Hemming& Wealth Management provides financial planning, portfolio management for individuals and small businesses, and pension consulting.
Hemming& Wealth Management reports 446 clients. They include 323 individual clients, 113 high-net-worth individuals, and 10 corporations and other businesses. Of its assets, 98.5% ($288M across 1,567 accounts) are managed with discretion; $4.49M across 47 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 72% | 34% |
| High-net-worth individuals | 25% | 65% |
| Corporations and other businesses | 2% | 2% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 323 | $98.1M | 33.5% | $304K |
| High-net-worth individuals | 113 | $190M | 64.9% | $1.68M |
| Corporations and other businesses | 10 | $4.49M | 1.5% | $449K |
| Total | 446 | $293M | 100% | $656K |
- Clients
- 323
- Regulatory AUM
- $98.1M
- AUM share
- 33.5%
- Avg. per client
- $304K
- Clients
- 113
- Regulatory AUM
- $190M
- AUM share
- 64.9%
- Avg. per client
- $1.68M
- Clients
- 10
- Regulatory AUM
- $4.49M
- AUM share
- 1.5%
- Avg. per client
- $449K
Total
- Clients
- 446
- Regulatory AUM
- $293M
- AUM share
- 100%
- Avg. per client
- $656K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Hemming& Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial Planning Services
- Project-based financial planning is billed at an hourly rate of up to $500 or a fixed fee; ongoing planning is a fixed quarterly fee.
- Retirement Plan Advisory Services
- Retirement plan advisory fees are 1.00% a year on assets up to $250,000, 0.75% to $1,000,000, 0.50% to $3,000,000, and negotiable above that.
Dawn Hemming owns 75% or more of Hemming& Wealth Management. The leadership team of Hemming& Wealth Management includes President Dawn Hemming and Chief Compliance Officer Jena Posey. It has 9 employees, 4 of them in advisory roles.
Staff
- 9 employees
- 4 in advisory functions
- 4 state-registered reps
- 4 insurance agents
- Owns 75% or more of Hemming& Wealth Management, Inc.
Dawn Hemming
Control person · since February 2019
- Owns 10% to 25% of Hemming& Wealth Management, Inc.
Autumn Soltysiak
Control person · since February 2019
Hemming& Wealth Management’s regulatory assets grew 1.9× from $152M (March 2021) to $293M (June 2026); clients rose from 382 to 446 and employees from 7 to 9.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Jun 2026June 2026 | $293M | 446 | 9 | 1 |
| Jul 2025July 2025 | $253M | 464 | 9 | 1 |
| Apr 2024April 2024 | $190M | 441 | 9 | 1 |
| May 2023May 2023 | $178M | 717 | 9 | 1 |
| Jun 2022June 2022 | $191M | 443 | 7 | 1 |
| Mar 2021March 2021 | $152M | 382 | 7 | 1 |
Besides its headquarters, Hemming& Wealth Management has 0 offices, with 1 listed address in 1 state.
Michigan · 1 listed address
- 600 E. Front Street, Suite 201, Traverse CityHQ
Contact and registration details
- Legal name
- Hemming& Wealth Management, Inc.
- Headquarters
- 600 E. Front Street, Suite 201, Traverse City, MI 49686
- Website
- hemmingwm.com
- Phone
- 231-922-2900
- @hemming-wealth-management
- SEC file
- 801-114962
- Structure
- Michigan corporation
- Fiscal year end
- December
Hemming& Wealth Management’s named custodian for separately managed accounts is Fidelity ($272M). Hemming& Wealth Management has custody of $121M for 246 clients.
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $272M100%
At year end, Hemming& Wealth Management’s separately managed accounts were mostly in funds (97%). Its reported 13F holdings for the quarter ended 30 June 2026 total $164M across 16 positions; the largest are J P Morgan Exchange Traded F (19.2%), iShares TR (18.4%) and iShares TR (14.3%).
What the accounts hold
- Stocks2%
- Funds97%
- Registered funds95%
- Pooled vehicles2%
- Cash1%
How many clients does Hemming& Wealth Management have?
Hemming& Wealth Management has 446 clients and manages $293 million for them, as of June 2026. They include 323 individual clients, 113 high-net-worth individuals, and 10 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 5 June 2026
What services does Hemming& Wealth Management offer?
Hemming& Wealth Management provides financial planning, portfolio management for individuals and small businesses, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Hemming& Wealth Management use?
Hemming& Wealth Management’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $272M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 5 June 2026
How many financial advisors does Hemming& Wealth Management have?
Hemming& Wealth Management has 4 investment adviser representatives registered with state securities authorities, out of 9 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Hemming& Wealth Management invest in?
At the end of its last fiscal year, Hemming& Wealth Management’s separately managed accounts held 95% registered funds (mutual funds, ETFs, BDCs), 2% exchange-traded equities, 2% pooled vehicles (private funds and similar) and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Hemming& Wealth Management?
Hemming& Wealth Management’s direct owners are Autumn Soltysiak (10% to 25%) and Dawn Hemming (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 5 June 2026
How does Hemming& Wealth Management get paid?
Hemming& Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Hemming& Wealth Management?
Hemming& Wealth Management’s main office is at 600 E. Front Street, Suite 201, Traverse City, MI 49686. Its phone number is 231-922-2900. Its website is hemmingwm.com.