J. Hagan Capital provides financial planning, portfolio management for individuals and small businesses, selecting other managers, and educational seminars.
J. Hagan Capital reports 876 clients. They include 713 individual clients, 91 pooled investment vehicles and 72 high-net-worth individuals. Of its assets, 62.3% ($213M across 1,051 accounts) are managed with discretion; $129M across 638 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 81% | 50% |
| High-net-worth individuals | 8% | 37% |
| Pooled investment vehicles | 10% | 13% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 713 | $170M | 49.7% | $238K |
| High-net-worth individuals | 72 | $127M | 37.2% | $1.77M |
| Pooled investment vehicles | 91 | $44.7M | 13.1% | $491K |
| Total | 876 | $342M | 100% | $390K |
- Clients
- 713
- Regulatory AUM
- $170M
- AUM share
- 49.7%
- Avg. per client
- $238K
- Clients
- 72
- Regulatory AUM
- $127M
- AUM share
- 37.2%
- Avg. per client
- $1.77M
- Clients
- 91
- Regulatory AUM
- $44.7M
- AUM share
- 13.1%
- Avg. per client
- $491K
Total
- Clients
- 876
- Regulatory AUM
- $342M
- AUM share
- 100%
- Avg. per client
- $390K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
J. Hagan Capital charges up to 1.50% a year for its Investment Management Fees. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial Planning and Consulting
- Fees are negotiated, billed at an hourly rate of $350 per hour or as a fixed fee per engagement, and may be negotiable.
- Tax Planning
- The fee for tax planning services starts at $500 and depends on the complexity of the work; a custom tax analysis is quoted before work begins.
Jonathan Hicks owns 75% or more of J. Hagan Capital. Jonathan Hicks is CEO. It has 14 employees, 6 of them in advisory roles.
Staff
- 14 employees
- 6 in advisory functions
- 5 state-registered reps
- 7 insurance agents
- Owns 75% or more of J. Hagan Capital, Inc.
Jonathan Hicks
Control person · since July 2013
J. Hagan Capital’s regulatory assets grew 2.2× from $155M (June 2021) to $342M (September 2026); clients rose from 410 to 876 and employees from 6 to 14.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Sep 2026September 2026 | $342M | 876 | 14 | 5 |
| Mar 2025March 2025 | $261M | 815 | 9 | 3 |
| Jun 2024June 2024 | $186M | 545 | 7 | 3 |
| May 2023May 2023 | $176M | 458 | 5 | 2 |
| Jul 2022July 2022 | $175M | 442 | 9 | 2 |
| Jun 2021June 2021 | $155M | 410 | 6 | 2 |
Besides its headquarters, J. Hagan Capital has 4 offices, with 5 listed addresses across 2 states.
Texas · 4 listed addresses
- 9595 Six Pines Drive, Woodlands
- 6920 Brisbane CT., Sugar Land
- 2600 South Shore BLVD, League City
- 2717 Commercial Center BLVD, Katy
Kentucky · 1 listed address
- 8311 Shelbyville Road, LouisvilleHQ
Other business names
J. Hagan Capital has reported 1 other business name to the SEC.
- Hervest
Contact and registration details
- Legal name
- J. Hagan Capital, Inc.
- Headquarters
- 8311 Shelbyville Road, Louisville, KY 40222
- Website
- jhagancapital.com
- Phone
- 502-690-5635
- @j-hagan-capital
- SEC file
- 801-121718
- Structure
- Kentucky corporation
- Fiscal year end
- December
J. Hagan Capital’s named custodians for separately managed accounts are Charles Schwab ($252M, 85%) and Community National Bank ($44.7M, 15%). J. Hagan Capital has custody of $28.3M for 461 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $252M85%
- Community National BankCommunity National Bank · Seneca, KS · $44.7M15%
At year end, J. Hagan Capital’s separately managed accounts were mostly in stocks (79%) and funds (15%). Its reported 13F holdings for the quarter ended 30 June 2026 total $216M across 92 positions; the largest are Invesco Qqq TR (10.3%), State Str SPDR S&P 500 ETF T (8.7%) and State Str SPDR Dow Jones Ind (7.4%).
What the accounts hold
- Stocks79%
- Funds15%
- Registered funds10%
- Pooled vehicles5%
- Cash6%
How many clients does J. Hagan Capital have?
J. Hagan Capital has 876 clients and manages $342 million for them, as of September 2026. They include 713 individual clients, 91 pooled investment vehicles and 72 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 28 September 2026
What services does J. Hagan Capital offer?
J. Hagan Capital provides financial planning, portfolio management for individuals and small businesses, selecting other managers, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does J. Hagan Capital charge?
J. Hagan Capital charges up to 1.50% a year for its Investment Management Fees.
Which custodians does J. Hagan Capital use?
J. Hagan Capital’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $252M and Community National Bank (Seneca, KS), with $44.7M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 28 September 2026
How many financial advisors does J. Hagan Capital have?
J. Hagan Capital has 5 investment adviser representatives registered with state securities authorities, out of 14 employees, and 6 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 7 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does J. Hagan Capital invest in?
At the end of its last fiscal year, J. Hagan Capital’s separately managed accounts held 79% exchange-traded equities, 10% registered funds (mutual funds, ETFs, BDCs), 6% cash and equivalents and 5% pooled vehicles (private funds and similar).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns J. Hagan Capital?
J. Hagan Capital’s direct owner is Jonathan Hicks (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 28 September 2026
How does J. Hagan Capital get paid?
J. Hagan Capital is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact J. Hagan Capital?
J. Hagan Capital’s main office is at 8311 Shelbyville Road, Louisville, KY 40222. Its phone number is 502-690-5635. Its website is jhagancapital.com.