{"url":"https://nivawealth.com/firms/hemming-and-wealth-management-300918","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/300918","regulatoryAum":292580381,"crd":"300918","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6432323","suffix":null,"lastName":"BUDD","firstName":"TANELLE","middleName":null},{"crd":"2243857","suffix":null,"lastName":"HEMMING","firstName":"DAWN","middleName":"MICHELLE"},{"crd":"5864603","suffix":"MRS.","lastName":"POSEY","firstName":"JENA","middleName":"CORRIN"},{"crd":"4684987","suffix":null,"lastName":"SOLTYSIAK","firstName":"AUTUMN","middleName":"C"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-26","regulatoryAum":151804161,"clients":382,"employees":7,"offices":1},{"filedOn":"2022-06-06","regulatoryAum":190695533,"clients":443,"employees":7,"offices":1},{"filedOn":"2023-05-19","regulatoryAum":177706887,"clients":717,"employees":9,"offices":1},{"filedOn":"2024-04-16","regulatoryAum":190474213,"clients":441,"employees":9,"offices":1},{"filedOn":"2025-07-16","regulatoryAum":253122835,"clients":464,"employees":9,"offices":1},{"filedOn":"2026-06-05","regulatoryAum":292580381,"clients":446,"employees":9,"offices":1}],"secFileNumber":"801-114962","legalName":"Hemming& Wealth Management, Inc.","displayName":"Hemming& Wealth Management","slug":"hemming-and-wealth-management-300918","website":"https://hemmingwm.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/hemming-wealth-management/about/","founded":null,"organization":"Michigan corporation","fiscalYearEnd":"December","headquarters":{"street":"600 E. 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They include 323 individual clients, 113 high-net-worth individuals, and 10 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 5 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Hemming& Wealth Management offer?","answer":"Hemming& Wealth Management provides financial planning, portfolio management for individuals and small businesses, and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Hemming& Wealth Management use?","answer":"Hemming& Wealth Management’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $272M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 5 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Hemming& Wealth Management have?","answer":"Hemming& Wealth Management has 4 investment adviser representatives registered with state securities authorities, out of 9 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Hemming& Wealth Management invest in?","answer":"At the end of its last fiscal year, Hemming& Wealth Management’s separately managed accounts held 95% registered funds (mutual funds, ETFs, BDCs), 2% exchange-traded equities, 2% pooled vehicles (private funds and similar) and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Hemming& Wealth Management?","answer":"Hemming& Wealth Management’s direct owners are Autumn Soltysiak (10% to 25%) and Dawn Hemming (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 5 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Hemming& Wealth Management get paid?","answer":"Hemming& Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Hemming& Wealth Management?","answer":"Hemming& Wealth Management’s main office is at 600 E. Front Street, Suite 201, Traverse City, MI 49686. Its phone number is 231-922-2900. Its website is hemmingwm.com.","source":"Form ADV Part 1A, Item 1.F, filed 5 June 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/hemming-and-wealth-management-300918/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-06","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1782624/000195175726001100/0001951757-26-001100-index.html","totalValue":164268964,"positionCount":16,"top10Share":0.9806319652688623,"top10":[{"issuer":"J P MORGAN EXCHANGE TRADED F","titleOfClass":"US QUALTY FCTR","cusip":"46641Q761","value":31493341,"shares":435713,"shareType":"SH","priorValue":27154725,"priorShares":442836},{"issuer":"ISHARES TR","titleOfClass":"S&P 500 GRWT ETF","cusip":"464287309","value":30287283,"shares":220223,"shareType":"SH","priorValue":25628979,"priorShares":226585},{"issuer":"ISHARES TR","titleOfClass":"CORE S&P500 ETF","cusip":"464287200","value":23410671,"shares":31260,"shareType":"SH","priorValue":20751209,"priorShares":31768},{"issuer":"BLACKROCK ETF TRUST","titleOfClass":"ISHARES US EQUIT","cusip":"09290C103","value":19572425,"shares":287787,"shareType":"SH","priorValue":17497295,"priorShares":300744},{"issuer":"ISHARES TR","titleOfClass":"EAFE VALUE ETF","cusip":"464288877","value":17732484,"shares":231646,"shareType":"SH","priorValue":16993522,"priorShares":228561},{"issuer":"ISHARES TR","titleOfClass":"S&P 500 VAL ETF","cusip":"464287408","value":12146710,"shares":53496,"shareType":"SH","priorValue":11190875,"priorShares":53000},{"issuer":"BLACKROCK ETF TRUST","titleOfClass":"ISHA I IN TE ETF","cusip":"09290C780","value":11219724,"shares":212817,"shareType":"SH"},{"issuer":"ISHARES TR","titleOfClass":"CORE S&P SCP ETF","cusip":"464287804","value":9408055,"shares":63435,"shareType":"SH","priorValue":7849395,"priorShares":63144},{"issuer":"ISHARES TR","titleOfClass":"U.S. TECH ETF","cusip":"464287721","value":5028970,"shares":19938,"shareType":"SH","priorValue":12508333,"priorShares":68947},{"issuer":"COCA COLA CO","titleOfClass":"COM","cusip":"191216100","value":787734,"shares":9630,"shareType":"SH","priorValue":785328,"priorShares":10255}],"positionsListed":16,"positions":[{"issuer":"J P MORGAN EXCHANGE TRADED F","titleOfClass":"US QUALTY FCTR","cusip":"46641Q761","value":31493341,"shares":435713,"shareType":"SH","priorValue":27154725,"priorShares":442836},{"issuer":"ISHARES TR","titleOfClass":"S&P 500 GRWT ETF","cusip":"464287309","value":30287283,"shares":220223,"shareType":"SH","priorValue":25628979,"priorShares":226585},{"issuer":"ISHARES TR","titleOfClass":"CORE S&P500 ETF","cusip":"464287200","value":23410671,"shares":31260,"shareType":"SH","priorValue":20751209,"priorShares":31768},{"issuer":"BLACKROCK ETF TRUST","titleOfClass":"ISHARES US EQUIT","cusip":"09290C103","value":19572425,"shares":287787,"shareType":"SH","priorValue":17497295,"priorShares":300744},{"issuer":"ISHARES TR","titleOfClass":"EAFE VALUE ETF","cusip":"464288877","value":17732484,"shares":231646,"shareType":"SH","priorValue":16993522,"priorShares":228561},{"issuer":"ISHARES TR","titleOfClass":"S&P 500 VAL ETF","cusip":"464287408","value":12146710,"shares":53496,"shareType":"SH","priorValue":11190875,"priorShares":53000},{"issuer":"BLACKROCK ETF TRUST","titleOfClass":"ISHA I IN TE ETF","cusip":"09290C780","value":11219724,"shares":212817,"shareType":"SH"},{"issuer":"ISHARES TR","titleOfClass":"CORE S&P SCP ETF","cusip":"464287804","value":9408055,"shares":63435,"shareType":"SH","priorValue":7849395,"priorShares":63144},{"issuer":"ISHARES TR","titleOfClass":"U.S. TECH ETF","cusip":"464287721","value":5028970,"shares":19938,"shareType":"SH","priorValue":12508333,"priorShares":68947},{"issuer":"COCA COLA CO","titleOfClass":"COM","cusip":"191216100","value":787734,"shares":9630,"shareType":"SH","priorValue":785328,"priorShares":10255},{"issuer":"MICROSOFT CORP","titleOfClass":"COM","cusip":"594918104","value":698817,"shares":1873,"shareType":"SH","priorValue":814086,"priorShares":2199},{"issuer":"STRYKER CORPORATION","titleOfClass":"COM","cusip":"863667101","value":696330,"shares":2206,"shareType":"SH","priorValue":726656,"priorShares":2206},{"issuer":"ALPHABET INC","titleOfClass":"CAP STK CL A","cusip":"02079K305","value":543202,"shares":1520,"shareType":"SH","priorValue":437091,"priorShares":1520},{"issuer":"MICRON TECHNOLOGY INC","titleOfClass":"COM","cusip":"595112103","value":536745,"shares":465,"shareType":"SH"},{"issuer":"APPLE INC","titleOfClass":"COM","cusip":"037833100","value":420440,"shares":1453,"shareType":"SH","priorValue":368757,"priorShares":1453},{"issuer":"COSTCO WHOLESALE CORPORATION","titleOfClass":"COM","cusip":"22160K105","value":286033,"shares":306,"shareType":"SH","priorValue":304672,"priorShares":306}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}