Haverdink Financial Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and education planning. Financial planning was provided to 1–10 clients last fiscal year.
Haverdink Financial Management reports 181 clients. They include 117 individual clients, 62 high-net-worth individuals, and 2 pension and profit-sharing plans. Of its assets, 100.0% ($220M across 480 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 65% | 19% |
| High-net-worth individuals | 34% | 79% |
| Pension and profit-sharing plans | 1% | 2% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 117 | $42.7M | 19.4% | $365K |
| High-net-worth individuals | 62 | $174M | 79.0% | $2.81M |
| Pension and profit-sharing plans | 2 | $3.54M | 1.6% | $1.77M |
| Total | 181 | $220M | 100% | $1.22M |
- Clients
- 117
- Regulatory AUM
- $42.7M
- AUM share
- 19.4%
- Avg. per client
- $365K
- Clients
- 62
- Regulatory AUM
- $174M
- AUM share
- 79.0%
- Avg. per client
- $2.81M
- Clients
- 2
- Regulatory AUM
- $3.54M
- AUM share
- 1.6%
- Avg. per client
- $1.77M
Total
- Clients
- 181
- Regulatory AUM
- $220M
- AUM share
- 100%
- Avg. per client
- $1.22M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Haverdink Financial Management charges 0.50%–1.20% a year for its Investment Management Services. The fee is billed in arrears and is negotiable. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Consultation Services
- Consultation services are billed at an hourly fee of $150, or as a project fee; administrative support is billed at $75 an hour.
- Financial Planning Services
- Financial planning is billed at an hourly fee of $150, or as a project fee; administrative support is billed at $75 an hour.
The Kevin and Laura Haverdink Revocable Trust owns 75% or more of Haverdink Financial Management. The leadership team of Haverdink Financial Management includes President Kevin Haverdink. It has 3 employees, 2 of them in advisory roles.
Leadership
- Kevin HaverdinkPresident, Chief Compliance Officer, and Trustee of the Kevin and Laura Haverdink Revocable Trust
- Laura HaverdinkVP, Secty, Treasurer and Trustee of the Kevin and Laura Haverdink Revocable Trust
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 3 employees
- 2 in advisory functions
- 2 state-registered reps
- 1 insurance agent
- Owns 75% or more of Haverdink Financial Management, L.L.C.
The Kevin and Laura Haverdink Revocable Trust
Control person · since February 2022
Haverdink Financial Management’s regulatory assets grew 1.6× from $139M (January 2021) to $220M (January 2026); clients rose from 153 to 181 and employees from 2 to 3.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| January 2026 | $220M | 181 | 3 | 1 |
| February 2025 | $191M | 172 | 3 | 1 |
| April 2024 | $171M | 159 | 3 | 1 |
| July 2023 | $140M | 153 | 2 | 1 |
| June 2022 | $154M | 151 | 2 | 1 |
| January 2021 | $139M | 153 | 2 | 1 |
Besides its headquarters, Haverdink Financial Management has 0 offices, with 1 listed address in Michigan.
Michigan · 1 listed address
- 440 W. Centre Avenue, Suite 5, PortageHQ
Contact and registration details
- Legal name
- Haverdink Financial Management, L.L.C.
- Headquarters
- 440 W. Centre Avenue, Suite 5, Portage, MI 49024-5373
- Website
- Not reported
- Phone
- 269-321-5070
- SEC file
- 801-112557
- Founded
- 2004
- Structure
- Michigan LLC
- Fiscal year end
- December
Haverdink Financial Management uses Charles Schwab ($217M) as custodian for its separately managed accounts. Haverdink Financial Management has custody of $76M in client assets for 93 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $217M100%
At year end, Haverdink Financial Management’s separately managed accounts were mostly in funds (82%) and cash (13%).
What the accounts hold
- Stocks5%
- Funds82%
- Cash13%
How many clients does Haverdink Financial Management have?
Haverdink Financial Management has 181 clients and manages $220 million for them, as of January 2026. They include 117 individual clients, 62 high-net-worth individuals, and 2 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 23 January 2026
What services does Haverdink Financial Management offer?
Haverdink Financial Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and education planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Haverdink Financial Management charge?
Haverdink Financial Management charges 0.50%–1.20% a year for its Investment Management Services. The fee is billed in arrears and is negotiable.
Source: HAVERDINK FINANCIAL MANAGEMENT ADV 2A BROCHURE 1-2026, filed 23 January 2026
Which custodians does Haverdink Financial Management use?
Haverdink Financial Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $217M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 January 2026
How many financial advisors does Haverdink Financial Management have?
Haverdink Financial Management has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Haverdink Financial Management invest in?
At the end of its last fiscal year, Haverdink Financial Management’s separately managed accounts held 82% registered funds (mutual funds, ETFs, BDCs), 13% cash and equivalents and 5% exchange-traded equities.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Haverdink Financial Management?
Haverdink Financial Management’s direct owner is the Kevin and Laura Haverdink Revocable Trust (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 23 January 2026
How does Haverdink Financial Management get paid?
Haverdink Financial Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Haverdink Financial Management registered with the SEC?
Yes, Haverdink Financial Management has been registered with the SEC as an investment adviser since 1 March 2018. Its CRD number is 131236 and its SEC file number is 801-112557.
Source: Form ADV Part 1A, Item 1, filed 23 January 2026; IAPD firm record
How do I contact Haverdink Financial Management?
Haverdink Financial Management’s main office is at 440 W. Centre Avenue, Suite 5, Portage, MI 49024-5373. Its phone number is 269-321-5070.