HW Capital provides portfolio management for individuals and small businesses and selecting other managers.
HW Capital reports 6 high-net-worth individuals. Of its assets, 0.0% ($0 across 0 accounts) are managed with discretion; $321M across 29 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| High-net-worth individuals | 100% | 100% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| High-net-worth individuals | 6 | $321M | 100.0% | $53.5M |
| Total | 6 | $321M | 100% | $53.5M |
- Clients
- 6
- Regulatory AUM
- $321M
- AUM share
- 100.0%
- Avg. per client
- $53.5M
Total
- Clients
- 6
- Regulatory AUM
- $321M
- AUM share
- 100%
- Avg. per client
- $53.5M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
HW Capital is paid through fixed fees (other than subscription fees) and other compensation. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure.
Paul Haaga III owns 50% to 75% of HW Capital. The leadership team of HW Capital includes Chief Compliance Officer Paul Haaga III. It has 2 employees.
Leadership
- Paul Haaga IIIChief Compliance Officer
- Brian WeissertManaging Partner
Staff
- 2 employees
- 2 in advisory functions
- Owns 50% to 75% of HW Capital LLC
Paul Haaga III
Control person · since August 2018
- Owns 50% to 75% of HW Capital LLC
Brian Weissert
Control person · since August 2018
HW Capital’s regulatory assets fell from $350M (March 2021) to $321M (March 2026); clients rose from 5 to 6 and employees were 2 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $321M | 6 | 2 | 1 |
| March 2025 | $305M | 6 | 2 | 1 |
| March 2024 | $289M | 6 | 2 | 1 |
| March 2023 | $329M | 6 | 2 | 1 |
| March 2022 | $355M | 6 | 2 | 1 |
| March 2021 | $350M | 5 | 2 | 1 |
Besides its headquarters, HW Capital has 0 offices, with 1 listed address in California.
California · 1 listed address
- 1437 7th Street, Suite 200, Santa MonicaHQ
Contact and registration details
- Legal name
- HW Capital LLC
- Headquarters
- 1437 7th Street, Suite 200, Santa Monica, CA 90401
- Website
- Not reported
- Phone
- 818-489-3073
- SEC file
- 801-114174
- Structure
- Delaware LLC
- Fiscal year end
- December
HW Capital uses J.P. Morgan ($177M) as custodian for its separately managed accounts. HW Capital does not have custody of client assets.
- J.P. MorganJPMorgan Chase Bank, N.A. · New York, NY · $177M100%
At year end, HW Capital’s separately managed accounts were largely in funds (44%) and stocks (35%).
What the accounts hold
- Stocks35%
- Funds44%
- Bonds15%
- State and local bonds14%
- U.S. government and agency bonds1%
- Cash4%
- Other2%
- Loans and notes2%
How many clients does HW Capital have?
HW Capital has 6 clients and manages $321 million for them, as of March 2026. They include 6 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026
What services does HW Capital offer?
HW Capital provides portfolio management for individuals and small businesses and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does HW Capital use?
HW Capital’s separately managed account assets are held at JPMorgan Chase Bank, N.A. (New York, NY), with $177M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026
How many financial advisors does HW Capital have?
HW Capital has 0 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does HW Capital invest in?
At the end of its last fiscal year, HW Capital’s separately managed accounts held 44% pooled vehicles (private funds and similar), 35% exchange-traded equities, 14% state and local bonds, 4% cash and equivalents, 2% other and 1% U.S. government and agency bonds. The 2% other category is described as: Loans and Notes.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns HW Capital?
HW Capital’s direct owners are Paul Haaga III (50% to 75%) and Brian Weissert (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 30 March 2026
How does HW Capital get paid?
HW Capital is paid through fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is HW Capital registered with the SEC?
Yes, HW Capital has been registered with the SEC as an investment adviser since 24 October 2018. Its CRD number is 298731 and its SEC file number is 801-114174.
Source: Form ADV Part 1A, Item 1, filed 30 March 2026; IAPD firm record
How do I contact HW Capital?
HW Capital’s main office is at 1437 7th Street, Suite 200, Santa Monica, CA 90401. Its phone number is 818-489-3073.