Hoffman Alan Nathan provides portfolio management for individuals and small businesses.
Hoffman Alan Nathan reports 75 clients. They include 40 high-net-worth individuals and 35 individual clients. Of its assets, 100.0% ($188M across 129 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 47% | 8% |
| High-net-worth individuals | 53% | 92% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 35 | $14.1M | 7.5% | $403K |
| High-net-worth individuals | 40 | $174M | 92.5% | $4.34M |
| Total | 75 | $188M | 100% | $2.51M |
- Clients
- 35
- Regulatory AUM
- $14.1M
- AUM share
- 7.5%
- Avg. per client
- $403K
- Clients
- 40
- Regulatory AUM
- $174M
- AUM share
- 92.5%
- Avg. per client
- $4.34M
Total
- Clients
- 75
- Regulatory AUM
- $188M
- AUM share
- 100%
- Avg. per client
- $2.51M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
Hoffman Alan Nathan charges 1.50% a year for its Asset Management. The fee is billed in arrears, is negotiable and requires an account of at least $200,000.
Fee details and sources
Alan Hoffman owns 75% or more of Hoffman Alan Nathan. The leadership team of Hoffman Alan Nathan includes Chief Compliance Officer Alan Hoffman. It has 1 employee.
Leadership
- Alan HoffmanOwner/Investment Advisor Representative/Chief Compliance Officer
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
Staff
- 1 employee
- 1 in advisory functions
- 1 state-registered rep
- Owns 75% or more of Hoffman Alan Nathan
Alan Hoffman
Control person · since July 1994
Hoffman Alan Nathan’s regulatory assets grew from $164M (May 2021) to $188M (September 2026); clients fell from 87 to 75 and employees were 1 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| September 2026 | $188M | 75 | 1 | 1 |
| January 2025 | $227M | 88 | 1 | 1 |
| January 2024 | $184M | 80 | 1 | 1 |
| January 2023 | $137M | 84 | 1 | 1 |
| January 2022 | $204M | 95 | 1 | 1 |
| May 2021 | $164M | 87 | 1 | 1 |
Besides its headquarters, Hoffman Alan Nathan has 0 offices, with 1 listed address with no US state reported.
Contact and registration details
- Legal name
- Hoffman Alan Nathan
- Headquarters
- Not reported
- Website
- anhinvest.com
- Phone
- 617-308-5087
- SEC file
- 801-118227
- Structure
- Massachusetts sole proprietorship
- Fiscal year end
- December
Hoffman Alan Nathan uses Charles Schwab ($188M) as custodian for its separately managed accounts. Hoffman Alan Nathan does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $188M100%
At year end, Hoffman Alan Nathan’s separately managed accounts were mostly in stocks (91%).
What the accounts hold
- Stocks91%
- Funds5%
- Bonds1%
- Cash3%
How many clients does Hoffman Alan Nathan have?
Hoffman Alan Nathan has 75 clients and manages $188 million for them, as of September 2026. They include 40 high-net-worth individuals and 35 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 14 September 2026
What services does Hoffman Alan Nathan offer?
Hoffman Alan Nathan provides portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Hoffman Alan Nathan charge?
Hoffman Alan Nathan charges 1.50% a year for its Asset Management. The fee is billed in arrears, is negotiable and requires an account of at least $200,000.
Which custodians does Hoffman Alan Nathan use?
Hoffman Alan Nathan’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $188M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 14 September 2026
How many financial advisors does Hoffman Alan Nathan have?
Hoffman Alan Nathan has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Hoffman Alan Nathan invest in?
At the end of its last fiscal year, Hoffman Alan Nathan’s separately managed accounts held 91% exchange-traded equities, 5% registered funds (mutual funds, ETFs, BDCs), 3% cash and equivalents and 1% U.S. government and agency bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Hoffman Alan Nathan have a minimum investment?
Yes, Hoffman Alan Nathan’s minimum account size for its Asset Management is $200K.
Who owns Hoffman Alan Nathan?
Hoffman Alan Nathan’s direct owner is Alan Hoffman (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 14 September 2026
How does Hoffman Alan Nathan get paid?
Hoffman Alan Nathan is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Hoffman Alan Nathan?
Its phone number is 617-308-5087. Its website is anhinvest.com.