Ironwood Wealth Management provides financial planning, portfolio management for individuals and small businesses, educational seminars, estate planning, insurance, tax planning, and tax preparation. Financial planning was provided to 600 clients last fiscal year.
Ironwood Wealth Management reports 459 clients. They include 304 individual clients and 155 high-net-worth individuals. Of its assets, 99.3% ($603M across 1,883 accounts) are managed with discretion; $4.44M across 2 accounts are not. It advised 4 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 66% | 59% |
| High-net-worth individuals | 34% | 41% |
| Pension and profit-sharing plans | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 304 | $359M | 59.2% | $1.18M |
| High-net-worth individuals | 155 | $247M | 40.6% | $1.59M |
| Pension and profit-sharing plans | Fewer than 5 | $1.62M | 0.3% | — |
| Total | 459 | $608M | 100% | — |
- Clients
- 304
- Regulatory AUM
- $359M
- AUM share
- 59.2%
- Avg. per client
- $1.18M
- Clients
- 155
- Regulatory AUM
- $247M
- AUM share
- 40.6%
- Avg. per client
- $1.59M
- Clients
- Fewer than 5
- Regulatory AUM
- $1.62M
- AUM share
- 0.3%
- Avg. per client
- —
Total
- Clients
- 459
- Regulatory AUM
- $608M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 4
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 600
Ironwood Wealth Management is paid through a percentage of assets under management and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices 3 other services, listed under fee details.
Fee details and sources
Other fees
- Financial Planning
- A written financial plan is generally prepared for a $2,000 fixed fee, or at current hourly rates in some cases, and the fee is offset against later advisory fees.
- Fixed-Fee Full-Service Arrangement
- A negotiable fixed fee, generally $5,000 to $50,000 a year payable quarterly in advance, for Full-Service clients with limited liquid assets.
- Foundations/Legacy Program
- A 1.25% annual fee on assets under management, with a $1,000 account establishment fee for new clients; clients who reach $400,000 move to the Full-Service Offering.
Ironwood Wealth Management Holdings, LLC owns 75% or more of Ironwood Wealth Management and is in turn owned by Alexander Marek (50–75%) and Rydan Case (50–75%). The leadership team of Ironwood Wealth Management includes Chief Compliance Officer Alexander Marek. It has 14 employees, 6 of them in advisory roles.
Leadership
- Alexander MarekManager, Chief Compliance Officer
- Rydan CaseManager
Investment adviser representatives
6 representatives listed in the SEC register as of 9 October 2026.
- Rydan Durant Case
- Alexander David Marek
- Jonathan Craig Moore
- Shelby Newell
- Edward P. Parolisi
- Richard Erik Wagner
Staff
- 14 employees
- 6 in advisory functions
- 7 state-registered reps
- 2 soliciting firms
- Owns 75% or more of Ironwood Wealth Management, LLC
Ironwood Wealth Management Holdings, LLC
Control person · since January 2020
- Owns 50% to 75% of Ironwood Wealth Management Holdings, LLC
Alexander Marek
Control person · since January 2020
- Owns 50% to 75% of Ironwood Wealth Management Holdings, LLC
Rydan Case
Control person · since January 2020
- Owns 75% or more of Ironwood Wealth Management, LLC
Ironwood Wealth Management
Control person · since January 2020
Ironwood Wealth Management’s regulatory assets grew 1.5× from $401M (April 2021) to $608M (March 2026); clients were 459 in both filings and employees were 14 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $608M | 459 | 14 | 2 |
| July 2025 | $662M | 523 | 17 | 2 |
| March 2024 | $618M | 524 | 18 | 2 |
| March 2023 | $540M | 439 | 21 | 2 |
| July 2022 | $541M | 497 | 21 | 2 |
| April 2021 | $401M | 444 | 14 | 2 |
Besides its headquarters, Ironwood Wealth Management has 1 office, with 2 listed addresses in Arizona and California.
Arizona · 1 listed address
- San Tan Corporate Center, 3100 W. Ray RD. Suite 301, ChandlerHQ
California · 1 listed address
- 30011 Ivy Glenn DR., Laguna Niguel
Contact and registration details
- Legal name
- Ironwood Wealth Management, LLC
- Headquarters
- San Tan Corporate Center, 3100 W. Ray RD. Suite 301, Chandler, AZ 85226
- Website
- ironwoodwm.com
- Phone
- 480-776-5960
- @ironwood-financial
- SEC file
- 801-96281
- Founded
- 2006
- Structure
- Arizona LLC
- Fiscal year end
- December
Ironwood Wealth Management uses Charles Schwab ($369M, 68%) and Fidelity ($175M, 32%) as custodians for its separately managed accounts. Ironwood Wealth Management does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $369M68%
- FidelityNational Financial Services LLC · Boston, MA · $175M32%
At year end, Ironwood Wealth Management’s separately managed accounts were mostly in funds (95%). Its reported 13F holdings for the quarter ended 30 June 2026 total $451M across 54 positions; the largest are Iefa (17.8%), Dfgx (11.3%) and Ivv (10.9%).
What the accounts hold
- Stocks1%
- Funds95%
- Bonds1%
- Cash3%
Reported 13F holdings
- $451M
- Reported 13F value
- 54
- Positions
- 80.5%
- In the 10 largest
- +29.4%
- Value vs. prior quarter
- IefaETF17.8%
- DfgxETF11.3%
- IvvETF10.9%
- IemgETF10.2%
- IefETF10.1%
- VcitETF6.0%
- VgshETF4.1%
- IjhETF3.8%
- VcshETF3.7%
- IjrETF2.6%
Together, the ten largest are 80.5% of reported value.
How many clients does Ironwood Wealth Management have?
Ironwood Wealth Management has 459 clients and manages $608 million for them, as of March 2026. They include 304 individual clients and 155 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 13 March 2026
What services does Ironwood Wealth Management offer?
Ironwood Wealth Management provides financial planning, portfolio management for individuals and small businesses, educational seminars, estate planning, insurance, tax planning, and tax preparation.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
Which custodians does Ironwood Wealth Management use?
Ironwood Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $369M and National Financial Services LLC (Boston, MA), with $175M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 13 March 2026
How many financial advisors does Ironwood Wealth Management have?
Ironwood Wealth Management has 7 investment adviser representatives registered with state securities authorities, out of 14 employees, and 6 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Ironwood Wealth Management invest in?
At the end of its last fiscal year, Ironwood Wealth Management’s separately managed accounts held 95% registered funds (mutual funds, ETFs, BDCs), 3% cash and equivalents, 1% exchange-traded equities and 1% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Ironwood Wealth Management?
Ironwood Wealth Management is owned through a holding company by Alexander Marek and Rydan Case. Its direct owners are Ironwood Wealth Management Holdings, LLC (75% or more) and Ironwood Wealth Management (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 13 March 2026
How does Ironwood Wealth Management get paid?
Ironwood Wealth Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Ironwood Wealth Management?
Ironwood Wealth Management’s main office is at San Tan Corporate Center, 3100 W. Ray RD. Suite 301, Chandler, AZ 85226. Its phone number is 480-776-5960. Its website is ironwoodwm.com.