{"url":"https://nivawealth.com/firms/ironwood-capital-advisors-321642","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/321642","regulatoryAum":766243903,"crd":"321642","history":[{"filedOn":"2022-05-09","regulatoryAum":0,"clients":0,"employees":20,"offices":1},{"filedOn":"2023-07-27","regulatoryAum":771064128,"clients":5,"employees":20,"offices":2},{"filedOn":"2024-03-27","regulatoryAum":880414196,"clients":6,"employees":16,"offices":2},{"filedOn":"2025-03-27","regulatoryAum":902991467,"clients":10,"employees":18,"offices":2},{"filedOn":"2026-03-29","regulatoryAum":766243903,"clients":10,"employees":19,"offices":2}],"secFileNumber":"801-125824","legalName":"Ironwood Capital Advisors LLC","displayName":"Ironwood Capital Advisors","slug":"ironwood-capital-advisors-321642","website":"https://ironwoodcap.com/","classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/ironwood-capital/mycompany/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"45 Nod Road","city":"Avon","state":"CT","stateName":"Connecticut","country":"United States","postalCode":"06001"},"tradeNames":[],"registration":{"secApproved":"8 June 2022","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":19,"advisory":19,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":766243903,"discretionary":766243903,"discretionaryAccounts":10,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":10,"regulatoryAum":766243903}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Ironwood Capital Advisors has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Zachary Luce","title":"Partner, Chief Financial Officer, Chief Compliance Officer","crd":"6935825"},{"name":"James Barra","title":"Partner","crd":"2971659"},{"name":"Carolyn Galiette","title":"Partner, Chairman","crd":"1270887"},{"name":"Alexander Levental","title":"Partner","crd":"2775635"},{"name":"Witinski Paul","title":"Partner","crd":"7783490"}],"ownership":[{"label":"Ironwood Capital Holdings","detail":"Owner in the 75% or more ownership band, since March 2022."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Connecticut","offices":1,"addresses":[{"street":"45 Nod Road","city":"Avon","headquarters":true}]},{"state":"Massachusetts","offices":1,"addresses":[{"street":"21 Custom House Street","city":"Boston"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"860-409-2100","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":9},"sources":{"adv1FilingDate":"29 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/321642/PDF/321642.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Ironwood Capital Advisors have?","answer":"Ironwood Capital Advisors has 10 clients and manages $766 million for them, as of March 2026. They include 10 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 29 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Ironwood Capital Advisors offer?","answer":"Ironwood Capital Advisors provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Ironwood Capital Advisors have?","answer":"Ironwood Capital Advisors has 0 investment adviser representatives registered with state securities authorities, out of 19 employees, and 19 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Ironwood Capital Advisors?","answer":"Ironwood Capital Advisors’ direct owner is Ironwood Capital Holdings (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 29 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Ironwood Capital Advisors get paid?","answer":"Ironwood Capital Advisors is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Ironwood Capital Advisors?","answer":"Ironwood Capital Advisors’ main office is at 45 Nod Road, Avon, CT 06001. Its phone number is 860-409-2100. Its website is ironwoodcap.com.","source":"Form ADV Part 1A, Item 1.F, filed 29 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}