{"url":"https://nivawealth.com/firms/ironwood-wealth-management-200511","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/200511","regulatoryAum":607666705,"crd":"200511","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4438280","suffix":null,"lastName":"CASE","firstName":"RYDAN","middleName":"DURANT"},{"crd":"2890884","suffix":null,"lastName":"MAREK","firstName":"ALEXANDER","middleName":"DAVID"},{"crd":"6733823","suffix":null,"lastName":"Moore","firstName":"Jonathan","middleName":"Craig"},{"crd":"6666626","suffix":null,"lastName":"Newell","firstName":"Shelby","middleName":null},{"crd":"6456813","suffix":null,"lastName":"PAROLISI","firstName":"EDWARD","middleName":"P."},{"crd":"6127326","suffix":null,"lastName":"WAGNER","firstName":"RICHARD","middleName":"ERIK"}],"total":6,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-04-14","regulatoryAum":400547142,"clients":444,"employees":14,"offices":2},{"filedOn":"2022-07-12","regulatoryAum":541180852,"clients":497,"employees":21,"offices":2},{"filedOn":"2023-03-27","regulatoryAum":539546611,"clients":439,"employees":21,"offices":2},{"filedOn":"2024-03-26","regulatoryAum":617577703,"clients":524,"employees":18,"offices":2},{"filedOn":"2025-07-22","regulatoryAum":662230787,"clients":523,"employees":17,"offices":2},{"filedOn":"2026-03-13","regulatoryAum":607666705,"clients":459,"employees":14,"offices":2}],"secFileNumber":"801-96281","legalName":"Ironwood Wealth Management, LLC","displayName":"Ironwood Wealth Management","slug":"ironwood-wealth-management-200511","website":"https://ironwoodwm.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/200511/e505eef433e59d1e-r1.webp","tone":"light","width":670,"height":200,"sourceUrl":"https://ironwoodwm.com/","sourceLabel":"Ironwood Wealth Management, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/ironwood-financial","founded":"2006","organization":"Arizona limited liability company","fiscalYearEnd":"December","headquarters":{"street":"San Tan Corporate Center, 3100 W. Ray RD. Suite 301","city":"Chandler","state":"AZ","stateName":"Arizona","country":"United States","postalCode":"85226"},"tradeNames":[],"registration":{"secApproved":"15 May 2015","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1320355.3965141613,"staff":{"employees":14,"advisory":6,"brokerDealerReps":0,"insuranceAgents":0,"promoters":2},"aum":{"regulatory":607666705,"discretionary":603228155,"discretionaryAccounts":1883,"nonDiscretionary":4438550,"nonDiscretionaryAccounts":2,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":4},"clientTypes":[{"label":"Individuals (other than HNW)","clients":304,"regulatoryAum":359453511},{"label":"High-net-worth individuals","clients":155,"regulatoryAum":246589616},{"label":"Pension and profit-sharing plans","clients":null,"fewerThan5":true,"regulatoryAum":1623578}],"feePrograms":[{"role":"other","program":"Financial Planning","summary":"A written financial plan is generally prepared for a $2,000 fixed fee, or at current hourly rates in some cases, and the fee is offset against later advisory fees.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018427","versionId":1018427,"submittedOn":"2026-03-13","documentName":"ADV PART 2A"},{"role":"other","program":"Fixed-Fee Full-Service Arrangement","summary":"A negotiable fixed fee, generally $5,000 to $50,000 a year payable quarterly in advance, for Full-Service clients with limited liquid assets.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018427","versionId":1018427,"submittedOn":"2026-03-13","documentName":"ADV PART 2A"},{"role":"other","program":"Foundations/Legacy Program","summary":"A 1.25% annual fee on assets under management, with a $1,000 account establishment fee for new clients; clients who reach $400,000 move to the Full-Service Offering.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018427","versionId":1018427,"submittedOn":"2026-03-13","documentName":"ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T07:13:42.658518+00:00","documents":[{"name":"ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018427","versionId":1018427,"submittedOn":"2026-03-13"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":368779297},{"name":"National Financial Services LLC","shortName":"Fidelity","location":"Boston, MA","smaAssets":175295206}],"custodyNote":"Ironwood Wealth Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Alexander Marek","title":"Manager, Chief Compliance Officer","crd":"2890884"},{"name":"Rydan Case","title":"Manager","crd":"4438280"}],"ownership":[{"label":"Ironwood Wealth Management Holdings, LLC","detail":"Member in the 75% or more ownership band and a control person, since January 2020."},{"label":"Ironwood Wealth Management","detail":"Member in the 75% or more ownership band and a control person, since January 2020."},{"label":"Alexander Marek","detail":"Indirect owner: a member and manager of Ironwood Wealth Management Holdings, LLC in the 50% to 75% band and a control person, since January 2020.","parent":"Ironwood Wealth Management Holdings, LLC"},{"label":"Rydan Case","detail":"Indirect owner: a member and manager of Ironwood Wealth Management Holdings, LLC in the 50% to 75% band and a control person, since January 2020.","parent":"Ironwood Wealth Management Holdings, LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Arizona","offices":1,"addresses":[{"street":"San Tan Corporate Center, 3100 W. Ray RD. Suite 301","city":"Chandler","headquarters":true}]},{"state":"California","offices":1,"addresses":[{"street":"30011 Ivy Glenn DR.","city":"Laguna Niguel"}]}],"brochureServices":["estate planning","insurance","tax planning","tax preparation"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"480-776-5960","stateRegisteredReps":7,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Educational seminars/workshops"],"financialPlanningClients":"600","assetMix":[{"label":"Exchange-traded equity securities","percent":1},{"label":"U.S. state and local bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":95},{"label":"Cash and cash equivalents","percent":3}],"privateFunds":0},"sources":{"adv1FilingDate":"13 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/200511/PDF/200511.pdf","brochureDate":"13 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018427","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Ironwood Wealth Management have?","answer":"Ironwood Wealth Management has 459 clients and manages $608 million for them, as of March 2026. They include 304 individual clients and 155 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 13 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Ironwood Wealth Management offer?","answer":"Ironwood Wealth Management provides financial planning, portfolio management for individuals and small businesses, educational seminars, estate planning, insurance, tax planning, and tax preparation.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Ironwood Wealth Management use?","answer":"Ironwood Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $369M and National Financial Services LLC (Boston, MA), with $175M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 13 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Ironwood Wealth Management have?","answer":"Ironwood Wealth Management has 7 investment adviser representatives registered with state securities authorities, out of 14 employees, and 6 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Ironwood Wealth Management invest in?","answer":"At the end of its last fiscal year, Ironwood Wealth Management’s separately managed accounts held 95% registered funds (mutual funds, ETFs, BDCs), 3% cash and equivalents, 1% exchange-traded equities and 1% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Ironwood Wealth Management?","answer":"Ironwood Wealth Management is owned through a holding company by Alexander Marek and Rydan Case. Its direct owners are Ironwood Wealth Management Holdings, LLC (75% or more) and Ironwood Wealth Management (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 13 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Ironwood Wealth Management get paid?","answer":"Ironwood Wealth Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Ironwood Wealth Management?","answer":"Ironwood Wealth Management’s main office is at San Tan Corporate Center, 3100 W. Ray RD. Suite 301, Chandler, AZ 85226. Its phone number is 480-776-5960. Its website is ironwoodwm.com.","source":"Form ADV Part 1A, Item 1.F, filed 13 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/ironwood-wealth-management-200511/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-30","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1692820/000110465926088417/0001104659-26-088417-index.html","totalValue":451233238,"positionCount":54,"top10Share":0.8051432283895718,"top10":[{"issuer":"IEFA","titleOfClass":"ETF","cusip":"46432F842","value":80199503,"shares":830395,"shareType":"SH","priorValue":77943451,"priorShares":860968},{"issuer":"DFGX","titleOfClass":"ETF","cusip":"25434V575","value":51047975,"shares":952480,"shareType":"SH"},{"issuer":"IVV","titleOfClass":"ETF","cusip":"464287200","value":49023365,"shares":65461,"shareType":"SH","priorValue":42647722,"priorShares":65289},{"issuer":"IEMG","titleOfClass":"ETF","cusip":"46434G103","value":46152472,"shares":557128,"shareType":"SH","priorValue":43895914,"priorShares":629332},{"issuer":"IEF","titleOfClass":"ETF","cusip":"464287440","value":45422219,"shares":480303,"shareType":"SH","priorValue":42012867,"priorShares":440202},{"issuer":"VCIT","titleOfClass":"ETF","cusip":"92206C870","value":27217802,"shares":329314,"shareType":"SH"},{"issuer":"VGSH","titleOfClass":"ETF","cusip":"92206C102","value":18433104,"shares":316720,"shareType":"SH"},{"issuer":"IJH","titleOfClass":"ETF","cusip":"464287507","value":17204157,"shares":223112,"shareType":"SH","priorValue":15728913,"priorShares":232917},{"issuer":"VCSH","titleOfClass":"ETF","cusip":"92206C409","value":16814581,"shares":212762,"shareType":"SH"},{"issuer":"IJR","titleOfClass":"ETF","cusip":"464287804","value":11792208,"shares":79511,"shareType":"SH","priorValue":10970055,"priorShares":88248}],"positionsListed":54,"positions":[{"issuer":"IEFA","titleOfClass":"ETF","cusip":"46432F842","value":80199503,"shares":830395,"shareType":"SH","priorValue":77943451,"priorShares":860968},{"issuer":"DFGX","titleOfClass":"ETF","cusip":"25434V575","value":51047975,"shares":952480,"shareType":"SH"},{"issuer":"IVV","titleOfClass":"ETF","cusip":"464287200","value":49023365,"shares":65461,"shareType":"SH","priorValue":42647722,"priorShares":65289},{"issuer":"IEMG","titleOfClass":"ETF","cusip":"46434G103","value":46152472,"shares":557128,"shareType":"SH","priorValue":43895914,"priorShares":629332},{"issuer":"IEF","titleOfClass":"ETF","cusip":"464287440","value":45422219,"shares":480303,"shareType":"SH","priorValue":42012867,"priorShares":440202},{"issuer":"VCIT","titleOfClass":"ETF","cusip":"92206C870","value":27217802,"shares":329314,"shareType":"SH"},{"issuer":"VGSH","titleOfClass":"ETF","cusip":"92206C102","value":18433104,"shares":316720,"shareType":"SH"},{"issuer":"IJH","titleOfClass":"ETF","cusip":"464287507","value":17204157,"shares":223112,"shareType":"SH","priorValue":15728913,"priorShares":232917},{"issuer":"VCSH","titleOfClass":"ETF","cusip":"92206C409","value":16814581,"shares":212762,"shareType":"SH"},{"issuer":"IJR","titleOfClass":"ETF","cusip":"464287804","value":11792208,"shares":79511,"shareType":"SH","priorValue":10970055,"priorShares":88248},{"issuer":"VGLT","titleOfClass":"ETF","cusip":"92206C847","value":11193188,"shares":202849,"shareType":"SH","priorValue":44812016,"priorShares":809466},{"issuer":"DJP","titleOfClass":"ETF","cusip":"06738C778","value":8757735,"shares":200360,"shareType":"SH","priorValue":5046083,"priorShares":104821},{"issuer":"SPDW","titleOfClass":"ETF","cusip":"78463X889","value":8315367,"shares":165020,"shareType":"SH","priorValue":7735858,"priorShares":169460},{"issuer":"AVDV","titleOfClass":"ETF","cusip":"025072802","value":7332589,"shares":71156,"shareType":"SH"},{"issuer":"VTEB","titleOfClass":"ETF","cusip":"922907746","value":6405792,"shares":126647,"shareType":"SH"},{"issuer":"MUB","titleOfClass":"ETF","cusip":"464288414","value":5903943,"shares":54859,"shareType":"SH","priorValue":4688454,"priorShares":44168},{"issuer":"BSCQ","titleOfClass":"ETF","cusip":"46138J791","value":5221690,"shares":267436,"shareType":"SH","priorValue":20777336,"priorShares":1063868},{"issuer":"SCHX","titleOfClass":"ETF","cusip":"808524201","value":4443315,"shares":150979,"shareType":"SH","priorValue":4192502,"priorShares":163514},{"issuer":"SPEM","titleOfClass":"ETF","cusip":"78463X509","value":3215908,"shares":62107,"shareType":"SH","priorValue":3042496,"priorShares":64858},{"issuer":"SPSM","titleOfClass":"ETF","cusip":"78468R853","value":2994924,"shares":51932,"shareType":"SH","priorValue":2586042,"priorShares":53519},{"issuer":"SCHB","titleOfClass":"ETF","cusip":"808524102","value":2914004,"shares":100622,"shareType":"SH","priorValue":2553598,"priorShares":101737},{"issuer":"SUB","titleOfClass":"ETF","cusip":"464288158","value":2790457,"shares":26209,"shareType":"SH","priorValue":3366674,"priorShares":31612},{"issuer":"SCHA","titleOfClass":"ETF","cusip":"808524607","value":2626727,"shares":72702,"shareType":"SH","priorValue":2674979,"priorShares":91987},{"issuer":"SCHF","titleOfClass":"ETF","cusip":"808524805","value":2066798,"shares":74614,"shareType":"SH","priorValue":1854061,"priorShares":74912},{"issuer":"IDEV","titleOfClass":"ETF","cusip":"46435G326","value":2034119,"shares":22853,"shareType":"SH","priorValue":1086816,"priorShares":13005},{"issuer":"SCHZ","titleOfClass":"ETF","cusip":"808524839","value":1815978,"shares":78512,"shareType":"SH"},{"issuer":"EFA","titleOfClass":"ETF","cusip":"464287465","value":1233575,"shares":11875,"shareType":"SH","priorValue":1160315,"priorShares":11946},{"issuer":"SCHE","titleOfClass":"ETF","cusip":"808524706","value":1224901,"shares":33781,"shareType":"SH","priorValue":1228674,"priorShares":37289},{"issuer":"BNDX","titleOfClass":"ETF","cusip":"92203J407","value":1128015,"shares":23292,"shareType":"SH"},{"issuer":"SCHM","titleOfClass":"ETF","cusip":"808524508","value":1002470,"shares":27189,"shareType":"SH","priorValue":1009115,"priorShares":32594},{"issuer":"SPY","titleOfClass":"ETF","cusip":"78462F103","value":975848,"shares":1307,"shareType":"SH","priorValue":1448801,"priorShares":2228},{"issuer":"IWV","titleOfClass":"ETF","cusip":"464287689","value":670301,"shares":1572,"shareType":"SH","priorValue":600502,"priorShares":1620},{"issuer":"VXF","titleOfClass":"ETF","cusip":"922908652","value":665650,"shares":2704,"shareType":"SH","priorValue":341186,"priorShares":1658},{"issuer":"SPTL","titleOfClass":"ETF","cusip":"78464A664","value":535853,"shares":20429,"shareType":"SH","priorValue":1446369,"priorShares":54995},{"issuer":"SPMD","titleOfClass":"ETF","cusip":"78464A847","value":513610,"shares":7602,"shareType":"SH","priorValue":488285,"priorShares":8245},{"issuer":"VO","titleOfClass":"ETF","cusip":"922908629","value":344517,"shares":4276,"shareType":"SH","priorValue":306995,"priorShares":1069},{"issuer":"BSV","titleOfClass":"ETF","cusip":"921937827","value":307204,"shares":3943,"shareType":"SH","priorValue":118456,"priorShares":1511},{"issuer":"VMBS","titleOfClass":"ETF","cusip":"92206C771","value":176248,"shares":3765,"shareType":"SH","priorValue":68742,"priorShares":1464},{"issuer":"BIV","titleOfClass":"ETF","cusip":"921937819","value":159425,"shares":2079,"shareType":"SH","priorValue":61974,"priorShares":803},{"issuer":"VOO","titleOfClass":"ETF","cusip":"922908363","value":145243,"shares":211,"shareType":"SH","priorValue":171270,"priorShares":287},{"issuer":"BLV","titleOfClass":"ETF","cusip":"921937793","value":136329,"shares":1978,"shareType":"SH","priorValue":52781,"priorShares":767},{"issuer":"VTI","titleOfClass":"ETF","cusip":"922908769","value":132474,"shares":358,"shareType":"SH","priorValue":257197,"priorShares":802},{"issuer":"IWR","titleOfClass":"ETF","cusip":"464287499","value":115395,"shares":1046,"shareType":"SH","priorValue":400004,"priorShares":4114},{"issuer":"VB","titleOfClass":"ETF","cusip":"922908751","value":103667,"shares":342,"shareType":"SH","priorValue":95169,"priorShares":363},{"issuer":"VEA","titleOfClass":"ETF","cusip":"921943858","value":86569,"shares":1215,"shareType":"SH","priorValue":77821,"priorShares":1214},{"issuer":"BKLN","titleOfClass":"ETF","cusip":"46138G508","value":51353,"shares":2521,"shareType":"SH","priorValue":78762,"priorShares":3859},{"issuer":"SHY","titleOfClass":"ETF","cusip":"464287457","value":49430,"shares":602,"shareType":"SH","priorValue":873453,"priorShares":10578},{"issuer":"RWO","titleOfClass":"ETF","cusip":"78463X749","value":42104,"shares":847,"shareType":"SH","priorValue":38767,"priorShares":847},{"issuer":"EMB","titleOfClass":"ETF","cusip":"464288281","value":41276,"shares":428,"shareType":"SH","priorValue":40202,"priorShares":428},{"issuer":"ACWI","titleOfClass":"ETF","cusip":"464288257","value":20472,"shares":130,"shareType":"SH","priorValue":317321,"priorShares":2293},{"issuer":"VWO","titleOfClass":"ETF","cusip":"922042858","value":17276,"shares":289,"shareType":"SH","priorValue":385938,"priorShares":7140},{"issuer":"AGG","titleOfClass":"ETF","cusip":"464287226","value":5939,"shares":60,"shareType":"SH","priorValue":11615,"priorShares":117},{"issuer":"XRAY","titleOfClass":"Stock","cusip":"24906P109","value":4138,"shares":390,"shareType":"SH","priorValue":4524,"priorShares":390},{"issuer":"EEM","titleOfClass":"ETF","cusip":"464287234","value":4036,"shares":59,"shareType":"SH","priorValue":4146,"priorShares":73}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}