barney LLC.
- – present · 4 yearsPalm Harbor, FL · Adviser representative · Firm CRD 320849
- Wells Fargo Advisors Financial Network, LLC– · 11 yearsTarpon Springs, FL · Adviser representative · Firm CRD 11025
- Morgan Stanley Smith Barney LLC– · 1 yearPort Richey, FL · Adviser representative · Firm CRD 149777
- Citigroup Global Markets Inc.– · 7 yearsPort Richey, FL · Adviser representative · Firm CRD 7059
Investment adviser representative registrations
Keith Dunn is registered as an investment adviser representative in 2 states, as a resident of Texas. Each was approved in June 2022.
- FloridaSince 23 June 2022
- TexasResidentSince 16 June 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 4 October 2012 |
| Series 31 | Futures Managed Funds Examination | 4 May 2006 |
| Series 65 | Uniform Investment Adviser Law Examination | 12 August 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 22 July 1983 |
| Series 5 | Interest Rate Options Examination | 13 November 1981 |
| Series 7 | General Securities Representative Examination | 20 January 1979 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Interest Rate Options Examination
- Name
- General Securities Representative Examination
- Full name
- Keith Duane Dunn
- CRD
- 861857
- Firm
- Johnson Dunn Capital Advisors · CRD 320849
- Role
- Managing Director
- Office
- 36750 US 19 North, Innisbrook #2354, Palm Harbor, FL 34684
- Registration
- Investment adviser registration
- In the industry since
- January 1979
- Disciplinary history
- Not yet shown here · SEC record
Where does Keith Dunn work?
Keith Dunn has been Managing Director of Johnson Dunn Capital Advisors, Inc. since March 2022, and is a control person of the firm.
Is Keith Dunn a financial advisor?
Yes. Keith Dunn has a current investment-adviser registration in Florida and Texas, through Johnson Dunn Capital Advisors since June 2022.
How many years of experience does Keith Dunn have?
Keith Dunn has 47 years in the financial industry, since January 1979, across 4 adviser firms.
What exams has Keith Dunn passed?
Keith Dunn has passed 6 licensing exams: the Series 7, Series 5, Series 63, Series 65, Series 31 and Series 24. The earliest, the Series 7, was passed in January 1979. FINRA credited Keith Dunn with the SIE, which began in October 2018.
Where did Keith Dunn work before Johnson Dunn Capital Advisors?
Before Johnson Dunn Capital Advisors, Keith Dunn was registered through Morgan Stanley Smith Barney LLC, June 2009 to July 2010; Citigroup Global Markets Inc., March 2002 to June 2009.
Where is Keith Dunn based?
Keith Dunn’s registered office is in Palm Harbor, FL.
Is Keith Dunn registered with FINRA?
No. Keith Dunn has no current broker registration.
How can I verify Keith Dunn’s record?
Search CRD 861857 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Keith Dunn’s full registration record.