Joel R. Mogy Investment Counsel provides portfolio management for individuals and small businesses and portfolio management for institutions.
Joel R. Mogy Investment Counsel reports 278 clients. They include 208 high-net-worth individuals, 52 individual clients and 16 charitable organizations. Of its assets, 100.0% ($2.18B across 663 accounts) are managed with discretion. Of its clients, 1% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 19% | <1% |
| High-net-worth individuals | 75% | 96% |
| Pension and profit-sharing plans | <1% | <1% |
| Charitable organizations | 6% | 3% |
| Corporations and other businesses | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 52 | $12.7M | 0.6% | $245K |
| High-net-worth individuals | 208 | $2.09B | 96.0% | $10.1M |
| Pension and profit-sharing plans | Fewer than 5 | $18.3M | 0.8% | $18.3M |
| Charitable organizations | 16 | $56.7M | 2.6% | $3.54M |
| Corporations and other businesses | Fewer than 5 | $524K | 0.0% | $524K |
| Total | 278 | $2.18B | 100% | — |
- Clients
- 52
- Regulatory AUM
- $12.7M
- AUM share
- 0.6%
- Avg. per client
- $245K
- Clients
- 208
- Regulatory AUM
- $2.09B
- AUM share
- 96.0%
- Avg. per client
- $10.1M
- Clients
- Fewer than 5
- Regulatory AUM
- $18.3M
- AUM share
- 0.8%
- Avg. per client
- $18.3M
- Clients
- 16
- Regulatory AUM
- $56.7M
- AUM share
- 2.6%
- Avg. per client
- $3.54M
- Clients
- Fewer than 5
- Regulatory AUM
- $524K
- AUM share
- 0.0%
- Avg. per client
- $524K
Total
- Clients
- 278
- Regulatory AUM
- $2.18B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
Joel R. Mogy Investment Counsel charges up to 1.00% a year for its Investment Counseling. The fee is billed in advance, is negotiable, has a $25,000 annual minimum and requires an account of at least $5,000,000.
Fee details and sources
Joel Mogy owns 75% or more of Joel R. Mogy Investment Counsel. The leadership team of Joel R. Mogy Investment Counsel includes President Daniel Inlender and Chief Compliance Officer Joel Mogy. It has 9 employees, 3 of them in advisory roles.
Leadership
- Daniel InlenderVice President
- Joel MogyPresident, Director & Chief Compliance Officer
- Bradford StelzerVice President
- Kelly McCarrellChief Administrative Officer
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
- Thomas William Crecelius
- Joel Ronald Mogy
- Bradford Allen Stelzer
Staff
- 9 employees
- 3 in advisory functions
- 3 state-registered reps
- Owns 75% or more of Joel R. Mogy Investment Counsel Inc.
Joel Mogy
Control person · since October 1980
Joel R. Mogy Investment Counsel’s regulatory assets grew 1.6× from $1.32B (July 2021) to $2.18B (March 2026); clients rose from 219 to 278 and employees were 9 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $2.18B | 278 | 9 | 1 |
| March 2025 | $2.06B | 257 | 9 | 1 |
| April 2024 | $1.67B | 252 | 9 | 1 |
| June 2023 | $1.37B | 235 | 9 | 1 |
| April 2022 | $1.56B | 225 | 9 | 1 |
| July 2021 | $1.32B | 219 | 9 | 1 |
Besides its headquarters, Joel R. Mogy Investment Counsel has 0 offices, with 1 listed address in California.
California · 1 listed address
- 315 South Beverly Drive, Suite 400, Beverly HillsHQ
Contact and registration details
- Legal name
- Joel R. Mogy Investment Counsel Inc.
- Headquarters
- 315 South Beverly Drive, Suite 400, Beverly Hills, CA 90212-4301
- Website
- mogy.com
- Phone
- 310-552-0529
- SEC file
- 801-15669
- Structure
- California corporation
- Fiscal year end
- January
Joel R. Mogy Investment Counsel uses Charles Schwab ($1.2B, 62%) and Citigroup ($744M, 38%) as custodians for its separately managed accounts. Joel R. Mogy Investment Counsel has custody of $387M in client assets for 32 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $1.2B62%
- CitigroupCitigroup Inc. · New York, NY · $744M38%
At year end, Joel R. Mogy Investment Counsel’s separately managed accounts were mostly in stocks (81%) and cash (16%). Its reported 13F holdings for the quarter ended 30 June 2026 total $1.75B across 121 positions; the largest are Nvidia Corporation (14.7%), Apple Inc. (9.8%) and Alphabet Inc. (6.6%).
What the accounts hold
- Stocks81%
- Funds1%
- Bonds2%
- U.S. government and agency bonds1%
- State and local bonds1%
- Cash16%
Reported 13F holdings
- $1.75B
- Reported 13F value
- 121
- Positions
- 66.8%
- In the 10 largest
- +9.3%
- Value vs. prior quarter
- Nvidia Corporation14.7%
- Apple Inc.9.8%
- Alphabet Inc. · Cap Stk CL C6.6%
- Alphabet Inc. · Cap Stk CL A6.3%
- Microsoft Corp.6.1%
- Palo Alto Networks Inc.6.0%
- Costco Wholesale Corporation5.2%
- Amazon Com Inc.4.7%
- Berkshire Hathaway Inc. Del · CL B New3.7%
- Visa Inc. · Com CL A3.6%
Together, the ten largest are 66.8% of reported value.
How many clients does Joel R. Mogy Investment Counsel have?
Joel R. Mogy Investment Counsel has 278 clients and manages $2.18 billion for them, as of March 2026. They include 208 high-net-worth individuals, 52 individual clients and 16 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 25 March 2026
What services does Joel R. Mogy Investment Counsel offer?
Joel R. Mogy Investment Counsel provides portfolio management for individuals and small businesses and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Joel R. Mogy Investment Counsel charge?
Joel R. Mogy Investment Counsel charges up to 1.00% a year for its Investment Counseling. The fee is billed in advance, is negotiable, has a $25,000 annual minimum and requires an account of at least $5,000,000.
Source: ADV PART 2, filed 25 March 2026
Which custodians does Joel R. Mogy Investment Counsel use?
Joel R. Mogy Investment Counsel’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $1.2B and Citigroup Inc. (New York, NY), with $744M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 March 2026
How many financial advisors does Joel R. Mogy Investment Counsel have?
Joel R. Mogy Investment Counsel has 3 investment adviser representatives registered with state securities authorities, out of 9 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Joel R. Mogy Investment Counsel invest in?
At the end of its last fiscal year, Joel R. Mogy Investment Counsel’s separately managed accounts held 81% exchange-traded equities, 16% cash and equivalents, 1% U.S. government and agency bonds, 1% state and local bonds and 1% registered funds (mutual funds, ETFs, BDCs).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Joel R. Mogy Investment Counsel have a minimum investment?
Yes, Joel R. Mogy Investment Counsel’s minimum account size for its Investment Counseling is $5M. It charges a $25K annual minimum fee.
Source: ADV PART 2, filed 25 March 2026
Who owns Joel R. Mogy Investment Counsel?
Joel R. Mogy Investment Counsel’s direct owner is Joel Mogy (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 25 March 2026
How does Joel R. Mogy Investment Counsel get paid?
Joel R. Mogy Investment Counsel is paid through a percentage of assets under management, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Joel R. Mogy Investment Counsel registered with the SEC?
Yes, Joel R. Mogy Investment Counsel has been registered with the SEC as an investment adviser since 1 October 1980. Its CRD number is 111622 and its SEC file number is 801-15669.
Source: Form ADV Part 1A, Item 1, filed 25 March 2026; IAPD firm record
How do I contact Joel R. Mogy Investment Counsel?
Joel R. Mogy Investment Counsel’s main office is at 315 South Beverly Drive, Suite 400, Beverly Hills, CA 90212-4301. Its phone number is 310-552-0529. Its website is mogy.com.