HighRoad Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, and pension consulting. Financial planning was provided to 51–100 clients last fiscal year.
HighRoad Wealth Advisors reports 111 clients. They include 69 high-net-worth individuals, 41 individual clients and 1 charitable organization. Of its assets, 100.0% ($189M across 318 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 37% | 8% |
| High-net-worth individuals | 62% | 92% |
| Charitable organizations | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 41 | $15.5M | 8.2% | $379K |
| High-net-worth individuals | 69 | $173M | 91.6% | $2.5M |
| Charitable organizations | 1 | $339K | 0.2% | $339K |
| Total | 111 | $189M | 100% | $1.7M |
- Clients
- 41
- Regulatory AUM
- $15.5M
- AUM share
- 8.2%
- Avg. per client
- $379K
- Clients
- 69
- Regulatory AUM
- $173M
- AUM share
- 91.6%
- Avg. per client
- $2.5M
- Clients
- 1
- Regulatory AUM
- $339K
- AUM share
- 0.2%
- Avg. per client
- $339K
Total
- Clients
- 111
- Regulatory AUM
- $189M
- AUM share
- 100%
- Avg. per client
- $1.7M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
HighRoad Wealth Advisors charges 0.25%–1.50% a year for its Asset Management. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$1M | 1.50% |
| $1M–$3M | 1.20% |
| $3M–$5M | 1.00% |
| $5M–$10M | 0.80% |
| $10M and above | 0.25% |
Fee details and sources
Other fees
- ERISA Plan Services
- Retirement plan services are an annual fee of up to 1% of the included plan assets, negotiable and charged quarterly or monthly in arrears or in advance.
Jason Finnigan owns 50% to 75% of HighRoad Wealth Advisors. The leadership team of HighRoad Wealth Advisors includes Chief Compliance Officer Jason Finnigan. It has 3 employees.
Staff
- 3 employees
- 3 in advisory functions
- 3 state-registered reps
- Owns 50% to 75% of Highroad Wealth Advisors, LLC
Jason Finnigan
Control person · since May 2024
- Owns 50% to 75% of Highroad Wealth Advisors, LLC
Joshua Snoddy
Control person · since May 2024
HighRoad Wealth Advisors’ regulatory assets grew Infinity× from $0 (May 2024) to $189M (January 2026); employees rose from 2 to 3.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Jan 2026January 2026 | $189M | 111 | 3 | 1 |
| May 2025May 2025 | $171M | 110 | 3 | 1 |
| May 2024May 2024 | $0 | 0 | 2 | 1 |
Besides its headquarters, HighRoad Wealth Advisors has 0 offices, with 1 listed address in 1 state.
Oregon · 1 listed address
- 170 S. 2nd Street, Suite 201, Coos BayHQ
Contact and registration details
- Legal name
- Highroad Wealth Advisors, LLC
- Headquarters
- 170 S. 2nd Street, Suite 201, Coos Bay, OR 97420
- Website
- highroadwa.com
- Phone
- 541-266-7623
- SEC file
- 801-130463
- Structure
- Oregon LLC
- Fiscal year end
- December
HighRoad Wealth Advisors’ named custodian for separately managed accounts is Altruist ($189M). HighRoad Wealth Advisors does not have custody of client assets.
- AltruistAltruist Financial LLC · Culver City, CA · $189M100%
At year end, HighRoad Wealth Advisors’ separately managed accounts were mostly in funds (91%). Its reported 13F holdings for the quarter ended 30 June 2026 total $119M across 38 positions; the largest are Vanguard Index Fds (29.9%), SPDR Series Trust (10.6%) and Invesco Qqq TR (10.3%).
What the accounts hold
- Stocks7%
- Funds91%
- Cash2%
How many clients does HighRoad Wealth Advisors have?
HighRoad Wealth Advisors has 111 clients and manages $189 million for them, as of January 2026. They include 69 high-net-worth individuals, 41 individual clients and 1 charitable organization.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 26 January 2026
What services does HighRoad Wealth Advisors offer?
HighRoad Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does HighRoad Wealth Advisors charge?
HighRoad Wealth Advisors charges 0.25%–1.50% a year for its Asset Management. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.
Which custodians does HighRoad Wealth Advisors use?
HighRoad Wealth Advisors’ separately managed account assets are held at Altruist Financial LLC (Culver City, CA), with $189M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 January 2026
How many financial advisors does HighRoad Wealth Advisors have?
HighRoad Wealth Advisors has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does HighRoad Wealth Advisors invest in?
At the end of its last fiscal year, HighRoad Wealth Advisors’ separately managed accounts held 91% registered funds (mutual funds, ETFs, BDCs), 7% exchange-traded equities and 2% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns HighRoad Wealth Advisors?
HighRoad Wealth Advisors’ direct owners are Jason Finnigan (50% to 75%) and Joshua Snoddy (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 26 January 2026
How does HighRoad Wealth Advisors get paid?
HighRoad Wealth Advisors is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact HighRoad Wealth Advisors?
HighRoad Wealth Advisors’ main office is at 170 S. 2nd Street, Suite 201, Coos Bay, OR 97420. Its phone number is 541-266-7623. Its website is highroadwa.com.
