Jason Finnigan has been Managing Member/Investment Advisor Representative/Chief Compliance Officer of HighRoad Wealth Advisors since May 2024, is a control person of the firm and directly owns between 50% and 75% of it. Jason Finnigan holds a Bachelor of Arts in Economics from the University of Puget Sound.
Highroad Wealth Advisors, LLC is a Coos Bay, OR firm with $189M under management, 111 clients and 3 advisers in one office, as of its January 2026 filing.
Jason Finnigan is Co-Founder and Investment Advisor Representative of HighRoad Wealth Advisors, based in Coos Bay, Oregon. He is co-founder and owner of the firm, which has provided investment management and financial planning services to high-net-worth individuals, families and institutions since 2014. Before launching HighRoad, he spent 17 years at Morgan Stanley/Smith Barney, where he last served as a Vice President and Financial Planning Specialist.
Jason Finnigan’s longest registration was 10 years at Wells Fargo Advisors (2014–2024). Before joining HighRoad Wealth Advisors in 2024, Jason Finnigan was registered through Wells Fargo Advisors and Morgan Stanley.
- – present · 2 yearsCoos Bay, OR · Adviser representative · Firm CRD 331566
- Wells Fargo Advisors– · 10 yearsCoos Bay, OR · Adviser representative · Firm CRD 11025
- Morgan Stanley– · 4 yearsCoos Bay, OR · Adviser representative · Firm CRD 149777
- Citigroup Global Markets Inc.– · 8 yearsCoos Bay, OR · Adviser representative · Firm CRD 7059
Investment adviser representative registrations
Jason Finnigan is registered as an investment adviser representative in Oregon, since August 2024.
- OregonSince 1 August 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 12 May 2014 |
| Series 66 | Uniform Combined State Law Examination | 30 May 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 9 February 1998 |
| Series 7 | General Securities Representative Examination | 22 December 1997 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jason Maurice Finnigan
- CRD
- 2827406
- Firm
- HighRoad Wealth Advisors · CRD 331566
- Role
- Managing Member/Investment Advisor Representative/Chief Compliance Officer
- Office
- 170 S. 2ND STREET, SUITE 201, Coos Bay, OR 97420
- Registration
- Investment adviser registration
- In the industry since
- December 1997
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- highroadwa.com
Where does Jason Finnigan work?
Jason Finnigan has been Managing Member/Investment Advisor Representative/Chief Compliance Officer of Highroad Wealth Advisors, LLC since May 2024, and is a control person of the firm.
Is Jason Finnigan a financial advisor?
Yes. Jason Finnigan has a current investment-adviser registration in Oregon, through HighRoad Wealth Advisors since August 2024.
How many years of experience does Jason Finnigan have?
Jason Finnigan has 28 years in the financial industry, since December 1997, across 4 adviser firms.
What exams has Jason Finnigan passed?
Jason Finnigan has passed 4 licensing exams: the Series 7, Series 63, Series 66 and Series 24. The earliest, the Series 7, was passed in December 1997. FINRA credited Jason Finnigan with the SIE, which began in October 2018.
Where did Jason Finnigan work before HighRoad Wealth Advisors?
Before HighRoad Wealth Advisors, Jason Finnigan was registered through Morgan Stanley, June 2009 to February 2014; Citigroup Global Markets Inc., March 2001 to June 2009.
Where is Jason Finnigan based?
Jason Finnigan’s registered office is in Coos Bay, OR.
Is Jason Finnigan registered with FINRA?
No. Jason Finnigan has no current broker registration.
How can I verify Jason Finnigan’s record?
Search CRD 2827406 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jason Finnigan’s full registration record.
