{"url":"https://nivawealth.com/firms/jmk-and-associates-312760","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/312760","regulatoryAum":268371774,"crd":"312760","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5236222","suffix":null,"lastName":"KING","firstName":"JAMES","middleName":"MADISON"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-07-06","regulatoryAum":310015517,"clients":703,"employees":7,"offices":2},{"filedOn":"2022-05-12","regulatoryAum":337274655,"clients":1034,"employees":7,"offices":2},{"filedOn":"2023-02-23","regulatoryAum":284531566,"clients":1084,"employees":8,"offices":2},{"filedOn":"2024-01-12","regulatoryAum":352781207,"clients":1147,"employees":5,"offices":2},{"filedOn":"2025-07-08","regulatoryAum":343324152,"clients":980,"employees":3,"offices":2},{"filedOn":"2026-01-13","regulatoryAum":268371774,"clients":1453,"employees":4,"offices":1}],"secFileNumber":"801-120424","legalName":"JMK & Associates, LLC","displayName":"JMK & Associates","slug":"jmk-and-associates-312760","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Washington limited liability company","fiscalYearEnd":"December","headquarters":{"street":"102 East Main Street","city":"Spokane","state":"WA","stateName":"Washington","country":"United States","postalCode":"99202"},"tradeNames":[],"registration":{"secApproved":"9 March 2021","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":183460.8086717137,"staff":{"employees":4,"advisory":1,"brokerDealerReps":1,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":268371774,"discretionary":268371774,"discretionaryAccounts":1459,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":264322354,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":1119,"regulatoryAum":121809255},{"label":"High-net-worth individuals","clients":334,"regulatoryAum":144759300},{"label":"Pension and profit-sharing plans","clients":0,"fewerThan5":true,"regulatoryAum":677340},{"label":"Corporations and other businesses","clients":0,"fewerThan5":true,"regulatoryAum":1125879}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T10:58:37.59126+00:00","documents":[{"name":"ADV 2A FIRM DISCLOSURE BROCHURE WITH APPENDIX I (WRAP FEE PROGRAM)","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1001528","versionId":1001528,"submittedOn":"2026-01-13"}]},"custodians":[{"name":"LPL Financial LLC","shortName":"LPL Financial","location":"Fort Mill, SC","smaAssets":268371773}],"custodyNote":"JMK & Associates does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"James King","title":"Managing Member & CCO","crd":"5236222"}],"ownership":[{"label":"James King","detail":"Managing member & cco in the 75% or more ownership band and a control person, since January 2021."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Washington","offices":1,"addresses":[{"street":"102 East Main Street","city":"Spokane","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"509-703-7771","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":3},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":1},{"label":"Non-investment grade corporate bonds","percent":1},{"label":"Derivatives","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":91},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":1},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"13 January 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/312760/PDF/312760.pdf","brochureDate":"13 January 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1001528","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does JMK & Associates have?","answer":"JMK & Associates has 1,453 clients and manages $268 million for them, as of January 2026. They include 1,119 individual clients and 334 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 13 January 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does JMK & Associates offer?","answer":"JMK & Associates provides financial planning, portfolio management for individuals and small businesses, and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does JMK & Associates use?","answer":"JMK & Associates’ separately managed account assets are held at LPL Financial LLC (Fort Mill, SC), with $268M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 13 January 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does JMK & Associates have?","answer":"JMK & Associates has 1 investment adviser representative registered with state securities authorities, out of 4 employees, and 1 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does JMK & Associates invest in?","answer":"At the end of its last fiscal year, JMK & Associates’ separately managed accounts held 91% registered funds (mutual funds, ETFs, BDCs), 3% exchange-traded equities, 1% U.S. government and agency bonds, 1% state and local bonds, 1% investment grade corporate bonds, 1% high-yield corporate bonds, 1% derivatives, 1% pooled vehicles (private funds and similar) and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns JMK & Associates?","answer":"JMK & Associates’ direct owner is James King (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 13 January 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does JMK & Associates get paid?","answer":"JMK & Associates is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact JMK & Associates?","answer":"JMK & Associates’ main office is at 102 East Main Street, Spokane, WA 99202. Its phone number is 509-703-7771.","source":"Form ADV Part 1A, Item 1.F, filed 13 January 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}