{"url":"https://nivawealth.com/firms/hmm-group-289044","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/289044","regulatoryAum":251031106,"crd":"289044","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2440197","suffix":null,"lastName":"HAYEK","firstName":"MARK","middleName":"LEE"},{"crd":"6183178","suffix":null,"lastName":"MCCONNELL","firstName":"MICHAEL","middleName":"JOHN"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-02-09","regulatoryAum":181383945,"clients":249,"employees":3,"offices":1},{"filedOn":"2022-02-04","regulatoryAum":213968261,"clients":245,"employees":3,"offices":1},{"filedOn":"2023-02-09","regulatoryAum":188697457,"clients":254,"employees":3,"offices":1},{"filedOn":"2024-02-07","regulatoryAum":219053420,"clients":252,"employees":3,"offices":1},{"filedOn":"2025-01-29","regulatoryAum":244702857,"clients":255,"employees":3,"offices":1},{"filedOn":"2026-01-28","regulatoryAum":251031106,"clients":251,"employees":3,"offices":1}],"secFileNumber":"801-110827","legalName":"HMM Group LLC","displayName":"HMM Group","slug":"hmm-group-289044","website":"https://mpremierpartners.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":"2017","organization":"California limited liability company","fiscalYearEnd":"December","headquarters":{"street":"74-900 Highway 111, Suite 112","city":"Indian Wells","state":"CA","stateName":"California","country":"United States","postalCode":"92210"},"tradeNames":[],"registration":{"secApproved":"17 July 2017","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1000123.9282868525,"staff":{"employees":3,"advisory":2,"brokerDealerReps":2,"insuranceAgents":2,"promoters":0},"aum":{"regulatory":251031106,"discretionary":251031106,"discretionaryAccounts":622,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":1,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":173,"regulatoryAum":65948483},{"label":"High-net-worth individuals","clients":78,"regulatoryAum":185082623}],"feePrograms":[{"role":"main","program":"Comprehensive Portfolio Management","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1004728","versionId":1004728,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-01-28","documentName":"FORM ADV PART 2A - FIRM BROCHURE","fee_rate_low":null,"fee_rate_high":1.5,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Retirement Plan Consulting","summary":"Retirement plan consulting fees are a percentage of plan assets, with annual fees not to exceed 1.50%, set case by case in the signed consulting agreement.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1004728","versionId":1004728,"submittedOn":"2026-01-28","documentName":"FORM ADV PART 2A - FIRM BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T15:49:51.622842+00:00","documents":[{"name":"FORM ADV PART 2A - FIRM BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1004728","versionId":1004728,"submittedOn":"2026-01-28"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":251031106}],"custodyNote":"HMM Group has custody of $192M in client assets for 217 clients.","leadership":[{"name":"Michael McConnell","title":"Managing Member & Chief Compliance Officer","crd":"6183178"},{"name":"Mark Hayek","title":"Managing Member","crd":"2440197"}],"ownership":[{"label":"Mark Hayek","detail":"Managing member in the 50% to 75% ownership band and a control person, since July 2017."},{"label":"Michael McConnell","detail":"Managing member & chief compliance officer in the 50% to 75% ownership band and a control person, since July 2017."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"74-900 Highway 111, Suite 112","city":"Indian Wells","headquarters":true}]}],"brochureServices":["insurance"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"442-274-5300","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":30},{"label":"U.S. state and local bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":52},{"label":"Cash and cash equivalents","percent":16}],"privateFunds":0},"sources":{"adv1FilingDate":"28 January 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/289044/PDF/289044.pdf","brochureDate":"28 January 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1004728","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does HMM Group have?","answer":"HMM Group has 251 clients and manages $251 million for them, as of January 2026. They include 173 individual clients and 78 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 28 January 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does HMM Group offer?","answer":"HMM Group provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, and insurance.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does HMM Group charge?","answer":"HMM Group charges up to 1.50% a year for its Comprehensive Portfolio Management. The fee is billed in arrears and is negotiable.","source":"FORM ADV PART 2A - FIRM BROCHURE, filed 28 January 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does HMM Group use?","answer":"HMM Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $251M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 28 January 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does HMM Group have?","answer":"HMM Group has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does HMM Group invest in?","answer":"At the end of its last fiscal year, HMM Group’s separately managed accounts held 52% registered funds (mutual funds, ETFs, BDCs), 30% exchange-traded equities, 16% cash and equivalents and 1% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns HMM Group?","answer":"HMM Group’s direct owners are Mark Hayek (50% to 75%) and Michael McConnell (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 28 January 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does HMM Group get paid?","answer":"HMM Group is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is HMM Group registered with the SEC?","answer":"Yes, HMM Group has been registered with the SEC as an investment adviser since 17 July 2017. Its CRD number is 289044 and its SEC file number is 801-110827.","source":"Form ADV Part 1A, Item 1, filed 28 January 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact HMM Group?","answer":"HMM Group’s main office is at 74-900 Highway 111, Suite 112, Indian Wells, CA 92210. Its phone number is 442-274-5300. Its website is mpremierpartners.com.","source":"Form ADV Part 1A, Item 1.F, filed 28 January 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}