Ironwood Capital Advisors provides portfolio management for pooled vehicles. The firm advises 9 private funds.
Ironwood Capital Advisors reports 10 pooled investment vehicles. These counts refer to investment vehicles, rather than the individual investors in them. Of its assets, 100.0% ($766M across 10 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Pooled investment vehicles | 100% | 100% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Pooled investment vehicles | 10 | $766M | 100.0% | $76.6M |
| Total | 10 | $766M | 100% | $76.6M |
- Clients
- 10
- Regulatory AUM
- $766M
- AUM share
- 100.0%
- Avg. per client
- $76.6M
Total
- Clients
- 10
- Regulatory AUM
- $766M
- AUM share
- 100%
- Avg. per client
- $76.6M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 9
Ironwood Capital Advisors is paid through a percentage of assets under management and performance-based fees; its fees and minimums are set out in its brochures on the SEC website.
Ironwood Capital Holdings owns 75% or more of Ironwood Capital Advisors. The leadership team of Ironwood Capital Advisors includes Chief Financial Officer Zachary Luce. It has 19 employees.
Leadership
- Zachary LucePartner, Chief Financial Officer, Chief Compliance Officer
- James BarraPartner
- Carolyn GaliettePartner, Chairman
- Alexander LeventalPartner
- Witinski PaulPartner
Staff
- 19 employees
- 19 in advisory functions
- Owns 75% or more of Ironwood Capital Advisors LLC
Ironwood Capital Holdings
since March 2022
Ironwood Capital Advisors’ regulatory assets grew Infinity× from $0 (May 2022) to $766M (March 2026); employees fell from 20 to 19.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $766M | 10 | 19 | 2 |
| March 2025 | $903M | 10 | 18 | 2 |
| March 2024 | $880M | 6 | 16 | 2 |
| July 2023 | $771M | 5 | 20 | 2 |
| May 2022 | $0 | 0 | 20 | 1 |
Besides its headquarters, Ironwood Capital Advisors has 1 office, with 2 listed addresses in Connecticut and Massachusetts.
Connecticut · 1 listed address
- 45 Nod Road, AvonHQ
Massachusetts · 1 listed address
- 21 Custom House Street, Boston
Contact and registration details
- Legal name
- Ironwood Capital Advisors LLC
- Headquarters
- 45 Nod Road, Avon, CT 06001
- Website
- ironwoodcap.com
- Phone
- 860-409-2100
- @ironwood-capital
- SEC file
- 801-125824
- Structure
- Delaware LLC
- Fiscal year end
- December
Ironwood Capital Advisors has custody of client assets.
How many clients does Ironwood Capital Advisors have?
Ironwood Capital Advisors has 10 clients and manages $766 million for them, as of March 2026. They include 10 pooled investment vehicles.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 29 March 2026
What services does Ironwood Capital Advisors offer?
Ironwood Capital Advisors provides portfolio management for pooled vehicles.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does Ironwood Capital Advisors have?
Ironwood Capital Advisors has 0 investment adviser representatives registered with state securities authorities, out of 19 employees, and 19 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
Who owns Ironwood Capital Advisors?
Ironwood Capital Advisors’ direct owner is Ironwood Capital Holdings (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 29 March 2026
How does Ironwood Capital Advisors get paid?
Ironwood Capital Advisors is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Ironwood Capital Advisors?
Ironwood Capital Advisors’ main office is at 45 Nod Road, Avon, CT 06001. Its phone number is 860-409-2100. Its website is ironwoodcap.com.