Jake Carris Financial Planning provides financial planning, portfolio management for individuals and small businesses, and pension consulting. Financial planning was provided to 101–250 clients last fiscal year.
Jake Carris Financial Planning reports 115 clients. They include 76 individual clients and 39 high-net-worth individuals. Of its assets, 0.0% ($0 across 0 accounts) are managed with discretion; $110M across 117 accounts are not. It advised 2 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 66% | 18% |
| High-net-worth individuals | 34% | 81% |
| Pension and profit-sharing plans | Fewer than 5 | <1% |
| Charitable organizations | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 76 | $20.2M | 18.4% | $265K |
| High-net-worth individuals | 39 | $88.4M | 80.6% | $2.27M |
| Pension and profit-sharing plans | Fewer than 5 | $828K | 0.8% | — |
| Charitable organizations | Fewer than 5 | $328K | 0.3% | — |
| Total | 115 | $110M | 100% | — |
- Clients
- 76
- Regulatory AUM
- $20.2M
- AUM share
- 18.4%
- Avg. per client
- $265K
- Clients
- 39
- Regulatory AUM
- $88.4M
- AUM share
- 80.6%
- Avg. per client
- $2.27M
- Clients
- Fewer than 5
- Regulatory AUM
- $828K
- AUM share
- 0.8%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $328K
- AUM share
- 0.3%
- Avg. per client
- —
Total
- Clients
- 115
- Regulatory AUM
- $110M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 2
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Jake Carris Financial Planning charges 0.30%–0.60% a year for its Investment Management Services (JCFP Manages). Each asset band is charged at its own rate. The fee is billed in advance and is negotiable. The brochure also prices 4 other services, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$2M | 0.60% |
| $2M and above | 0.30% |
Fee details and sources
Other fees
- ERISA Plan Services
- ERISA plan services are billed at 0.60% a year of plan assets up to $500,000 and 0.30% above $500,000, paid quarterly in arrears and negotiable.
- Financial Planning Fixed Fee
- Financial planning is a fixed fee between $1,000 and $5,000 (starter, full or complex plan), negotiable, with half due at the start and the balance on completion.
- Financial Planning Hourly Fee
- Financial planning is billed at an hourly rate of $300 per hour, which may be negotiable in certain cases.
- Ongoing Comprehensive Financial Planning
- Ongoing comprehensive financial planning is billed quarterly in advance at $300 per quarter up to $1,000,000 net worth, $600 for $1,000,000 to $5,000,000, $1,500 for $5,000,000 to $10,000,000, and is negotiable above that.
Jacob Carris owns 75% or more of Jake Carris Financial Planning. The leadership team of Jake Carris Financial Planning includes President Jacob Carris. It has 1 employee.
Leadership
- Jacob CarrisManaging Member, President, and Chief Compliance Officer
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
Staff
- 1 employee
- 1 in advisory functions
- 1 state-registered rep
- 1 insurance agent
- Owns 75% or more of Jake Carris Financial Planning, LLC
Jacob Carris
Control person · since September 2017
Besides its headquarters, Jake Carris Financial Planning has 0 offices, with 1 listed address in Florida.
Florida · 1 listed address
- 5401 S. Kirkman RD, Ste. 215, OrlandoHQ
Contact and registration details
- Legal name
- Jake Carris Financial Planning, LLC
- Headquarters
- 5401 S. Kirkman RD, Ste. 215, Orlando, FL 32819
- Website
- carrisfp.com
- Phone
- 407-489-1186
- SEC file
- 801-135632
- Structure
- Florida LLC
- Fiscal year end
- December
Jake Carris Financial Planning uses Charles Schwab ($110M) as custodian for its separately managed accounts. Jake Carris Financial Planning does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $110M100%
At year end, Jake Carris Financial Planning’s separately managed accounts were mostly in funds (71%) and stocks (18%).
What the accounts hold
- Stocks18%
- Funds71%
- Bonds6%
- U.S. government and agency bonds5%
- State and local bonds1%
- Cash4%
- Other1%
- Derivatives1%
How many clients does Jake Carris Financial Planning have?
Jake Carris Financial Planning has 115 clients and manages $110 million for them, as of July 2026. They include 76 individual clients and 39 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 24 July 2026
What services does Jake Carris Financial Planning offer?
Jake Carris Financial Planning provides financial planning, portfolio management for individuals and small businesses, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Jake Carris Financial Planning charge?
Jake Carris Financial Planning charges 0.30%–0.60% a year for its Investment Management Services (JCFP Manages). Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.
Which custodians does Jake Carris Financial Planning use?
Jake Carris Financial Planning’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $110M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 July 2026
How many financial advisors does Jake Carris Financial Planning have?
Jake Carris Financial Planning has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Jake Carris Financial Planning invest in?
At the end of its last fiscal year, Jake Carris Financial Planning’s separately managed accounts held 71% registered funds (mutual funds, ETFs, BDCs), 18% exchange-traded equities, 5% U.S. government and agency bonds, 4% cash and equivalents, 1% state and local bonds and 1% derivatives.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Jake Carris Financial Planning?
Jake Carris Financial Planning’s direct owner is Jacob Carris (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 24 July 2026
How does Jake Carris Financial Planning get paid?
Jake Carris Financial Planning is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Jake Carris Financial Planning?
Jake Carris Financial Planning’s main office is at 5401 S. Kirkman RD, Ste. 215, Orlando, FL 32819. Its phone number is 407-489-1186. Its website is carrisfp.com.