JMK & Associates provides financial planning, portfolio management for individuals and small businesses, and pension consulting.
JMK & Associates reports 1,453 clients. They include 1,119 individual clients and 334 high-net-worth individuals. Of its assets, 100.0% ($268M across 1,459 accounts) are managed with discretion. A wrap fee program the firm both sponsors and manages holds $264M.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 77% | 45% |
| High-net-worth individuals | 23% | 54% |
| Pension and profit-sharing plans | 0% | <1% |
| Corporations and other businesses | 0% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 1,119 | $122M | 45.4% | $109K |
| High-net-worth individuals | 334 | $145M | 53.9% | $433K |
| Pension and profit-sharing plans | Fewer than 5 | $677K | 0.3% | — |
| Corporations and other businesses | Fewer than 5 | $1.13M | 0.4% | — |
| Total | 1,453 | $268M | 100% | — |
- Clients
- 1,119
- Regulatory AUM
- $122M
- AUM share
- 45.4%
- Avg. per client
- $109K
- Clients
- 334
- Regulatory AUM
- $145M
- AUM share
- 53.9%
- Avg. per client
- $433K
- Clients
- Fewer than 5
- Regulatory AUM
- $677K
- AUM share
- 0.3%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $1.13M
- AUM share
- 0.4%
- Avg. per client
- —
Total
- Clients
- 1,453
- Regulatory AUM
- $268M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
JMK & Associates is paid through a percentage of assets under management. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure.
James King owns 75% or more of JMK & Associates. It has 4 employees, 1 of them in advisory roles.
Leadership
- James KingManaging Member & CCO
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
- James Madison King
Staff
- 4 employees
- 1 in advisory functions
- 1 state-registered rep
- 1 broker-dealer rep
- 1 insurance agent
- Owns 75% or more of JMK & Associates, LLC
James King
Control person · since January 2021
JMK & Associates’ regulatory assets fell from $310M (July 2021) to $268M (January 2026); clients rose from 703 to 1,453 and employees fell from 7 to 4.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| January 2026 | $268M | 1,453 | 4 | 1 |
| July 2025 | $343M | 980 | 3 | 2 |
| January 2024 | $353M | 1,147 | 5 | 2 |
| February 2023 | $285M | 1,084 | 8 | 2 |
| May 2022 | $337M | 1,034 | 7 | 2 |
| July 2021 | $310M | 703 | 7 | 2 |
Besides its headquarters, JMK & Associates has 0 offices, with 1 listed address in Washington.
Washington · 1 listed address
- 102 East Main Street, SpokaneHQ
Contact and registration details
- Legal name
- JMK & Associates, LLC
- Headquarters
- 102 East Main Street, Spokane, WA 99202
- Website
- Not reported
- Phone
- 509-703-7771
- SEC file
- 801-120424
- Structure
- Washington LLC
- Fiscal year end
- December
JMK & Associates uses LPL Financial ($268M) as custodian for its separately managed accounts. JMK & Associates does not have custody of client assets.
- LPL FinancialLPL Financial LLC · Fort Mill, SC · $268M100%
At year end, JMK & Associates’ separately managed accounts were mostly in funds (92%).
What the accounts hold
- Stocks3%
- Funds92%
- Registered funds91%
- Pooled vehicles1%
- Bonds4%
- U.S. government and agency bonds1%
- State and local bonds1%
- Investment grade corporate bonds1%
- High-yield corporate bonds1%
- Cash1%
- Other1%
- Derivatives1%
How many clients does JMK & Associates have?
JMK & Associates has 1,453 clients and manages $268 million for them, as of January 2026. They include 1,119 individual clients and 334 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 13 January 2026
What services does JMK & Associates offer?
JMK & Associates provides financial planning, portfolio management for individuals and small businesses, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does JMK & Associates use?
JMK & Associates’ separately managed account assets are held at LPL Financial LLC (Fort Mill, SC), with $268M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 13 January 2026
How many financial advisors does JMK & Associates have?
JMK & Associates has 1 investment adviser representative registered with state securities authorities, out of 4 employees, and 1 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does JMK & Associates invest in?
At the end of its last fiscal year, JMK & Associates’ separately managed accounts held 91% registered funds (mutual funds, ETFs, BDCs), 3% exchange-traded equities, 1% U.S. government and agency bonds, 1% state and local bonds, 1% investment grade corporate bonds, 1% high-yield corporate bonds, 1% derivatives, 1% pooled vehicles (private funds and similar) and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns JMK & Associates?
JMK & Associates’ direct owner is James King (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 13 January 2026
How does JMK & Associates get paid?
JMK & Associates is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact JMK & Associates?
JMK & Associates’ main office is at 102 East Main Street, Spokane, WA 99202. Its phone number is 509-703-7771.