James I. Black & Company provides financial planning and portfolio management for individuals and small businesses.
James I. Black & Company reports 130 clients. They include 88 individual clients and 42 high-net-worth individuals. Of its assets, 0.0% ($0 across 0 accounts) are managed with discretion; $144M across 130 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 68% | 21% |
| High-net-worth individuals | 32% | 79% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 88 | $29.6M | 20.6% | $336K |
| High-net-worth individuals | 42 | $114M | 79.4% | $2.73M |
| Total | 130 | $144M | 100% | $1.11M |
- Clients
- 88
- Regulatory AUM
- $29.6M
- AUM share
- 20.6%
- Avg. per client
- $336K
- Clients
- 42
- Regulatory AUM
- $114M
- AUM share
- 79.4%
- Avg. per client
- $2.73M
Total
- Clients
- 130
- Regulatory AUM
- $144M
- AUM share
- 100%
- Avg. per client
- $1.11M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
James I. Black & Company charges 0.40%–1.00% a year for its Portfolio Management Services. Each asset band is charged at its own rate. The fee is billed in arrears and requires an account of at least $50,000. The brochure also prices 2 other services, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$1M | 1.00% |
| $1M–$2M | 0.75% |
| $2M–$5M | 0.50% |
| $5M and above | 0.40% |
Fee details and sources
Other fees
- Broad-Based Financial Plan
- A broad based financial plan is charged a fixed fee of $2,500 to $5,000; a client may be asked to pay more in limited circumstances.
- Hourly Consulting
- Hourly consulting is charged at $300 to $500 an hour, with a minimum engagement of 5 hours.
Gerald Leroy Black owns 25% to 50% of James I. Black & Company. The leadership team of James I. Black & Company includes President Gerald Leroy Black and Chief Compliance Officer Natasha Lynn Steadman. It has 10 employees, 2 of them in advisory roles.
Leadership
- Gerald Leroy BlackPresident and Director
- Natasha Lynn SteadmanChief Compliance Officer
- James Issac III BlackOwner
- Katharine Ann BlackOwner
- Jennifer Leigh BlackOwner
- Rebecca B CharlesOwner
- Jeffrey Miller DeanDirector
- Doris Black LyonsTreasurer
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 10 employees
- 2 in advisory functions
- 2 state-registered reps
- 7 broker-dealer reps
- 1 insurance agent
- Owns 25% to 50% of James I. Black & Company
Gerald Leroy Black
Control person · since November 2006
- Owns 10% to 25% of James I. Black & Company
Doris Black Lyons
since February 2008
- Owns 10% to 25% of James I. Black & Company
James Issac III Black
since February 2008
- Owns 10% to 25% of James I. Black & Company
Rebecca B Charles
since February 2008
- Owns 5% to 10% of James I. Black & Company
Katharine Ann Black
since August 2014
- Owns 5% to 10% of James I. Black & Company
Stephanie Marie Black
since August 2014
- Owns 5% to 10% of James I. Black & Company
Jennifer Leigh Black
since August 2014
James I. Black & Company’s regulatory assets grew from $117M (February 2021) to $144M (February 2026); clients fell from 140 to 130 and employees rose from 9 to 10.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| February 2026 | $144M | 130 | 10 | 1 |
| February 2025 | $143M | 138 | 10 | 1 |
| February 2024 | $132M | 137 | 9 | 1 |
| February 2023 | $133M | 141 | 9 | 1 |
| March 2022 | $124M | 166 | 9 | 1 |
| February 2021 | $117M | 140 | 9 | 1 |
Besides its headquarters, James I. Black & Company has 0 offices, with 1 listed address in Florida.
Florida · 1 listed address
- 311 South Florida Avenue, LakelandHQ
Contact and registration details
- Legal name
- James I. Black & Company
- Headquarters
- 311 South Florida Avenue, Lakeland, FL 33801
- Website
- jamesiblack.com
- Phone
- 863-686-4163
- SEC file
- 801-118955
- Structure
- Florida corporation
- Fiscal year end
- December
James I. Black & Company has custody of $144M in client assets for 130 clients.
At year end, James I. Black & Company’s separately managed accounts were mostly in stocks (100%).
What the accounts hold
- Stocks100%
How many clients does James I. Black & Company have?
James I. Black & Company has 130 clients and manages $144 million for them, as of February 2026. They include 88 individual clients and 42 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 6 February 2026
What services does James I. Black & Company offer?
James I. Black & Company provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does James I. Black & Company charge?
James I. Black & Company charges 0.40%–1.00% a year for its Portfolio Management Services. Each asset band is charged at its own rate. The fee is billed in arrears and requires an account of at least $50,000.
Source: JAMES I BLACK FORM ADV PART 2 FIRM BROCHURE, filed 6 February 2026
How many financial advisors does James I. Black & Company have?
James I. Black & Company has 2 investment adviser representatives registered with state securities authorities, out of 10 employees, and 2 perform investment advisory functions. 7 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does James I. Black & Company invest in?
At the end of its last fiscal year, James I. Black & Company’s separately managed accounts held 100% non-exchange-traded equities.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does James I. Black & Company have a minimum investment?
Yes, James I. Black & Company’s minimum account size for its Portfolio Management Services is $50K.
Source: JAMES I BLACK FORM ADV PART 2 FIRM BROCHURE, filed 6 February 2026
Who owns James I. Black & Company?
James I. Black & Company’s direct owners are Gerald Leroy Black, Doris Black Lyons, James Issac III Black, Rebecca B Charles, Katharine Ann Black, Stephanie Marie Black and Jennifer Leigh Black, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 6 February 2026
How does James I. Black & Company get paid?
James I. Black & Company is paid through a percentage of assets under management, hourly charges, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact James I. Black & Company?
James I. Black & Company’s main office is at 311 South Florida Avenue, Lakeland, FL 33801. Its phone number is 863-686-4163. Its website is jamesiblack.com.