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Natasha Steadman

Chief Compliance Officer at James I. Black & Company

Broker registration; no current adviser registrationUpdated

Natasha Steadman is Chief Compliance Officer of James I. Black & Company, a Lakeland investment adviser managing $144M. Natasha Steadman has a current broker registration and no current investment-adviser registration and has passed 9 licensing exams.

9
Licensing exams

From the IAPD record, checked 22 October 2026SEC record

Career

Natasha Steadman has been Chief Compliance Officer of James I. Black & Company since January 2011, is a control person of the firm and directly owns under 5% of it.

James I. Black & Company is a Lakeland, FL firm with $144M under management, 130 clients and 2 advisers in one office, as of its February 2026 filing.

No adviser firm registrations are on Natasha Steadman’s record.

Credentials and registrations

Examinations

Series 52TO25 September 2025
Name
Municipal Securities Representative Examination
Series 142 January 2023
Name
Compliance Officer Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
SIECredited
Name
Securities Industry Essentials Examination
Series 539 November 2010
Name
Municipal Securities Principal Examination
Series 2410 December 2009
Name
General Securities Principal Examination
Series 42 October 2009
Name
Registered Options Principal Examination
Series 723 February 2009
Name
General Securities Representative Examination
Series 1112 June 2008
Name
Assistant Representative-Order Processing Qualification Exam
Series 272 April 2008
Name
Financial and Operations Principal Examination

Key facts

Full name
Natasha Lynn Steadman
CRD
5161387
Firm
James I. Black & Company · CRD 1249
Role
Chief Compliance Officer
Registration
Broker registration; no current adviser registration
Disciplinary history
Not yet shown here · SEC record · BrokerCheck

Common questions

Where does Natasha Steadman work?

Natasha Steadman has been Chief Compliance Officer of James I. Black & Company since January 2011, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 6 February 2026

Does Natasha Steadman have a current investment-adviser registration?

Natasha Steadman has a current broker registration and no current investment-adviser registration.

Source: IAPD individual record, checked 22 October 2026

What exams has Natasha Steadman passed?

Natasha Steadman has passed 9 licensing exams: the Series 27, Series 11, Series 7, Series 4, Series 24, Series 53, Series 14, Series 99TO and Series 52TO. The earliest, the Series 27, was passed in April 2008. FINRA credited Natasha Steadman with the SIE, which began in October 2018.

Source: IAPD individual record, checked 22 October 2026

Is Natasha Steadman registered with FINRA?

Yes. Natasha Steadman has a current broker registration, under CRD 5161387.

Source: FINRA BrokerCheck

How can I verify Natasha Steadman’s record?

Search CRD 5161387 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Natasha Steadman’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at James I. Black & Company

Sources

  1. IAPD individual record, CRD 5161387, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of James I. Black & Company, filed 6 February 2026. Title, control and ownership bands.