{"url":"https://nivawealth.com/firms/invicta-advisors-298868","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/298868","regulatoryAum":310160547,"crd":"298868","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1324425","suffix":null,"lastName":"Hollin","firstName":"Lawrence","middleName":"Bruce"},{"crd":"6396217","suffix":null,"lastName":"KRZTON","firstName":"WILLIAM","middleName":"THOMAS"},{"crd":"5456258","suffix":null,"lastName":"Landis","firstName":"Timothy","middleName":null},{"crd":"1982851","suffix":null,"lastName":"LEWIS","firstName":"DEBORAH","middleName":"REBECCA"},{"crd":"4611028","suffix":"JR","lastName":"LOPEZ","firstName":"JUAN","middleName":null},{"crd":"1489956","suffix":null,"lastName":"LUCAS","firstName":"SCOTT","middleName":"ALAN"},{"crd":"1216000","suffix":null,"lastName":"OLIVER-ALLEN","firstName":"CATHERINE","middleName":"JOYCE"},{"crd":"4522677","suffix":null,"lastName":"PEARSON","firstName":"KRISTIN","middleName":"MARIE"},{"crd":"4832474","suffix":null,"lastName":"SMITH","firstName":"ERIC","middleName":"MICHAEL"},{"crd":"4768591","suffix":null,"lastName":"TEAL","firstName":"GREGORY","middleName":"SCOTT"},{"crd":"5079628","suffix":null,"lastName":"TOTH","firstName":"AIMEE","middleName":"ANNE"}],"total":11,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-30","regulatoryAum":459772561,"clients":1990,"employees":33,"offices":7},{"filedOn":"2022-07-18","regulatoryAum":421900830,"clients":2017,"employees":33,"offices":6},{"filedOn":"2023-05-03","regulatoryAum":421922781,"clients":2017,"employees":36,"offices":6},{"filedOn":"2024-02-28","regulatoryAum":192282372,"clients":1320,"employees":43,"offices":5},{"filedOn":"2025-03-10","regulatoryAum":183496330,"clients":1199,"employees":44,"offices":4},{"filedOn":"2026-03-30","regulatoryAum":310160547,"clients":1163,"employees":44,"offices":5}],"secFileNumber":"801-114114","legalName":"Invicta Advisors LLC","displayName":"Invicta Advisors","slug":"invicta-advisors-298868","website":"https://invictacapitaladvisors.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Pennsylvania limited liability company","fiscalYearEnd":"December","headquarters":{"street":"527 Cedar Way, Suite 101","city":"Oakmont","state":"PA","stateName":"Pennsylvania","country":"United States","postalCode":"15139"},"tradeNames":[],"registration":{"secApproved":"12 October 2018","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":254768.95659722222,"staff":{"employees":44,"advisory":7,"brokerDealerReps":44,"insuranceAgents":5,"promoters":0},"aum":{"regulatory":310160547,"discretionary":94315894,"discretionaryAccounts":165,"nonDiscretionary":215844653,"nonDiscretionaryAccounts":998,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":1117,"regulatoryAum":205789325},{"label":"High-net-worth individuals","clients":35,"regulatoryAum":87704513},{"label":"Banking or thrift institutions","clients":0,"fewerThan5":true,"regulatoryAum":0},{"label":"Pension and profit-sharing plans","clients":9,"regulatoryAum":14300835},{"label":"Charitable organizations","clients":0,"fewerThan5":true,"regulatoryAum":0},{"label":"State or municipal government entities","clients":0,"fewerThan5":true,"regulatoryAum":0},{"label":"Other investment advisers","clients":0,"fewerThan5":true,"regulatoryAum":0},{"label":"Insurance companies","clients":0,"fewerThan5":true,"regulatoryAum":0},{"label":"Sovereign wealth funds and foreign official institutions","clients":0,"fewerThan5":true,"regulatoryAum":0},{"label":"Corporations and other businesses","clients":2,"fewerThan5":true,"regulatoryAum":2365874},{"label":"Other","clients":0,"fewerThan5":true,"regulatoryAum":0}],"feePrograms":[{"role":"main","program":"Individual Advisory Services","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1031023","versionId":1031023,"ratePeriod":"annual","fee_billing":null,"submittedOn":"2026-03-30","documentName":"ADV PART 2","fee_rate_low":null,"fee_rate_high":2,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Consulting services","summary":"Consulting fees are flat or hourly, agreed in advance, with a maximum of $500 per hour.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1031023","versionId":1031023,"submittedOn":"2026-03-30","documentName":"ADV PART 2"},{"role":"other","program":"Financial planning","summary":"Financial planning fee is calculated per annum and billed quarterly under the Financial Planning Agreement; the brochure states no amount.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1031023","versionId":1031023,"submittedOn":"2026-03-30","documentName":"ADV PART 2"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T16:10:31.417298+00:00","documents":[{"name":"ADV PART 2","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1031023","versionId":1031023,"submittedOn":"2026-03-30"}]},"custodians":[],"custodyNote":"Invicta Advisors does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Aimee Toth","title":"Chief Executive Officer, Shareholder","crd":"5079628"},{"name":"Kristin Pearson","title":"Chief Compliance Officer","crd":"4522677"},{"name":"Gregory Teal","title":"Shareholder","crd":"4768591"},{"name":"Philip Giambri","title":"Shareholder","crd":"1182516"},{"name":"Deborah Lewis","title":"Shareholder","crd":"1982851"}],"ownership":[{"label":"Aimee Toth","detail":"Chief executive officer, shareholder in the 25% to 50% ownership band and a control person, since September 2018."},{"label":"Gregory Teal","detail":"Shareholder in the 5% to 10% ownership band, since December 2018."},{"label":"Philip Giambri","detail":"Shareholder in the 5% to 10% ownership band, since December 2018."},{"label":"Invicta Financial Group","detail":"Holding company in the 75% or more ownership band and a control person, since January 2025."},{"label":"Deborah Lewis","detail":"Shareholder in the 5% to 10% ownership band, since December 2025."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":4,"privateResidences":0},"listedOfficeAddresses":5,"foreignOffices":[],"officesByState":[{"state":"North Carolina","offices":1,"addresses":[{"street":"5905 Falls of Neuse Road","city":"Raleigh"}]},{"state":"Ohio","offices":1,"addresses":[{"street":"947 Worthington Woods Loop RD","city":"Worthington"}]},{"state":"Pennsylvania","offices":3,"addresses":[{"street":"527 Cedar Way, Suite 101","city":"Oakmont","headquarters":true},{"street":"100 Springbrooke BLVD.","city":"Aston"},{"street":"196 W. Ashland St.","city":"Doylestown"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"412-349-8684","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":42},{"label":"U.S. government/agency bonds","percent":4},{"label":"Securities issued by registered investment companies or business development companies","percent":37},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":2},{"label":"Cash and cash equivalents","percent":9},{"label":"Other","percent":6,"detail":"Variable Annuities and Other Insurance Products"}],"privateFunds":0},"sources":{"adv1FilingDate":"30 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/298868/PDF/298868.pdf","brochureDate":"30 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1031023","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Invicta Advisors have?","answer":"Invicta Advisors has 1,163 clients and manages $310 million for them, as of March 2026. They include 1,117 individual clients, 35 high-net-worth individuals, and 9 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Invicta Advisors offer?","answer":"Invicta Advisors provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Invicta Advisors charge?","answer":"Invicta Advisors charges up to 2.00% a year for its Individual Advisory Services. The fee is negotiable.","source":"ADV PART 2, filed 30 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"How many financial advisors does Invicta Advisors have?","answer":"Invicta Advisors has 0 investment adviser representatives registered with state securities authorities, out of 44 employees, and 7 perform investment advisory functions. 44 employees are registered representatives of a broker-dealer and 5 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Invicta Advisors invest in?","answer":"At the end of its last fiscal year, Invicta Advisors’ separately managed accounts held 42% exchange-traded equities, 37% registered funds (mutual funds, ETFs, BDCs), 9% cash and equivalents, 6% other, 4% U.S. government and agency bonds and 2% pooled vehicles (private funds and similar). The 6% other category is described as: Variable Annuities and Other Insurance Products.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Invicta Advisors?","answer":"Invicta Advisors’ direct owners are Aimee Toth (25% to 50%), Gregory Teal (5% to 10%), Philip Giambri (5% to 10%), Invicta Financial Group (75% or more) and Deborah Lewis (5% to 10%).","source":"Form ADV Part 1A, Schedules A and B, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Invicta Advisors get paid?","answer":"Invicta Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Invicta Advisors?","answer":"Invicta Advisors’ main office is at 527 Cedar Way, Suite 101, Oakmont, PA 15139. Its phone number is 412-349-8684. Its website is invictacapitaladvisors.com.","source":"Form ADV Part 1A, Item 1.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}