HMM Group provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, and insurance.
HMM Group reports 251 clients. They include 173 individual clients and 78 high-net-worth individuals. Of its assets, 100.0% ($251M across 622 accounts) are managed with discretion. Of its clients, 1% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 69% | 26% |
| High-net-worth individuals | 31% | 74% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 173 | $65.9M | 26.3% | $381K |
| High-net-worth individuals | 78 | $185M | 73.7% | $2.37M |
| Total | 251 | $251M | 100% | $1M |
- Clients
- 173
- Regulatory AUM
- $65.9M
- AUM share
- 26.3%
- Avg. per client
- $381K
- Clients
- 78
- Regulatory AUM
- $185M
- AUM share
- 73.7%
- Avg. per client
- $2.37M
Total
- Clients
- 251
- Regulatory AUM
- $251M
- AUM share
- 100%
- Avg. per client
- $1M
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
HMM Group charges up to 1.50% a year for its Comprehensive Portfolio Management. The fee is billed in arrears and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Retirement Plan Consulting
- Retirement plan consulting fees are a percentage of plan assets, with annual fees not to exceed 1.50%, set case by case in the signed consulting agreement.
Mark Hayek owns 50% to 75% of HMM Group. The leadership team of HMM Group includes Chief Compliance Officer Michael McConnell. It has 3 employees, 2 of them in advisory roles.
Leadership
- Michael McConnellManaging Member & Chief Compliance Officer
- Mark HayekManaging Member
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
- Mark Lee Hayek
- Michael John McConnell
Staff
- 3 employees
- 2 in advisory functions
- 2 state-registered reps
- 2 broker-dealer reps
- 2 insurance agents
- Owns 50% to 75% of HMM Group LLC
Mark Hayek
Control person · since July 2017
- Owns 50% to 75% of HMM Group LLC
Michael McConnell
Control person · since July 2017
HMM Group’s regulatory assets grew from $181M (February 2021) to $251M (January 2026); clients were 251 in both filings and employees were 3 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| January 2026 | $251M | 251 | 3 | 1 |
| January 2025 | $245M | 255 | 3 | 1 |
| February 2024 | $219M | 252 | 3 | 1 |
| February 2023 | $189M | 254 | 3 | 1 |
| February 2022 | $214M | 245 | 3 | 1 |
| February 2021 | $181M | 249 | 3 | 1 |
Besides its headquarters, HMM Group has 0 offices, with 1 listed address in California.
California · 1 listed address
- 74-900 Highway 111, Suite 112, Indian WellsHQ
Contact and registration details
- Legal name
- HMM Group LLC
- Headquarters
- 74-900 Highway 111, Suite 112, Indian Wells, CA 92210
- Website
- mpremierpartners.com
- Phone
- 442-274-5300
- SEC file
- 801-110827
- Founded
- 2017
- Structure
- California LLC
- Fiscal year end
- December
HMM Group uses Charles Schwab ($251M) as custodian for its separately managed accounts. HMM Group has custody of $192M in client assets for 217 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $251M100%
At year end, HMM Group’s separately managed accounts were mostly in funds (52%) and stocks (30%).
What the accounts hold
- Stocks30%
- Funds52%
- Bonds1%
- Cash16%
Filed values cover 99%. The neutral 1% gap has no reported category.
How many clients does HMM Group have?
HMM Group has 251 clients and manages $251 million for them, as of January 2026. They include 173 individual clients and 78 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 28 January 2026
What services does HMM Group offer?
HMM Group provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, and insurance.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does HMM Group charge?
HMM Group charges up to 1.50% a year for its Comprehensive Portfolio Management. The fee is billed in arrears and is negotiable.
Source: FORM ADV PART 2A - FIRM BROCHURE, filed 28 January 2026
Which custodians does HMM Group use?
HMM Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $251M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 28 January 2026
How many financial advisors does HMM Group have?
HMM Group has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does HMM Group invest in?
At the end of its last fiscal year, HMM Group’s separately managed accounts held 52% registered funds (mutual funds, ETFs, BDCs), 30% exchange-traded equities, 16% cash and equivalents and 1% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns HMM Group?
HMM Group’s direct owners are Mark Hayek (50% to 75%) and Michael McConnell (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 28 January 2026
How does HMM Group get paid?
HMM Group is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is HMM Group registered with the SEC?
Yes, HMM Group has been registered with the SEC as an investment adviser since 17 July 2017. Its CRD number is 289044 and its SEC file number is 801-110827.
Source: Form ADV Part 1A, Item 1, filed 28 January 2026; IAPD firm record
How do I contact HMM Group?
HMM Group’s main office is at 74-900 Highway 111, Suite 112, Indian Wells, CA 92210. Its phone number is 442-274-5300. Its website is mpremierpartners.com.