Invicta Advisors provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 1–10 clients last fiscal year.
Invicta Advisors reports 1,163 clients. They include 1,117 individual clients, 35 high-net-worth individuals, and 9 pension and profit-sharing plans. Of its assets, 30.4% ($94.3M across 165 accounts) are managed with discretion; $216M across 998 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 96% | 66% |
| High-net-worth individuals | 3% | 28% |
| Banking or thrift institutions | 0% | 0% |
| Pension and profit-sharing plans | <1% | 5% |
| Charitable organizations | 0% | 0% |
| Other client typesState or municipal government entities; Other investment advisers; Insurance companies; Sovereign wealth funds and foreign official institutions; Corporations and other businesses; Other | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 1,117 | $206M | 66.3% | $184K |
| High-net-worth individuals | 35 | $87.7M | 28.3% | $2.51M |
| Banking or thrift institutions | Fewer than 5 | $0 | 0.0% | — |
| Pension and profit-sharing plans | 9 | $14.3M | 4.6% | $1.59M |
| Charitable organizations | Fewer than 5 | $0 | 0.0% | — |
| State or municipal government entities | Fewer than 5 | $0 | 0.0% | — |
| Other investment advisers | Fewer than 5 | $0 | 0.0% | — |
| Insurance companies | Fewer than 5 | $0 | 0.0% | — |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | $0 | 0.0% | — |
| Corporations and other businesses | Fewer than 5 | $2.37M | 0.8% | $1.18M |
| Other | Fewer than 5 | $0 | 0.0% | — |
| Total | 1,163 | $310M | 100% | — |
- Clients
- 1,117
- Regulatory AUM
- $206M
- AUM share
- 66.3%
- Avg. per client
- $184K
- Clients
- 35
- Regulatory AUM
- $87.7M
- AUM share
- 28.3%
- Avg. per client
- $2.51M
- Clients
- Fewer than 5
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- 9
- Regulatory AUM
- $14.3M
- AUM share
- 4.6%
- Avg. per client
- $1.59M
- Clients
- Fewer than 5
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $2.37M
- AUM share
- 0.8%
- Avg. per client
- $1.18M
- Clients
- Fewer than 5
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- —
Total
- Clients
- 1,163
- Regulatory AUM
- $310M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Invicta Advisors charges up to 2.00% a year for its Individual Advisory Services. The fee is negotiable. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Consulting services
- Consulting fees are flat or hourly, agreed in advance, with a maximum of $500 per hour.
- Financial planning
- Financial planning fee is calculated per annum and billed quarterly under the Financial Planning Agreement; the brochure states no amount.
Invicta Financial Group owns 75% or more of Invicta Advisors. Aimee Toth is CEO; the leadership team includes Chief Compliance Officer Kristin Pearson. It has 44 employees, 7 of them in advisory roles.
Leadership
- Aimee TothChief Executive Officer, Shareholder
- Kristin PearsonChief Compliance Officer
- Gregory TealShareholder
- Philip GiambriShareholder
- Deborah LewisShareholder
Investment adviser representatives
11 representatives listed in the SEC register as of 9 October 2026.
- Lawrence Bruce Hollin
- William Thomas Krzton
- Timothy Landis
- Deborah Rebecca Lewis
- Juan Lopez JR
- Scott Alan Lucas
- Catherine Joyce Oliver-Allen
- Kristin Marie Pearson
- Eric Michael Smith
- Gregory Scott Teal
- Aimee Anne Toth
Staff
- 44 employees
- 7 in advisory functions
- 44 broker-dealer reps
- 5 insurance agents
- Owns 75% or more of Invicta Advisors LLC
Invicta Financial Group
Control person · since January 2025
- Owns 25% to 50% of Invicta Advisors LLC
Aimee Toth
Control person · since September 2018
- Owns 5% to 10% of Invicta Advisors LLC
Gregory Teal
since December 2018
- Owns 5% to 10% of Invicta Advisors LLC
Philip Giambri
since December 2018
- Owns 5% to 10% of Invicta Advisors LLC
Deborah Lewis
since December 2025
Invicta Advisors’ regulatory assets fell from $460M (March 2021) to $310M (March 2026); clients fell from 1,990 to 1,163 and employees rose from 33 to 44.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $310M | 1,163 | 44 | 5 |
| March 2025 | $183M | 1,199 | 44 | 4 |
| February 2024 | $192M | 1,320 | 43 | 5 |
| May 2023 | $422M | 2,017 | 36 | 6 |
| July 2022 | $422M | 2,017 | 33 | 6 |
| March 2021 | $460M | 1,990 | 33 | 7 |
Besides its headquarters, Invicta Advisors has 4 offices, with 5 listed addresses in North Carolina, Ohio and Pennsylvania.
Pennsylvania · 3 listed addresses
- 527 Cedar Way, Suite 101, OakmontHQ
- 100 Springbrooke BLVD., Aston
- 196 W. Ashland St., Doylestown
North Carolina · 1 listed address
- 5905 Falls of Neuse Road, Raleigh
Ohio · 1 listed address
- 947 Worthington Woods Loop RD, Worthington
Contact and registration details
- Legal name
- Invicta Advisors LLC
- Headquarters
- 527 Cedar Way, Suite 101, Oakmont, PA 15139
- Website
- invictacapitaladvisors.com
- Phone
- 412-349-8684
- SEC file
- 801-114114
- Structure
- Pennsylvania LLC
- Fiscal year end
- December
Invicta Advisors does not have custody of client assets.
At year end, Invicta Advisors’ separately managed accounts were largely in stocks (42%) and funds (39%).
What the accounts hold
- Stocks42%
- Funds39%
- Registered funds37%
- Pooled vehicles2%
- Bonds4%
- Cash9%
- Other6%
- Variable annuities and other insurance products6%
How many clients does Invicta Advisors have?
Invicta Advisors has 1,163 clients and manages $310 million for them, as of March 2026. They include 1,117 individual clients, 35 high-net-worth individuals, and 9 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026
What services does Invicta Advisors offer?
Invicta Advisors provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Invicta Advisors charge?
Invicta Advisors charges up to 2.00% a year for its Individual Advisory Services. The fee is negotiable.
Source: ADV PART 2, filed 30 March 2026
How many financial advisors does Invicta Advisors have?
Invicta Advisors has 0 investment adviser representatives registered with state securities authorities, out of 44 employees, and 7 perform investment advisory functions. 44 employees are registered representatives of a broker-dealer and 5 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Invicta Advisors invest in?
At the end of its last fiscal year, Invicta Advisors’ separately managed accounts held 42% exchange-traded equities, 37% registered funds (mutual funds, ETFs, BDCs), 9% cash and equivalents, 6% other, 4% U.S. government and agency bonds and 2% pooled vehicles (private funds and similar). The 6% other category is described as: Variable Annuities and Other Insurance Products.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Invicta Advisors?
Invicta Advisors’ direct owners are Aimee Toth (25% to 50%), Gregory Teal (5% to 10%), Philip Giambri (5% to 10%), Invicta Financial Group (75% or more) and Deborah Lewis (5% to 10%).
Source: Form ADV Part 1A, Schedules A and B, filed 30 March 2026
How does Invicta Advisors get paid?
Invicta Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Invicta Advisors?
Invicta Advisors’ main office is at 527 Cedar Way, Suite 101, Oakmont, PA 15139. Its phone number is 412-349-8684. Its website is invictacapitaladvisors.com.