Alan Hoffman has been Owner/Investment Advisor Representative/Chief Compliance Officer of Hoffman Alan Nathan since July 1994, is a control person of the firm and directly owns 75% or more of it. Alan Hoffman holds a Master of Business from Kelley School of Business, Indiana University and a Doctorate of Business Administration from Kelley School of Business, Indiana University.
Hoffman Alan Nathan is a firm with $188M under management, 75 clients and 1 adviser in one office, as of its September 2026 filing.
Alan Hoffman is Professor Emeritus of Strategic Management and former Director of the MBA Program at Bentley University, in Waltham, Massachusetts. He is a former financial planner with the law firm of Mintz, Levin, Cohn, Ferris, Glovsky and Popeo and a former Visiting Professor of Global Strategy at the Rotterdam School of Management, Erasmus University. Alan N. Hoffman Investment Management was founded in 1995.
- – present · 24 yearsWellesley, MA · Adviser representative · Firm CRD 109454
Investment adviser representative registrations
Alan Hoffman is registered as an investment adviser representative in Massachusetts, since August 2002.
- MassachusettsSince 30 August 2002
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 2 May 1995 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Alan Nathan Hoffman
- CRD
- 2616886
- Firm
- Hoffman Alan Nathan · CRD 109454
- Role
- Owner/Investment Advisor Representative/Chief Compliance Officer
- Office
- Wellesley, MA
- Registration
- Investment adviser registration
- In the industry since
- August 2002
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- anhinvest.com
Where does Alan Hoffman work?
Alan Hoffman has been Owner/Investment Advisor Representative/Chief Compliance Officer of Hoffman Alan Nathan since July 1994, and is a control person of the firm.
Is Alan Hoffman a financial advisor?
Yes. Alan Hoffman has a current investment-adviser registration in Massachusetts, through Hoffman Alan Nathan since August 2002.
How many years of experience does Alan Hoffman have?
Alan Hoffman has 24 years in the financial industry, since August 2002, across 1 adviser firm.
What exams has Alan Hoffman passed?
Alan Hoffman passed the Series 65 in May 1995.
Where is Alan Hoffman based?
Alan Hoffman’s registered office is in Wellesley, MA.
Is Alan Hoffman registered with FINRA?
No. Alan Hoffman has no current broker registration.
How can I verify Alan Hoffman’s record?
Search CRD 2616886 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Alan Hoffman’s full registration record.